6-K 1 a0022l.htm HOLDING(S) IN COMPANY a0022l
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the month of August 2023
 
Commission File Number 001-15170
 
 
GSK plc
(Translation of registrant's name into English)
 
 
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive office)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F . . . .X. . . . Form 40-F . . . . . . . .
 
 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BN7SWP63
 
Issuer Name
 
GSK PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
 
3. Details of person subject to the notification obligation
 
Name
 
The Goldman Sachs Group, Inc.
 
City of registered office (if applicable)
 
Wilmington, Delaware
 
Country of registered office (if applicable)
 
USA
 
4. Details of the shareholder
 
Name
City of registered office
Country of registered office
Goldman Sachs International
 
London
 
United Kingdom
 
 
5. Date on which the threshold was crossed or reached
 
24-Aug-2023
 
6. Date on which Issuer notified
 
28-Aug-2023
 
7. Total positions of person(s) subject to the notification obligation
 
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
0.196168
 
6.279741
 
6.475909
 
265189235
 
Position of previous notification (if applicable)
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BN7SWP63
 
 
3981863
 
 
0.097237
 
US37733W2044
 
 
4051236
 
 
0.098931
 
Sub Total 8.A
8033099
 
0.196168%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Securities Lending
 
Open
 
 
334772
 
0.008175
 
Future
 
15-Sep-2023
 
 
4865354
 
0.118812
 
Call Option
 
15-Dec-2023
 
 
1050000
 
0.025641
 
Call Option
 
19-Jan-2024
 
 
971900
 
0.023734
 
Call Option
 
15-Sep-2023
 
 
490000
 
0.011966
 
Call Option
 
20-Oct-2023
 
 
70000
 
0.001709
 
Sub Total 8.B1
 
7782026
 
0.190037%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Swap
 
04-Sep-2023
 
 
Cash
 
174549395
 
4.262489
 
Future
 
15-Sep-2023
 
 
Cash
 
21093287
 
0.515097
 
Future
 
15-Dec-2023
 
 
Cash
 
14999323
 
0.366283
 
Swap
 
15-Sep-2023
 
 
Cash
 
13674201
 
0.333923
 
Swap
 
11-Oct-2023
 
 
Cash
 
9396400
 
0.229460
 
Future
 
20-Dec-2024
 
 
Cash
 
6178184
 
0.150871
 
Call Option
 
15-Dec-2023
 
 
Cash
 
2102525
 
0.051344
 
Future
 
18-Dec-2026
 
 
Cash
 
1240307
 
0.030288
 
Future
 
17-Dec-2027
 
 
Cash
 
958707
 
0.023412
 
Swap
 
28-Apr-2026
 
 
Cash
 
633531
 
0.015471
 
Swap
 
12-Jul-2033
 
 
Cash
 
628712
 
0.015353
 
Swap
 
15-Dec-2023
 
 
Cash
 
533528
 
0.013029
 
Swap
 
15-Jul-2025
 
 
Cash
 
439191
 
0.010725
 
Put Option
 
15-Dec-2023
 
 
Cash
 
431281
 
0.010532
 
Swap
 
17-Aug-2033
 
 
Cash
 
339204
 
0.008283
 
Swap
 
16-Aug-2033
 
 
Cash
 
220465
 
0.005384
 
Swap
 
18-Jul-2033
 
 
Cash
 
142059
 
0.003469
 
Swap
 
18-Aug-2033
 
 
Cash
 
139923
 
0.003417
 
Swap
 
15-Aug-2033
 
 
Cash
 
117652
 
0.002873
 
Put Option
 
20-Dec-2024
 
 
Cash
 
111098
 
0.002713
 
Call Option
 
20-Dec-2024
 
 
Cash
 
99356
 
0.002426
 
Put Option
 
15-Sep-2023
 
 
Cash
 
89607
 
0.002188
 
Forward
 
15-Sep-2023
 
 
Cash
 
74832
 
0.001827
 
Future
 
19-Dec-2025
 
 
Cash
 
64287
 
0.001570
 
Swap
 
10-Jul-2026
 
 
Cash
 
61590
 
0.001504
 
Call Option
 
19-Dec-2025
 
 
Cash
 
61342
 
0.001498
 
Put Option
 
21-Jun-2024
 
 
Cash
 
54891
 
0.001340
 
Swap
 
02-Nov-2023
 
 
Cash
 
46902
 
0.001145
 
Forward
 
31-Aug-2023
 
 
Cash
 
43664
 
0.001066
 
Put Option
 
15-Mar-2024
 
 
Cash
 
43342
 
0.001058
 
Call Option
 
15-Dec-2028
 
 
Cash
 
37738
 
0.000922
 
Swap
 
19-Apr-2027
 
 
Cash
 
35933
 
0.000877
 
Call Warrant
 
31-Dec-2030
 
 
Cash
 
31133
 
0.000760
 
Swap
 
26-Aug-2033
 
 
Cash
 
30000
 
0.000733
 
Swap
 
30-Apr-2024
 
 
Cash
 
29761
 
0.000727
 
Swap
 
27-Jul-2033
 
 
Cash
 
28579
 
0.000698
 
Put Option
 
09-May-2024
 
 
Cash
 
28068
 
0.000685
 
Forward
 
30-Aug-2023
 
 
Cash
 
27467
 
0.000671
 
Put Option
 
19-Dec-2025
 
 
Cash
 
25510
 
0.000623
 
Call Option
 
09-May-2024
 
 
Cash
 
23791
 
0.000581
 
Call Option
 
15-Sep-2023
 
 
Cash
 
23395
 
0.000571
 
Call Option
 
31-Oct-2023
 
 
Cash
 
23380
 
0.000571
 
Put Option
 
23-Jan-2026
 
 
Cash
 
22584
 
0.000551
 
Call Option
 
20-Dec-2030
 
 
Cash
 
21031
 
0.000514
 
Call Option
 
17-Jan-2025
 
 
Cash
 
19769
 
0.000483
 
Call Option
 
20-Oct-2023
 
 
Cash
 
16661
 
0.000407
 
Put Option
 
16-Jun-2028
 
 
Cash
 
16659
 
0.000407
 
Call Option
 
21-Jun-2024
 
 
Cash
 
16162
 
0.000395
 
Put Option
 
17-Nov-2025
 
 
Cash
 
16035
 
0.000392
 
Put Option
 
15-Dec-2028
 
 
Cash
 
15336
 
0.000375
 
Call Option
 
08-Sep-2023
 
 
Cash
 
14341
 
0.000350
 
Call Option
 
07-Nov-2023
 
 
Cash
 
13380
 
0.000327
 
Swap
 
19-Jul-2033
 
 
Cash
 
12575
 
0.000307
 
Swap
 
04-Jul-2033
 
 
Cash
 
11998
 
0.000293
 
Put Option
 
18-Jun-2027
 
 
Cash
 
11681
 
0.000285
 
Call Option
 
21-Feb-2025
 
 
Cash
 
11105
 
0.000271
 
Swap
 
09-Nov-2023
 
 
Cash
 
10904
 
0.000266
 
Swap
 
06-Sep-2032
 
 
Cash
 
10428
 
0.000255
 
Put Option
 
02-Dec-2024
 
 
Cash
 
9941
 
0.000243
 
Put Option
 
03-Feb-2027
 
 
Cash
 
9846
 
0.000240
 
Call Option
 
24-Oct-2023
 
 
Cash
 
9589
 
0.000234
 
Swap
 
26-May-2026
 
 
Cash
 
8930
 
0.000218
 
Call Option
 
26-Sep-2023
 
 
Cash
 
8824
 
0.000215
 
Call Option
 
25-Oct-2023
 
 
Cash
 
8505
 
0.000208
 
Call Option
 
17-Oct-2023
 
 
Cash
 
8244
 
0.000201
 
Swap
 
03-Aug-2026
 
 
Cash
 
6973
 
0.000170
 
Call Option
 
22-May-2028
 
 
Cash
 
6865
 
0.000168
 
Swap
 
18-Aug-2025
 
 
Cash
 
6471
 
0.000158
 
Forward
 
28-Aug-2023
 
 
Cash
 
6053
 
0.000148
 
Put Option
 
19-Sep-2025
 
 
Cash
 
5976
 
0.000146
 
Call Option
 
20-Jul-2026
 
 
Cash
 
5525
 
0.000135
 
Swap
 
29-Jan-2030
 
 
Cash
 
5452
 
0.000133
 
Call Option
 
22-May-2026
 
 
Cash
 
5300
 
0.000129
 
Forward
 
25-Aug-2023
 
 
Cash
 
5234
 
0.000128
 
Put Option
 
20-Dec-2030
 
 
Cash
 
5010
 
0.000122
 
Call Option
 
01-Apr-2026
 
 
Cash
 
4949
 
0.000121
 
Call Option
 
13-Oct-2023
 
 
Cash
 
4609
 
0.000113
 
Call Option
 
10-Sep-2026
 
 
Cash
 
4552
 
0.000111
 
Call Option
 
17-Dec-2032
 
 
Cash
 
4532
 
0.000111
 
Call Option
 
22-Feb-2027
 
 
Cash
 
4320
 
0.000105
 
Call Option
 
18-Dec-2026
 
 
Cash
 
4185
 
0.000102
 
Forward
 
29-Aug-2023
 
 
Cash
 
4118
 
0.000101
 
Swap
 
22-Aug-2033
 
 
Cash
 
3593
 
0.000088
 
Put Option
 
14-Jul-2027
 
 
Cash
 
2834
 
0.000069
 
Call Option
 
26-Oct-2026
 
 
Cash
 
2795
 
0.000068
 
Call Option
 
12-Sep-2023
 
 
Cash
 
2780
 
0.000068
 
Call Option
 
30-Apr-2029
 
 
Cash
 
2536
 
0.000062
 
Put Option
 
25-Jun-2026
 
 
Cash
 
2408
 
0.000059
 
Put Option
 
13-Jan-2028
 
 
Cash
 
2381
 
0.000058
 
Call Option
 
08-Apr-2024
 
 
Cash
 
2297
 
0.000056
 
Put Option
 
06-Jun-2024
 
 
Cash
 
2106
 
0.000051
 
Call Option
 
19-Sep-2025
 
 
Cash
 
1956
 
0.000048
 
Call Option
 
28-Mar-2025
 
 
Cash
 
1939
 
0.000047
 
Put Option
 
17-Sep-2027
 
 
Cash
 
1895
 
0.000046
 
Put Option
 
19-Mar-2027
 
 
Cash
 
1889
 
0.000046
 
Put Option
 
17-Dec-2027
 
 
Cash
 
1871
 
0.000046
 
Call Option
 
28-Jun-2028
 
 
Cash
 
1831
 
0.000045
 
Put Option
 
13-Jan-2027
 
 
Cash
 
1687
 
0.000041
 
Call Option
 
15-Mar-2024
 
 
Cash
 
1582
 
0.000039
 
Put Option
 
18-Sep-2026
 
 
Cash
 
1566
 
0.000038
 
Put Option
 
19-Jun-2026
 
 
Cash
 
1556
 
0.000038
 
Put Option
 
18-Dec-2026
 
 
Cash
 
1553
 
0.000038
 
Put Option
 
20-Mar-2026
 
 
Cash
 
1540
 
0.000038
 
Swap
 
24-Jul-2028
 
 
Cash
 
1534
 
0.000037
 
Call Option
 
12-May-2025
 
 
Cash
 
1481
 
0.000036
 
Put Option
 
20-Jun-2025
 
 
Cash
 
1467
 
0.000036
 
Put Option
 
20-Sep-2024
 
 
Cash
 
1424
 
0.000035
 
Put Option
 
21-Mar-2025
 
 
Cash
 
1371
 
0.000033
 
Call Option
 
08-Apr-2025
 
 
Cash
 
1220
 
0.000030
 
Call Option
 
06-Jun-2024
 
 
Cash
 
1180
 
0.000029
 
Call Option
 
10-Jan-2029
 
 
Cash
 
1165
 
0.000028
 
Call Option
 
30-Jun-2028
 
 
Cash
 
1051
 
0.000026
 
Call Option
 
12-Jul-2024
 
 
Cash
 
983
 
0.000024
 
Call Option
 
02-Nov-2027
 
 
Cash
 
950
 
0.000023
 
Swap
 
23-Nov-2023
 
 
Cash
 
866
 
0.000021
 
Call Option
 
29-Sep-2023
 
 
Cash
 
833
 
0.000020
 
Forward
 
01-Sep-2023
 
 
Cash
 
799
 
0.000020
 
Call Option
 
31-Jul-2028
 
 
Cash
 
770
 
0.000019
 
Call Option
 
22-Sep-2023
 
 
Cash
 
730
 
0.000018
 
Swap
 
23-Sep-2024
 
 
Cash
 
658
 
0.000016
 
Swap
 
24-Nov-2023
 
 
Cash
 
574
 
0.000014
 
Future
 
19-Dec-2024
 
 
Cash
 
533
 
0.000013
 
Call Option
 
02-Nov-2028
 
 
Cash
 
392
 
0.000010
 
Swap
 
25-Aug-2025
 
 
Cash
 
374
 
0.000009
 
Call Option
 
20-Apr-2028
 
 
Cash
 
274
 
0.000007
 
Call Option
 
10-Jan-2028
 
 
Cash
 
208
 
0.000005
 
Swap
 
20-Feb-2026
 
 
Cash
 
170
 
0.000004
 
Call Option
 
11-Mar-2027
 
 
Cash
 
169
 
0.000004
 
Put Option
 
16-Feb-2024
 
 
Cash
 
75
 
0.000002
 
Swap
 
16-Nov-2023
 
 
Cash
 
50
 
0.000001
 
Future
 
14-Dec-2023
 
 
Cash
 
20
 
0.000000
 
Call Option
 
30-Aug-2023
 
 
Cash
 
1
 
0.000000
 
Sub Total 8.B2
 
249374110
 
6.089704%
 
 
9. Information in relation to the person subject to the notification obligation
 
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 

 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs (UK) L.L.C.
 
0.015311
 
3.709402
 
3.724713%
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs Group UK Limited
 
0.015311
 
3.709402
 
3.724713%
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs International
 
0.015311
 
3.709402
 
3.724713%
 
The Goldman Sachs Group, Inc. (Chain 2)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
GSAM Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management UK Holdings I Ltd
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management UK Holdings II Ltd
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings B.V.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
Goldman Sachs Bank USA
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
Goldman Sachs Bank Europe SE
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 4)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 4)
 
Goldman Sachs & Co. LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
GSAM Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
Goldman Sachs Asset Management, L.P.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
IMD Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
United Capital Financial Partners, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
United Capital Financial Advisers, LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs (UK) L.L.C.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs Group UK Limited
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs International Bank
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Group, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Trust Company, National Association
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Trust Company of Delaware
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
Goldman Sachs Financial Markets L.L.C.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
Goldman Sachs Financial Markets, L.P.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
Murray Street Corporation
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
Benson Street Limited
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
Folio Financial, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
Folio Investments, Inc.
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
 
12. Date of Completion
 
28-Aug-2023
 
13. Place Of Completion
 
Paris
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
 
GSK plc
 
(Registrant)
 
 
Date: August 31, 2023
 
 
 
 
By:/s/ VICTORIA WHYTE
--------------------------
 
 
 
Victoria Whyte
 
Authorised Signatory for and on
 
behalf of GSK plc