0001104659-21-025453.txt : 20210219
0001104659-21-025453.hdr.sgml : 20210219
20210219060451
ACCESSION NUMBER: 0001104659-21-025453
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
EFFECTIVENESS DATE: 20210219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Itau Unibanco Holding S.A.
CENTRAL INDEX KEY: 0001132597
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17515
FILM NUMBER: 21651936
BUSINESS ADDRESS:
STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100
STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902
CITY: SAO PAULO
STATE: D5
ZIP: 00000
BUSINESS PHONE: 55-11-5019-1723
MAIL ADDRESS:
STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100
STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902
CITY: SAO PAULO
STATE: D5
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A.
DATE OF NAME CHANGE: 20090226
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A
DATE OF NAME CHANGE: 20030319
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO ITAU SA
DATE OF NAME CHANGE: 20010117
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132597
XXXXXXXX
12-31-2020
12-31-2020
true
1
RESTATEMENT
false
Itau Unibanco Holding S.A.
Pc. Alfredo Egydio De Souza Aranha, 100
Torre Ae, 3 Andar, Cep 04344-902
Sao Paulo
D5
00000
13F HOLDINGS REPORT
028-17515
N
Tatiana Grecco
Executive Officer
55-11-36312510
/s/ Tatiana Grecco
Sao Paulo
D5
02-18-2021
1
156
2217510
1
0001541597
028-14678
Itau USA Asset Management Inc.
INFORMATION TABLE
2
infotable.xml
AFYA LTD
CL A COM
G01125106
6198
244960
SH
SOLE
29273
0
215687
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
17862
76732
SH
DFND
0
0
76732
ALPHABET INC
CAP STK CL A
02079K305
32702
18656
SH
SOLE
227
0
18429
ALPHABET INC
CAP STK CL C
02079K107
5432
3100
SH
DFND
0
0
3100
AMAZON COM INC
COM
023135106
21031
6456
SH
SOLE
501
0
5955
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
94432
6494658
SH
SOLE
991119
0
5503539
APPLE INC
COM
037833100
7842
59062
SH
SOLE
483
0
58579
ARCO PLATFORM LTD
COM CL A
G04553106
6062
170720
SH
DFND
0
0
170720
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
2650
526764
SH
DFND
0
0
526764
ASSURANT INC
COM
04621X108
2030
14900
SH
DFND
0
0
14900
ASTRAZENECA PLC
SPONSORED ADR
046353108
654
13082
SH
DFND
0
0
13082
B2GOLD CORP
COM
11777Q209
397
69367
SH
DFND
0
0
69367
BAIDU INC
SPON ADR REP A
056752108
8331
38504
SH
DFND
0
0
38504
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
131312
25019650
SH
SOLE
4179488
0
20840162
BANCO DE CHILE
SPONSORED ADS
059520106
925
45377
SH
DFND
0
0
45377
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
1448
167600
SH
SOLE
39800
0
127800
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
26999
1421771
SH
SOLE
120112
0
1301659
BANCO SANTANDER MEXICO AS
SPONSORED ADS B
05969B103
6252
1214065
SH
SOLE
193426
0
1020639
BANCOLOMBIA S A
SPON ADR PREF
05968L102
1728
43000
SH
DFND
0
0
43000
BEST BUY INC
COM
086516101
74
738
SH
SOLE
738
0
0
BLOOMIN BRANDS INC
COM
094235108
5868
302143
SH
DFND
0
0
302143
BOEING CO
COM
097023105
1605
7500
SH
DFND
0
0
7500
BOOKING HOLDINGS INC
COM
09857L108
9566
4295
SH
DFND
0
0
4295
BOYD GAMING CORP
COM
103304101
837
19490
SH
DFND
0
0
19490
BRF SA
SPONSORED ADR
10552T107
3137
735137
SH
SOLE
735137
0
0
BROADCOM INC
COM
11135F101
3503
8000
SH
DFND
0
0
8000
CAESARS ENTERTAINMENT INC NE
COM
12769G100
7
99
SH
DFND
0
0
99
CARNIVAL CORP
UNIT 99/99/9999
143658300
1516
70000
SH
DFND
0
0
70000
CEMEX SAB DE CV
SPON ADR NEW
151290889
54124
10467357
SH
SOLE
1247747
0
9219610
CHUBB LIMITED
COM
H1467J104
1308
8500
SH
DFND
0
0
8500
CITIGROUP INC
COM NEW
172967424
2177
35300
SH
DFND
0
0
35300
CNH INDL N V
SHS
N20944109
1483
115500
SH
DFND
0
0
115500
COMCAST CORP NEW
CL A
20030N101
1568
29919
SH
DFND
0
0
29919
COMPANHIA BRASILEIRA DE DIST
SPONSORED ADR
20440T300
13542
945662
SH
SOLE
172594
0
773068
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
16829
1380598
SH
SOLE
194919
0
1185679
CONOCOPHILLIPS
COM
20825C104
1524
38100
SH
DFND
0
0
38100
COPA HOLDINGS SA
CL A
P31076105
2549
33000
SH
DFND
0
0
33000
CREDICORP LTD
COM
G2519Y108
13499
82298
SH
DFND
0
0
82298
DBX ETF TR
XTRACK RUSS 2000
233051440
2
51
SH
DFND
0
0
51
DESPEGAR COM CORP
ORD SHS
G27358103
2241
176351
SH
DFND
0
0
176351
DISNEY WALT CO
COM DISNEY
254687106
96
528
SH
SOLE
420
0
108
ECOPETROL S A
SPONSORED ADS
279158109
6197
480000
SH
DFND
0
0
480000
FACEBOOK INC
CL A
30303M102
26159
95749
SH
DFND
0
0
95749
FIDELITY NATL INFORMATION SV
COM
31620M106
1618
11438
SH
DFND
0
0
11438
FIRST AMERN FINL CORP
COM
31847R102
2447
47392
SH
DFND
0
0
47392
FIRST HORIZON NATL CORP
COM
320517105
2054
161000
SH
DFND
0
0
161000
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
5425
71594
SH
SOLE
13119
0
58475
FREEPORT-MCMORAN INC
CL B
35671D857
54403
2089052
SH
DFND
0
0
2089052
GENERAL MTRS CO
COM
37045V100
2038
48933
SH
DFND
0
0
48933
GERDAU SA
SPON ADR REP PFD
373737105
21597
4624547
SH
SOLE
780385
0
3844162
GILEAD SCIENCES INC
COM
375558103
390
6700
SH
SOLE
6700
0
0
GLOBAL PMTS INC
COM
37940X102
1637
7597
SH
DFND
0
0
7597
GLOBANT S A
COM
L44385109
56659
260367
SH
DFND
0
0
260367
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
2630
50899
SH
SOLE
7816
0
43083
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
1637
9927
SH
SOLE
1267
0
8660
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1662
23000
SH
DFND
0
0
23000
HOME DEPOT INC
COM
437076102
2795
10523
SH
SOLE
12526
0
0
ICICI BK LTD
ADR
45104G104
1739
117000
SH
DFND
0
0
117000
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2133
18500
SH
DFND
0
0
18500
ISHARES INC
CALL
464286900
162
4250
SH
Call
DFND
0
0
4250
ISHARES INC
MSCI BRAZIL ETF
464286400
30330
815061
SH
DFND
0
0
815061
ISHARES INC
MSCI JPN ETF NEW
46434G822
36470
540078
SH
SOLE
439450
0
100628
ISHARES INC
PUT
464286950
0
2000
SH
Put
DFND
0
0
2000
ISHARES INC
MSCI PAC JP ETF
464286665
380
7900
SH
DFND
0
0
7900
ISHARES INC
MSCI CDA ETF
464286509
3248
104600
SH
DFND
0
0
104600
ISHARES INC
MSCI MEXICO ETF
464286822
7641
177468
SH
DFND
0
0
177468
ISHARES INC
MSCI STH KOR ETF
464286772
2111
24500
SH
DFND
0
0
24500
ISHARES INC
CORE MSCI EMKT
46434G103
2968
47800
SH
DFND
0
0
47800
ISHARES INC
MSCI EM ASIA ETF
464286426
2708
31000
SH
DFND
0
0
31000
ISHARES INC
MSCI GERMANY ETF
464286806
6893
216852
SH
DFND
0
0
216852
ISHARES INC
MSCI EURZONE ETF
464286608
533
11933
SH
DFND
0
0
11933
ISHARES INC
MSCI CHILE ETF
464286640
1094
36200
SH
DFND
0
0
36200
ISHARES INC
MSCI THAILND ETF
464286624
1526
19800
SH
DFND
0
0
19800
ISHARES INC
MSCI SINGPOR ETF
46434G780
2191
102000
SH
DFND
0
0
102000
ISHARES TR
CALL
464287904
62
1500
SH
Call
DFND
0
0
1500
ISHARES TR
CHINA LG-CAP ETF
464287184
5335
114906
SH
DFND
0
0
114906
ISHARES TR
MSCI EMG MKT ETF
464287234
68775
1330990
SH
SOLE
754450
0
576540
ISHARES TR
PUT
464287954
62
13000
SH
Put
DFND
0
0
13000
ISHARES TR
RUSSELL 2000 ETF
464287655
5157
26301
SH
DFND
0
0
26301
ISHARES TR
MSCI ACWI ETF
464288257
5483
60478
SH
DFND
0
0
60478
ISHARES TR
MSCI EURO FL ETF
464289180
77
4400
SH
DFND
0
0
4400
ISHARES TR
MSCI CHINA ETF
46429B671
3884
48000
SH
DFND
0
0
48000
ISHARES TR
JPMORGAN USD EMG
464288281
1738
15000
SH
DFND
0
0
15000
ISHARES TR
IBOXX INV CP ETF
464287242
11836
85690
SH
SOLE
85690
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
3746
29500
SH
DFND
0
0
29500
ISHARES TR
SHORT TREAS BD
464288679
13300
120336
SH
SOLE
2836
0
117500
ISHARES TR
10-20 YR TRS ETF
464288653
3042
19105
SH
SOLE
14077
0
5028
ISHARES TR
US TREAS BD ETF
46429B267
2535
93056
SH
SOLE
64986
0
28070
ISHARES TR
RUS 1000 VAL ETF
464287598
9570
69970
SH
DFND
0
0
69970
ISHARES TR
MSCI INDONIA ETF
46429B309
1686
72000
SH
DFND
0
0
72000
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
51894
8521160
SH
SOLE
1590195
0
6930965
JOHNSON & JOHNSON
COM
478160104
435
2762
SH
SOLE
2762
0
0
JPMORGAN CHASE & CO
COM
46625H100
1228
9665
SH
DFND
0
0
9665
KRANESHARES TR
CSI CHI INTERNET
500767306
4139
53900
SH
DFND
0
0
53900
LAS VEGAS SANDS CORP
COM
517834107
8937
149950
SH
DFND
0
0
149950
LPL FINL HLDGS INC
COM
50212V100
2044
19615
SH
DFND
0
0
19615
MASTEC INC
COM
576323109
2229
32700
SH
DFND
0
0
32700
MATCH GROUP INC NEW
COM
57667L107
1052
6956
SH
DFND
0
0
6956
MERCADOLIBRE INC
COM
58733R102
27579
16463
SH
SOLE
1645
0
14818
METLIFE INC
COM
59156R108
2526
53800
SH
DFND
0
0
53800
MICROSOFT CORP
COM
594918104
24040
108076
SH
SOLE
6241
0
101835
NATURA &CO HLDG S A
ADS
63884N108
26793
1339630
SH
SOLE
137677
0
1201953
NETFLIX INC
COM
64110L106
7830
14472
SH
SOLE
2182
0
12290
NEXTERA ENERGY INC
COM
65339F101
167
2160
SH
SOLE
2160
0
0
NIKE INC
CL B
654106103
1243
8784
SH
SOLE
228
0
8556
NVIDIA CORP
COM
67066G104
7596
14538
SH
SOLE
562
0
13976
OGE ENERGY CORP
COM
670837103
3
100
SH
DFND
0
0
100
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
1415
24869
SH
DFND
0
0
24869
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
8720
632772
SH
DFND
0
0
632772
PAYPAL HLDGS INC
COM
70450Y103
168
716
SH
SOLE
716
0
0
PETROLEO BRASILEIRO SA PETRO
CALL
71654V908
87
2600
SH
Call
DFND
0
0
2600
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
63033
5760629
SH
SOLE
5722373
0
38256
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
156735
14002503
SH
SOLE
6442289
0
7560214
PROLOGIS INC
COM
74340W103
2093
21000
SH
DFND
0
0
21000
QUANTUM CORP
COM NEW
747906501
391
4635
SH
DFND
0
0
4635
ROSS STORES INC
COM
778296103
3395
27641
SH
DFND
0
0
27641
SALESFORCE COM INC
COM
79466L302
2225
10000
SH
DFND
0
0
10000
SELECT SECTOR SPDR TR
CALL
81369Y905
72
1500
SH
Call
DFND
0
0
1500
SELECT SECTOR SPDR TR
ENERGY
81369Y506
11613
306300
SH
DFND
0
0
306300
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1424
48364
SH
DFND
0
0
48364
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1040
8000
SH
DFND
0
0
8000
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
5803
65530
SH
DFND
0
0
65530
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
2801
38688
SH
DFND
0
0
38688
SERVICENOW INC
COM
81762P102
1227
2230
SH
DFND
0
0
2230
SHAKE SHACK INC
CL A
819047101
2685
31669
SH
DFND
0
0
31669
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
2649
8300
SH
DFND
0
0
8300
SONY CORP
SPONSORED ADR
835699307
3033
30000
SH
DFND
0
0
30000
SOUTHERN COPPER CORP
COM
84265V105
27997
429685
SH
DFND
0
0
429685
SPDR GOLD TR
GOLD SHS
78463V107
4013
22500
SH
DFND
0
0
22500
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
2611
20500
SH
DFND
0
0
20500
SPDR S&P 500 ETF TR
CALL
78462F903
1182
750
SH
Call
DFND
0
0
750
SPDR S&P 500 ETF TR
PUT
78462F953
1534
8305
SH
Put
DFND
0
0
8305
SPDR S&P 500 ETF TR
TR UNIT
78462F103
353253
944836
SH
SOLE
944836
0
0
SPDR SER TR
S&P OILGAS EXP
78468R556
1275
21500
SH
DFND
0
0
21500
SPDR SER TR
S&P HOMEBUILD
78464A888
8152
141424
SH
DFND
0
0
141424
STONECO LTD
COM CL A
G85158106
416
4952
SH
DFND
0
0
4952
TELEFONICA S A
SPONSORED ADR
879382208
24399
2756937
SH
SOLE
350300
0
2406637
TESLA INC
COM
88160R101
6689
9472
SH
DFND
0
0
9472
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
16280
1169553
SH
SOLE
208358
0
961195
TIMKEN CO
COM
887389104
1067
13796
SH
DFND
0
0
13796
TJX COS INC NEW
COM
872540109
1195
17492
SH
DFND
0
0
17492
TWITTER INC
COM
90184L102
10278
189716
SH
DFND
0
0
189716
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
7357
1616992
SH
SOLE
1616992
0
0
US FOODS HLDG CORP
COM
912008109
4271
128224
SH
DFND
0
0
128224
VALE S A
CALL
91912E905
57
7000
SH
Call
DFND
0
0
7000
VALE S A
PUT
91912E955
1
5000
SH
Put
DFND
0
0
5000
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
2015
83418
SH
DFND
0
0
83418
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
268712
783767
SH
DFND
0
0
783767
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
68691
1140133
SH
SOLE
1082403
0
57730
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
17950
194038
SH
DFND
0
0
194038
VERTIV HOLDINGS CO
COM CL A
92537N108
2035
109000
SH
DFND
0
0
109000
WABTEC CORP
COM
929740108
549
7500
SH
DFND
0
0
7500
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1017
35000
SH
DFND
0
0
35000
WORKDAY INC
CL A
98138H101
1797
7500
SH
DFND
0
0
7500
WYNN RESORTS LTD
COM
983134107
1968
17442
SH
DFND
0
0
17442
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
1300
3854
SH
SOLE
3854
0
0