0001209191-21-045826.txt : 20210707 0001209191-21-045826.hdr.sgml : 20210707 20210707164706 ACCESSION NUMBER: 0001209191-21-045826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210702 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES 10 L P CENTRAL INDEX KEY: 0001132326 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40545 FILM NUMBER: 211077915 BUSINESS ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVRx, Inc. CENTRAL INDEX KEY: 0001235912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 BUSINESS PHONE: 7634162850 MAIL ADDRESS: STREET 1: 9201 WEST BROADWAY AVENUE STREET 2: SUITE 650 CITY: MINNEAPOLIS STATE: MN ZIP: 55445 FORMER COMPANY: FORMER CONFORMED NAME: CVRX INC DATE OF NAME CHANGE: 20030527 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-02 0 0001235912 CVRx, Inc. CVRX 0001132326 NEW ENTERPRISE ASSOCIATES 10 L P 1954 GREENSPRING DRIVE SUITE 600 TIMONIUM MD 21093 0 0 1 0 Common Stock 2021-07-02 4 C 0 58175 A 58175 D Common Stock 2021-07-02 4 C 0 57241 A 115416 D Common Stock 2021-07-02 4 C 0 71077 A 186493 D Common Stock 2021-07-02 4 C 0 80178 A 266671 D Common Stock 2021-07-02 4 C 0 83396 A 350067 D Common Stock 2021-07-02 4 C 0 253605 A 603672 D Common Stock 2021-07-02 4 C 0 1196911 A 1800583 D Common Stock 2021-07-02 4 P 0 225500 18.00 A 2026083 D Series A-2 Preferred Stock 2021-07-02 4 C 0 2300708 0.00 D Common Stock 58175 0 D Series B-2 Preferred Stock 2021-07-02 4 C 0 2263778 0.00 D Common Stock 57241 0 D Series C-2 Preferred Stock 2021-07-02 4 C 0 2810950 0.00 D Common Stock 71077 0 D Series D-2 Preferred Stock 2021-07-02 4 C 0 3170896 0.00 D Common Stock 80178 0 D Series E-2 Preferred Stock 2021-07-02 4 C 0 3298154 0.00 D Common Stock 83396 0 D Series F-2 Preferred Stock 2021-07-02 4 C 0 10029566 0.00 D Common Stock 253605 0 D Series G Preferred Stock 2021-07-02 4 C 0 18934168 0.00 D Common Stock 1196911 0 D Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287. Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218. Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock. /s/ Sasha Keough, attorney-in-fact 2021-07-07