0000940400-12-000058.txt : 20120227
0000940400-12-000058.hdr.sgml : 20120227
20120227115204
ACCESSION NUMBER: 0000940400-12-000058
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120227
DATE AS OF CHANGE: 20120227
EFFECTIVENESS DATE: 20120227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS EQUITY OPPORTUNITY FUND, L.L.C.
CENTRAL INDEX KEY: 0001131682
IRS NUMBER: 134151331
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-10269
FILM NUMBER: 12640742
BUSINESS ADDRESS:
STREET 1: 1285 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 8004862608
MAIL ADDRESS:
STREET 1: 1285 AVENUE OF THE AMERICAS
STREET 2: 1285 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: UBS EQUITY OPPORTUNITY FUND LLC
DATE OF NAME CHANGE: 20040930
FORMER COMPANY:
FORMER CONFORMED NAME: PW EQUITY OPPORTUNITY FUND LLC
DATE OF NAME CHANGE: 20010108
NSAR-B
1
ubseo1.fil
PAGE 1
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PAGE 2
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PAGE 3
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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SIGNATURE ROBERT AUFENANGER
TITLE PRINCIPAL ACCOUNTING OFFICER
EX-99.77B ACCT LTTR
2
ubseo177b.txt
Ernst & Young LLP
5 Times Square
New York, New York 10036-6530
Report of Independent Registered Public Accounting Firm
To the Members and Board of Directors of
UBS Equity Opportunity Fund, L.L.C.
In planning and performing our audit of the financial
statements of UBS Equity Opportunity Fund, L.L.C. (the "Fund")
as of and for the year ended December 31, 2011, in accordance
with the standards of the Public Company Accounting Oversight
Board (United States), we considered the Fund's internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of
Form N-SAR, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the expected
benefits and related costs of controls. A fund's internal
control over financial reporting is a process designed to
provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles. A fund's internal control over
financial reporting includes those policies and procedures
that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the fund are being made only
in accordance with authorizations of management and directors
of the fund; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition,
use or disposition of a fund's assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the
degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described in
the first paragraph and would not necessarily disclose all
deficiencies in internal control that might be material
weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted
no deficiencies in the Fund's internal control over financial
reporting and its operation, including controls over
safeguarding securities, that we consider to be a material
weakness as defined above as of December 31, 2011.
This report is intended solely for the information and use of
management and the Board of Directors of UBS Equity
Opportunity Fund, L.L.C. and the Securities and Exchange
Commission and is not intended to be and should not be used by
anyone other than these specified parties.
Ernst & Young LLP
New York, New York
February 24, 2012