0000947871-13-000785.txt : 20131223 0000947871-13-000785.hdr.sgml : 20131223 20131223104341 ACCESSION NUMBER: 0000947871-13-000785 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131223 DATE AS OF CHANGE: 20131223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Itau Unibanco Holding S.A. CENTRAL INDEX KEY: 0001132597 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: D5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15276 FILM NUMBER: 131293548 BUSINESS ADDRESS: STREET 1: PRA?A ALFREDO EGYDIO DE SOUZA ARANHA STREET 2: 100 - TORRE CONCEICAO - CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 BUSINESS PHONE: 55-11-5019-1723 MAIL ADDRESS: STREET 1: PRA?A ALFREDO EGYDIO DE SOUZA ARANHA STREET 2: 100 - TORRE CONCEICAO - CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A. DATE OF NAME CHANGE: 20090226 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A DATE OF NAME CHANGE: 20030319 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU SA DATE OF NAME CHANGE: 20010117 6-K 1 ss198089_6k.htm REPORT OF FOREIGN ISSUER
 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K

Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

For the month of December 2013
Commission File Number: 001-15276

Itaú Unibanco Holding S.A.
(Exact name of registrant as specified in its charter)
Itaú Unibanco Holding S.A.
(Translation of Registrant’s Name into English)

Praça Alfredo Egydio de Souza Aranha, 100-Torre Itaúsa
04344-902 São Paulo, SP, Brazil
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F:  x      Form 40-F:   o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Yes:   o      No:   x

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

Yes:   o      No:   x

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes:   o      No:   x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):  
82-___________________.

 


 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
Itaú Unibanco Holding S.A.
 
    (Registrant)  
         
         
Date:  December 23, 2013 By: /s/ Alfredo Egydio Setubal  
    Name:  Alfredo Egydio Setubal   
    Title:  Investor Relations Officer    
         
 
         
  By: /s/ Caio Ibrahim David  
    Name: Caio Ibrahim David  
    Title:  Chief Financial Officer  
         

 
 

 
 
 

 

 

 
 
 

 
 
EXHIBIT INDEX
 
 
99.1
Response to Request for Information from BM&FBOVESPA S.A. Securities, Commodities and Futures Exchange Regarding Preliminary Agreement with Chilean Bank Corpbanca
 
 
 
 
 
 
 
 
 
 
 
 
 

EX-99.1 2 ss198089_ex9901.htm RESPONSE TO REQUEST
GAE 4.564-13
December 19, 2013

Itaú Unibanco Holding S.A.
Investor Relations Officer
Alfredo Egydio Setubal

Dear Sirs,

We request clarifications by December 20, 2013 at the latest on a news report published by the Estado – Broadcast news agency on December 19, 2013, entitled “Itaú signed a preliminary agreement for the acquisition of Corpbanca”, in addition to other information deemed as material.

This request comes within the scope of the Cooperation Agreement signed by the CVM and BM&FBOVESPA on December 13, 2011. Failure to meet the requirements under this agreement could render this company subject to a penalty by the CVM’s Corporate Relations Office – SEP pursuant to the provision of CVM Instruction 452/07.

Sincerely,

Nelson Barroso Ortega
Companies’ Monitoring Unit
BM&FBOVESPA S.A. Securities, Commodities and Futures Exchange

c.c. 
CVM – Securities and Exchange Commission of Brazil
Fernando Soares Vieira – Corporate Relations Officer
Waldir de Jesus Nobre – Trading and Markets Supervision Officer
 


São Paulo-SP, December 20, 2013.


BM&FBOVESPA S.A. Securities, Commodities and Futures Exchange
Companies Monitoring Unit
São Paulo-SP

Dear sirs,

Reference: Request for Clarifications – GAE 4.564-13

Further to the Official Letter from the Companies’ Monitoring Unit of BM&FBOVESPA S.A. Securities, Commodities and Futures Exchange (GAE 4.564-13),  and in view of the report published on December 19, 2013 by the Estado – Broadcast news agency entitled “Itau signed a preliminary agreement for the acquisition of Corpbanca”, Itaú Unibanco Holding S.A. (“Company”) wishes to clarify: that pursuant to the Announcement to the Market of December 11, 2013, it has been holding discussions with Corpbanca,  a bank with its registered offices and operations in Chile and a subsidiary in Colombia with a view to an association of the operations of the Company and Corpbanca in the aforementioned countries.

The Company points out that it continues to take part in a competitive process organized by Corpbanca and that to date, contrary to the new agency report, no preliminary agreement has been signed. Furthermore, Corpbanca published an announcement on December 19, 2013 informing that it has not signed any agreement either preliminary or final with third parties in this context.

Itaú Unibanco wishes to notify that it will make public the results of the negotiations immediately upon their conclusion.

Sincerely,

ITAÚ UNIBANCO HOLDING S.A.
 
 
 

 
fls. 2
Alfredo Egydio Setubal
Investor Relations Officer

c.c. 
CVM – Securities and Exchange Commission of Brazil
Fernando Soares Vieira – Corporate Relations Officer
Waldir de Jesus Nobre – Trading and Markets Supervision Officer