-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Myx+X7FF1igJpEk9Sra4j2PXh1+kLZ9iNlEp7Xe6G0y7dI5j0Ry8mzGolSIYjrJL JeX+z7zmvX3/xrPvsHtDRA== 0001209191-08-042001.txt : 20080709 0001209191-08-042001.hdr.sgml : 20080709 20080709173050 ACCESSION NUMBER: 0001209191-08-042001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080707 FILED AS OF DATE: 20080709 DATE AS OF CHANGE: 20080709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saxena Jitendra S CENTRAL INDEX KEY: 0001404882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08945683 BUSINESS ADDRESS: BUSINESS PHONE: 508-665-6800 MAIL ADDRESS: STREET 1: C/O NETEZZA CORPORATION STREET 2: 200 CROSSING BOULEVARD SUITE 500 CITY: FRAMINGHAM STATE: MA ZIP: 01702 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-07-07 0 0001132484 NETEZZA CORP NZ 0001404882 Saxena Jitendra S C/O NETEZZA CORPORATION 26 FOREST STREET MARLBOROUGH MA 01752 1 1 0 0 CEO Common Stock 2008-07-07 4 M 0 42000 0.20 A 1830571 D Common Stock 2008-07-07 4 S 0 42000 10.7392 D 1788571 D Employee Stock Option (right to buy) 0.20 2008-07-07 4 M 0 42000 0.00 D 2013-11-01 Common Stock 42000 124000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2007. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $10.57 to $11.05. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Represents partial exercise of a fully vested option to purchase an aggregate of 676,000 shares granted by the Issuer pursuant to its 2000 Stock Incentive Plan on November 1, 2003. /s/ Michael Crowley (as attorney-in-fact for Jitendra S. Saxena) 2008-07-09 -----END PRIVACY-ENHANCED MESSAGE-----