-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cj+0wY2o9dQgF5lvcNHzv7ddsGoq+rGgGS4815TUXSfpm3lOnif8RQxYbyK0QEZD zG8pmKzRiZhhYjbnj6huLA== 0001209191-10-045644.txt : 20100909 0001209191-10-045644.hdr.sgml : 20100909 20100909172207 ACCESSION NUMBER: 0001209191-10-045644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100907 FILED AS OF DATE: 20100909 DATE AS OF CHANGE: 20100909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saxena Jitendra S CENTRAL INDEX KEY: 0001404882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 101065029 MAIL ADDRESS: STREET 1: C/O NETEZZA CORPORATION STREET 2: 200 CROSSING BOULEVARD SUITE 500 CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-09-07 0 0001132484 NETEZZA CORP NZ 0001404882 Saxena Jitendra S C/O NETEZZA CORPORATION 26 FOREST STREET MARLBOROUGH MA 01752 1 0 0 0 Common Stock 2010-09-07 4 M 0 42000 2.50 A 1265242 D Common Stock 2010-09-07 4 S 0 42000 21.3228 D 1223242 D Employee Stock Option (right to buy) 2.50 2010-09-07 4 M 0 42000 0.00 D 2016-02-20 Common Stock 42000 316000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 15, 2010. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $20.55 to $21.83 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Represents partial exercise of an option to purchase an aggregate of 400,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 360,000 shares, and will vest as to 20,000 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011. /s/ Corey C. DuFresne (as attorney-in-fact for Jitendra S. Saxena) 2010-09-09 -----END PRIVACY-ENHANCED MESSAGE-----