Executive Officer

0001144204-16-135528.txt : 20161121 0001144204-16-135528.hdr.sgml : 20161121 20161121125259 ACCESSION NUMBER: 0001144204-16-135528 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 EFFECTIVENESS DATE: 20161121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Itau Unibanco Holding S.A. CENTRAL INDEX KEY: 0001132597 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: D5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17515 FILM NUMBER: 162009746 BUSINESS ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 BUSINESS PHONE: 55-11-5019-1723 MAIL ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A. DATE OF NAME CHANGE: 20090226 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A DATE OF NAME CHANGE: 20030319 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU SA DATE OF NAME CHANGE: 20010117 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001132597 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT false Itau Unibanco Holding S.A.

Pc. Alfredo Egydio De Souza Aranha, 100 Torre Ae, 3 Andar, Cep 04344-902 Sao Paulo D5 00000

13F HOLDINGS REPORT 028-17515 N Matias Granata Executive Officer 55-11-50199208 /s/ Matias Granata Sao Paulo D5 11-14-2016 1 469 885661 1 0001541597 028-14678 Itau USA Asset Management Inc. INFORMATION TABLE 2 infotable.xml AARONS INC COM PAR $0.50 002535300 14 560 SH DFND 0 0 560 ABERCROMBIE & FITCH CO CL A 002896207 7 410 SH DFND 0 0 410 ABM INDS INC COM 000957100 6 160 SH DFND 0 0 160 ADVANCED ENERGY INDS COM 007973100 5 100 SH DFND 0 0 100 ADVANCED MICRO DEVICES INC COM 007903107 5 720 SH DFND 0 0 720 AECOM COM 00766T100 7 230 SH DFND 0 0 230 AK STL HLDG CORP COM 001547108 17 3590 SH DFND 0 0 3590 ALPHABET INC CAP STK CL A 02079K305 24 30 SH DFND 0 0 30 AMBEV SA SPONSORED ADR 02319V103 11308 1856772 SH DFND 1 1712375 0 144397 AMBEV SA SPONSORED ADR 02319V103 17470 2868578 SH SOLE 0 0 2868578 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 7816 683247 SH DFND 1 472812 0 210435 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 9 530 SH DFND 0 0 530 AMERICAN INTL GROUP INC COM NEW 026874784 34 580 SH DFND 310 0 270 AMERICAN PUBLIC EDUCATION IN COM 02913V103 9 470 SH DFND 0 0 470 AMERICAN VANGUARD CORP COM 030371108 9 550 SH DFND 0 0 550 AMERICAN WOODMARK CORP COM 030506109 6 70 SH DFND 0 0 70 AMERIS BANCORP COM 03076K108 5 150 SH DFND 0 0 150 AMGEN INC COM 031162100 89 531 SH DFND 71 0 460 ANIXTER INTL INC COM 035290105 6 100 SH DFND 0 0 100 APPLE INC COM 037833100 87 773 SH DFND 113 0 660 APPLIED INDL TECHNOLOGIES IN COM 03820C105 7 140 SH DFND 0 0 140 APPLIED MATLS INC COM 038222105 65 2170 SH DFND 0 0 2170 ARCBEST CORP COM 03937C105 6 340 SH DFND 0 0 340 ARROW ELECTRS INC COM 042735100 6 90 SH DFND 0 0 90 ASCENA RETAIL GROUP INC COM 04351G101 4 630 SH DFND 0 0 630 ASTEC INDS INC COM 046224101 9 150 SH DFND 0 0 150 AT&T INC COM 00206R102 127 3120 SH DFND 0 0 3120 ATWOOD OCEANICS INC COM 050095108 6 650 SH DFND 0 0 650 AUTOZONE INC COM 053332102 77 100 SH DFND 0 0 100 AVERY DENNISON CORP COM 053611109 128 1650 SH DFND 0 0 1650 AVON PRODS INC COM 054303102 4 740 SH DFND 0 0 740 BANC OF CALIFORNIA INC COM 05990K106 7 380 SH DFND 0 0 380 BANCO BRADESCO S A SP ADR PFD NEW 059460303 29573 3260562 SH DFND 1 2146122 0 1114440 BANCO BRADESCO S A SP ADR PFD NEW 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1619 62773 SH DFND 0 0 62773 DECKERS OUTDOOR CORP COM 243537107 5 80 SH DFND 0 0 80 DELTA AIR LINES INC DEL COM NEW 247361702 128 3250 SH DFND 0 0 3250 DELUXE CORP COM 248019101 6 90 SH DFND 0 0 90 DEVRY ED GROUP INC COM 251893103 15 670 SH DFND 0 0 670 DHI GROUP INC COM 23331S100 4 530 SH DFND 0 0 530 DICKS SPORTING GOODS INC COM 253393102 5 80 SH DFND 0 0 80 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 88 3260 SH DFND 0 0 3260 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 83 3160 SH DFND 0 0 3160 DISNEY WALT CO COM DISNEY 254687106 25 265 SH DFND 265 0 0 DOMINOS PIZZA INC COM 25754A201 9 60 SH DFND 0 0 60 DOMTAR CORP COM NEW 257559203 7 180 SH DFND 0 0 180 DORMAN PRODUCTS INC COM 258278100 6 90 SH DFND 0 0 90 DOVER CORP COM 260003108 49 670 SH DFND 0 0 670 DR PEPPER SNAPPLE GROUP INC COM 26138E109 59 650 SH DFND 0 0 650 DREW INDS INC COM NEW 26168L205 10 100 SH DFND 0 0 100 DRIL-QUIP INC COM 262037104 4 80 SH DFND 0 0 80 DUKE ENERGY CORP NEW COM NEW 26441C204 37 460 SH DFND 0 0 460 DUN & BRADSTREET CORP DEL NE COM 26483E100 191 1400 SH DFND 0 0 1400 EATON CORP PLC SHS G29183103 128 1950 SH DFND 0 0 1950 EATON VANCE CORP COM NON VTG 278265103 5 140 SH DFND 0 0 140 EBAY INC COM 278642103 59 1780 SH DFND 0 0 1780 EMBRAER S A SP ADR REP 4 COM 29082A107 6243 361730 SH SOLE 0 0 386830 EMCOR GROUP INC COM 29084Q100 11 180 SH DFND 0 0 180 EMERSON ELEC CO COM 291011104 53 970 SH DFND 0 0 970 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 153 157883 SH DFND 0 0 157883 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 2447 123329 SH DFND 1 83709 0 39620 ENANTA PHARMACEUTICALS INC COM 29251M106 9 340 SH DFND 0 0 340 ENERSIS AMERICAS SA SPONSORED ADR 29274F104 5378 656705 SH DFND 1 457724 0 198981 ENERSIS AMERICAS SA SPONSORED ADR 29274F104 2098 441712 SH SOLE 0 0 441712 ENERSYS COM 29275Y102 10 140 SH DFND 0 0 140 ENGILITY HLDGS INC NEW COM 29286C107 6 190 SH DFND 0 0 190 ENSCO PLC SHS CLASS A G3157S106 73 8610 SH DFND 0 0 8610 EQUINIX INC COM PAR $0.001 29444U700 18 50 SH DFND 0 0 50 ETHAN ALLEN INTERIORS INC COM 297602104 4 130 SH DFND 0 0 130 EXPEDITORS INTL WASH INC COM 302130109 76 1480 SH DFND 0 0 1480 EXPRESS INC COM 30219E103 5 440 SH DFND 0 0 440 FAIR ISAAC CORP COM 303250104 5 40 SH DFND 0 0 40 FEDERATED INVS INC PA CL B 314211103 4 140 SH DFND 0 0 140 FINISH LINE INC CL A 317923100 10 450 SH DFND 0 0 450 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 721 19232 SH DFND 0 0 19232 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1313 54045 SH DFND 0 0 54045 FLIR SYS INC COM 302445101 49 1550 SH DFND 0 0 1550 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 25162 273379 SH DFND 1 190337 0 83042 FOOT LOCKER INC COM 344849104 9 130 SH DFND 0 0 130 FORWARD AIR CORP COM 349853101 4 90 SH DFND 0 0 90 FOSSIL GROUP INC COM 34988V106 12 420 SH DFND 0 0 420 FRANKLIN RES INC COM 354613101 128 3590 SH DFND 0 0 3590 FTI CONSULTING INC COM 302941109 5 120 SH DFND 0 0 120 GAP INC DEL COM 364760108 65 2930 SH DFND 0 0 2930 GARMIN LTD SHS 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FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 670 217600 SH DFND 0 0 217600 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 16 1792 SH DFND 1 1792 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 142 5517 SH DFND 1 5517 0 0 HALYARD HEALTH INC COM 40650V100 6 170 SH DFND 0 0 170 HARMAN INTL INDS INC COM 413086109 57 670 SH DFND 0 0 670 HARRIS CORP DEL COM 413875105 43 470 SH DFND 0 0 470 HAWAIIAN HOLDINGS INC COM 419879101 16 330 SH DFND 0 0 330 HCA HOLDINGS INC COM 40412C101 53 700 SH DFND 0 0 700 HEWLETT PACKARD ENTERPRISE C COM 42824C109 39 1710 SH DFND 0 0 1710 HIBBETT SPORTS INC COM 428567101 7 170 SH DFND 0 0 170 HMS HLDGS CORP COM 40425J101 7 310 SH DFND 0 0 310 HNI CORP COM 404251100 5 130 SH DFND 0 0 130 HOME DEPOT INC COM 437076102 23 180 SH DFND 0 0 180 HORMEL FOODS CORP COM 440452100 61 1600 SH DFND 0 0 1600 HP INC COM 40434L105 106 6810 SH DFND 0 0 6810 HUNTINGTON INGALLS INDS INC COM 446413106 5 30 SH DFND 0 0 30 IDEXX LABS INC COM 45168D104 9 80 SH DFND 0 0 80 II VI INC COM 902104108 5 190 SH DFND 0 0 190 ILLINOIS TOOL WKS INC COM 452308109 80 670 SH DFND 0 0 670 INNOSPEC INC COM 45768S105 14 230 SH DFND 0 0 230 INSIGHT ENTERPRISES INC COM 45765U103 14 430 SH DFND 0 0 430 INTEL CORP COM 458140100 82 2180 SH DFND 0 0 2180 INTERDIGITAL INC COM 45867G101 9 110 SH DFND 0 0 110 INTERFACE INC COM 458665304 6 330 SH DFND 0 0 330 INTERNATIONAL BUSINESS MACHS COM 459200101 51 320 SH DFND 0 0 320 IROBOT CORP COM 462726100 8 190 SH DFND 0 0 190 ISHARES MSCI BRZ CAP ETF 464286400 590 17505 SH DFND 0 0 17505 ISHARES MSCI EM ASIA ETF 464286426 1695 29500 SH DFND 0 0 29500 ISHARES MIN VOL EMRG MKT 464286533 2417 44714 SH DFND 1 44714 0 0 ISHARES MSCI EURZONE ETF 464286608 1016 29470 SH DFND 0 0 29470 ISHARES MSCI PAC JP ETF 464286665 748 17700 SH DFND 0 0 17700 ISHARES MSCI FRANCE ETF 464286707 818 33870 SH DFND 0 0 33870 ISHARES MSCI SZ CAP ETF 464286749 306 10000 SH DFND 0 0 10000 ISHARES MSCI SPAN CP ETF 464286764 2786 103860 SH DFND 0 0 103860 ISHARES 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MSC INDL DIRECT INC CL A 553530106 8 110 SH DFND 0 0 110 MURPHY USA INC COM 626755102 7 100 SH DFND 0 0 100 MYR GROUP INC DEL COM 55405W104 7 220 SH DFND 0 0 220 NASDAQ INC COM 631103108 66 980 SH DFND 0 0 980 NATIONAL PRESTO INDS INC COM 637215104 9 100 SH DFND 0 0 100 NAVIGANT CONSULTING INC COM 63935N107 13 650 SH DFND 0 0 650 NCR CORP NEW COM 62886E108 6 200 SH DFND 0 0 200 NETAPP INC COM 64110D104 62 1730 SH DFND 0 0 1730 NETGEAR INC COM 64111Q104 12 200 SH DFND 0 0 200 NEUSTAR INC CL A 64126X201 10 360 SH DFND 0 0 360 NEW YORK TIMES CO CL A 650111107 5 430 SH DFND 0 0 430 NEWS CORP NEW CL A 65249B109 74 5310 SH DFND 0 0 5310 NOBLE CORP PLC SHS USD G65431101 5 720 SH DFND 0 0 720 NORDSON CORP COM 655663102 4 40 SH DFND 0 0 40 NORDSTROM INC COM 655664100 48 920 SH DFND 0 0 920 NOW INC COM 67011P100 9 420 SH DFND 0 0 420 NVIDIA CORP COM 67066G104 36 520 SH DFND 0 0 520 OFG BANCORP COM 67103X102 4 440 SH DFND 0 0 440 OMNICOM GROUP INC COM 681919106 54 630 SH DFND 0 0 630 ORACLE CORP COM 68389X105 66 1687 SH DFND 507 0 1180 OSHKOSH CORP COM 688239201 6 100 SH DFND 0 0 100 OXFORD INDS INC COM 691497309 4 60 SH DFND 0 0 60 PACCAR INC COM 693718108 65 1100 SH DFND 0 0 1100 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 803 635026 SH DFND 0 0 635026 PAPA JOHNS INTL INC COM 698813102 6 80 SH DFND 0 0 80 PARKER HANNIFIN CORP COM 701094104 105 840 SH DFND 0 0 840 PEPSICO INC COM 713448108 101 930 SH DFND 0 0 930 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12988 1562952 SH DFND 1 1112300 0 450652 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1108 238756 SH DFND 0 0 238756 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 16364 1753887 SH DFND 1 1179200 0 574687 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 51415 6187169 SH SOLE 0 0 3898735 PHILIP MORRIS INTL INC COM 718172109 64 660 SH DFND 0 0 660 PILGRIMS PRIDE CORP NEW COM 72147K108 2188 103600 SH SOLE 0 0 103600 PIPER JAFFRAY COS COM 724078100 13 260 SH DFND 0 0 260 PLEXUS CORP COM 729132100 5 100 SH DFND 0 0 100 PNC FINL SVCS GROUP INC COM 693475105 14 150 SH DFND 0 0 150 POLARIS INDS INC COM 731068102 5 70 SH DFND 0 0 70 POOL CORPORATION COM 73278L105 4 40 SH DFND 0 0 40 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 103 5500 SH DFND 0 0 5500 PRICELINE GRP INC COM NEW 741503403 29 20 SH DFND 20 0 0 PRIMERICA INC COM 74164M108 4 80 SH DFND 0 0 80 PROCTER AND GAMBLE CO COM 742718109 39 430 SH DFND 0 0 430 PVH CORP COM 693656100 76 690 SH DFND 0 0 690 QUALCOMM INC COM 747525103 72 1050 SH DFND 0 0 1050 QUEST DIAGNOSTICS INC COM 74834L100 110 1300 SH DFND 0 0 1300 RALPH LAUREN CORP CL A 751212101 149 1470 SH DFND 0 0 1470 RAYONIER ADVANCED MATLS INC COM 75508B104 11 840 SH DFND 0 0 840 RAYTHEON CO COM NEW 755111507 105 770 SH DFND 0 0 770 RE MAX HLDGS INC CL A 75524W108 8 190 SH DFND 0 0 190 REGAL BELOIT CORP COM 758750103 5 90 SH DFND 0 0 90 RELIANCE STEEL & ALUMINUM CO COM 759509102 9 120 SH DFND 0 0 120 RENT A CTR INC NEW COM 76009N100 8 650 SH DFND 0 0 650 RESMED INC COM 761152107 5 80 SH DFND 0 0 80 RESOURCES CONNECTION INC COM 76122Q105 5 350 SH DFND 0 0 350 REX AMERICAN RESOURCES CORP COM 761624105 8 90 SH DFND 0 0 90 ROSS STORES INC COM 778296103 41 640 SH DFND 0 0 640 ROWAN COMPANIES PLC SHS CL A G7665A101 6 410 SH DFND 0 0 410 RPM INTL INC COM 749685103 6 120 SH DFND 0 0 120 RUDOLPH TECHNOLOGIES INC COM 781270103 10 560 SH DFND 0 0 560 SANDERSON FARMS INC COM 800013104 9 90 SH DFND 0 0 90 SANMINA CORPORATION COM 801056102 5 180 SH DFND 0 0 180 SCHWEITZER-MAUDUIT INTL INC COM 808541106 6 160 SH DFND 0 0 160 SCICLONE PHARMACEUTICALS INC COM 80862K104 11 1040 SH DFND 0 0 1040 SCIENCE APPLICATNS INTL CP N COM 808625107 6 90 SH DFND 0 0 90 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 56 880 SH DFND 0 0 880 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 720 15080 SH DFND 0 0 15080 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3636 50420 SH DFND 0 0 50420 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2447 45980 SH DFND 0 0 45980 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7116 88901 SH DFND 0 0 88901 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3716 52627 SH DFND 0 0 52627 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3169 164200 SH DFND 0 0 164200 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2412 41310 SH DFND 0 0 41310 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6480 135612 SH DFND 0 0 135612 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 746 22774 SH DFND 0 0 22774 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1577 32188 SH DFND 0 0 32188 SEMTECH CORP COM 816850101 4 160 SH DFND 0 0 160 SERVISFIRST BANCSHARES INC COM 81768T108 5 90 SH DFND 0 0 90 SIMON PPTY GROUP INC NEW COM 828806109 33 160 SH DFND 0 0 160 SMITH A O COM 831865209 5 50 SH DFND 0 0 50 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2556 95026 SH DFND 1 65682 0 29344 SOTHEBYS COM 835898107 4 110 SH DFND 0 0 110 SOUTHERN CO COM 842587107 37 720 SH DFND 0 0 720 SOUTHWEST AIRLS CO COM 844741108 56 1450 SH DFND 0 0 1450 SPARTANNASH CO COM 847215100 8 280 SH DFND 0 0 280 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 2713 32919 SH DFND 0 0 32919 SPDR INDEX SHS FDS EUROPE ETF 78463X608 489 18685 SH DFND 0 0 18685 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 3281 45500 SH SOLE 0 0 45500 SPDR S&P 500 ETF TR TR UNIT 78462F103 5454 25215 SH DFND 0 0 25215 SPDR S&P 500 ETF TR TR UNIT 78462F103 87062 402505 SH DFND 1 402505 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F953 10716 1750 SH Put SOLE 0 0 1750 SPDR S&P 500 ETF TR TR UNIT 78462F103 35026 162650 SH SOLE 0 0 162650 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 47 1300 SH DFND 0 0 1300 SPDR SERIES TRUST DJ REIT ETF 78464A607 202 2077 SH DFND 0 0 2077 SPDR SERIES TRUST S&P DIVID ETF 78464A763 350 4170 SH SOLE 0 0 4170 STANDARD MTR PRODS INC COM 853666105 6 130 SH DFND 0 0 130 STANLEY BLACK & DECKER INC COM 854502101 132 1070 SH DFND 0 0 1070 STEPAN CO COM 858586100 8 110 SH DFND 0 0 110 STEWART INFORMATION SVCS COR COM 860372101 10 230 SH DFND 0 0 230 STRAYER ED INC COM 863236105 5 100 SH DFND 0 0 100 SUPER MICRO COMPUTER INC COM 86800U104 8 350 SH DFND 0 0 350 SUPERIOR INDS INTL INC COM 868168105 5 180 SH DFND 0 0 180 SYKES ENTERPRISES INC COM 871237103 7 260 SH DFND 0 0 260 SYNCHRONY FINL COM 87165B103 78 2790 SH DFND 0 0 2790 SYNGENTA AG SPONSORED ADR 87160A100 6074 13874 SH SOLE 0 0 13874 SYNNEX CORP COM 87162W100 11 100 SH DFND 0 0 100 SYNOPSYS INC COM 871607107 6 100 SH DFND 0 0 100 SYSCO CORP COM 871829107 28 580 SH DFND 0 0 580 TAILORED BRANDS INC COM 87403A107 7 460 SH DFND 0 0 460 TE CONNECTIVITY LTD REG SHS H84989104 69 1070 SH DFND 0 0 1070 TELECOM ARGENTINA S A SPON ADR REP B 879273209 75 20500 SH DFND 0 0 20500 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 8671 599205 SH DFND 1 377300 0 221905 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 7057 487665 SH SOLE 0 0 210643 TENARIS S A SPONSORED ADR 88031M109 183 12950 SH DFND 0 0 12950 TERADATA CORP DEL COM 88076W103 82 2630 SH DFND 0 0 2630 TERADYNE INC COM 880770102 6 260 SH DFND 0 0 260 TESORO CORP COM 881609101 77 970 SH DFND 0 0 970 TEXAS INSTRS INC COM 882508104 65 920 SH DFND 0 0 920 THOR INDS INC COM 885160101 12 140 SH DFND 0 0 140 TIFFANY & CO NEW COM 886547108 33 460 SH DFND 0 0 460 TIME WARNER INC COM NEW 887317303 88 1110 SH DFND 0 0 1110 TIMKEN CO COM 887389104 8 240 SH DFND 0 0 240 TORO CO COM 891092108 7 140 SH DFND 0 0 140 TREX CO INC COM 89531P105 6 100 SH DFND 0 0 100 TRUEBLUE INC COM 89785X101 14 610 SH DFND 0 0 610 TTM TECHNOLOGIES INC COM 87305R109 11 920 SH DFND 0 0 920 TUPPERWARE BRANDS CORP COM 899896104 9 130 SH DFND 0 0 130 TYSON FOODS INC CL A 902494103 140 1880 SH DFND 0 0 1880 U S PHYSICAL THERAPY INC COM 90337L108 6 90 SH DFND 0 0 90 UGI CORP NEW COM 902681105 5 100 SH DFND 0 0 100 UNIFIRST CORP MASS COM 904708104 7 50 SH DFND 0 0 50 UNITED CONTL HLDGS INC COM 910047109 113 2150 SH DFND 0 0 2150 UNITED NAT FOODS INC COM 911163103 12 290 SH DFND 0 0 290 UNITED RENTALS INC COM 911363109 76 970 SH DFND 0 0 970 UNITED THERAPEUTICS CORP DEL COM 91307C102 9 80 SH DFND 0 0 80 UNITEDHEALTH GROUP INC COM 91324P102 111 790 SH DFND 0 0 790 UNIVERSAL CORP VA COM 913456109 14 240 SH DFND 0 0 240 UNIVERSAL FST PRODS INC COM 913543104 10 100 SH DFND 0 0 100 URBAN OUTFITTERS INC COM 917047102 77 2230 SH DFND 0 0 2230 US BANCORP DEL COM NEW 902973304 27 640 SH DFND 0 0 640 VALE S A ADR 91912E105 5733 1042333 SH DFND 1 735200 0 307133 VALE S A ADR 91912E105 330 60000 SH SOLE 0 0 60000 VALE S A ADR RESPTG PFD 91912E204 8030 1704980 SH SOLE 0 0 1704980 VALERO ENERGY CORP NEW COM 91913Y100 125 2350 SH DFND 0 0 2350 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 1491 79500 SH DFND 0 0 79500 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3438 17304 SH DFND 0 0 17304 VANGUARD INDEX FDS GROWTH ETF 922908736 213 1895 SH DFND 0 0 1895 VANGUARD INDEX FDS SMALL CP ETF 922908751 500 4092 SH DFND 0 0 4092 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2830 46500 SH DFND 0 0 46500 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1441 38300 SH DFND 0 0 38300 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 54 899 SH DFND 0 0 899 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2773 56897 SH DFND 0 0 56897 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 41259 846683 SH DFND 1 846683 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1070 7815 SH DFND 0 0 7815 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4231 31839 SH DFND 0 0 31839 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1845 16637 SH DFND 0 0 16637 VANGUARD WORLD FDS INF TECH ETF 92204A702 5542 46038 SH DFND 0 0 46038 VERA BRADLEY INC COM 92335C106 14 900 SH DFND 0 0 900 VERISIGN INC COM 92343E102 71 910 SH DFND 0 0 910 VERITIV CORP COM 923454102 13 260 SH DFND 0 0 260 VERIZON COMMUNICATIONS INC COM 92343V104 37 710 SH DFND 0 0 710 VIAD CORP COM NEW 92552R406 6 150 SH DFND 0 0 150 VISHAY INTERTECHNOLOGY INC COM 928298108 9 660 SH DFND 0 0 660 WAL-MART STORES INC COM 931142103 104 1440 SH DFND 0 0 1440 WATERS CORP COM 941848103 54 340 SH DFND 0 0 340 WELLCARE HEALTH PLANS INC COM 94946T106 12 100 SH DFND 0 0 100 WESTERN UN CO COM 959802109 115 5530 SH DFND 0 0 5530 WHIRLPOOL CORP COM 963320106 55 340 SH DFND 0 0 340 WINNEBAGO INDS INC COM 974637100 10 410 SH DFND 0 0 410 WISDOMTREE TR EMER MKT HIGH FD 97717W315 278 7398 SH DFND 0 0 7398 WISDOMTREE TR DIV EX-FINL FD 97717W406 421 5363 SH DFND 0 0 5363 WISDOMTREE TR INDIA ERNGS FD 97717W422 270 12500 SH DFND 0 0 12500 WISDOMTREE TR INTL EQUITY FD 97717W703 383 8140 SH DFND 0 0 8140 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2065 48129 SH DFND 0 0 48129 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 572 10646 SH DFND 0 0 10646 WISDOMTREE TR INDIA ERNGS FD 97717W422 1023 47300 SH SOLE 0 0 47300 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2961 55095 SH SOLE 0 0 55095 WOLVERINE WORLD WIDE INC COM 978097103 6 260 SH DFND 0 0 260 WORLD ACCEP CORP DEL COM 981419104 9 190 SH DFND 0 0 190 WORLD FUEL SVCS CORP COM 981475106 8 170 SH DFND 0 0 170 WORTHINGTON INDS INC COM 981811102 12 260 SH DFND 0 0 260 XEROX CORP COM 984121103 91 8980 SH DFND 0 0 8980 XILINX INC COM 983919101 40 730 SH DFND 0 0 730 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 356 19570 SH DFND 0 0 19570 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 3339 183247 SH DFND 1 128647 0 54600 YUM BRANDS INC COM 988498101 51 560 SH DFND 0 0 560 ZUMIEZ INC COM 989817101 7 370 SH DFND 0 0 370