EX-99.1 2 ea191504ex99-1_alterity.htm CHANGE OF DIRECTOR'S INTEREST NOTICE

Exhibit 99.1

 

Confidential

 

Appendix 3Y
Change of Director’s Interest Notice

 

Rule 3.19A.2

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/9/2001. Amended 01/01/11

 

Name of Entity: Alterity Therapeutics Limited (ASX:ATH)
ABN: 37 080 699 065

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director: Mr. Peter Marks
Date of Last Notice: 15 December 2022

 

Part 1 - Change of director’s relevant interests in securities

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Direct or indirect interest Direct and indirect

Nature of indirect interest
(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

Related entity
Date of change 08 January 2024
No. of securities held prior to change  
    Shares Options  
Direct - 7,000,000
Indirect 43,111  
Total 43,111 7,000,000
Class Unlisted Options
Number acquired  
    Shares Options  
Direct -  
Indirect 7,142,857 9,523,809
Total 7,142,857 7,142,857
Number disposed  
    Shares Options  
Direct - -
Indirect - -
Total - -

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

A$0.0035 per share with free attaching per Notice of EGM held 29 December 2023

 

+ See chapter 19 for defined terms. 
  
01/01/2011Appendix 3Y Page 1

 

 

 

 

Confidential

 

Appendix 3Y
Change of Director’s Interest Notice

 

No. of securities held after change      
  Shares Options
Direct - 7,000,000
Indirect 7,185,986 9,523,809
Total 7,185,968 16,523,809

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares and options under placement approved at the EGM held 29 December 2023

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract  
Nature of interest  

Name of registered holder

(if issued securities)

 
Date of change  

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 
Interest acquired  
Interest disposed  

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 
Interest after change  

 

Part 3 - +Closed Period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided on what date was this provided? N/A

 

 The CFO Solution

 

+ See chapter 19 for defined terms. 
  
Appendix 3Y Page 201/01/2011

 

 

 

 

Confidential

 

Appendix 3Y
Change of Director’s Interest Notice

 

Rule 3.19A.2

 

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/9/2001.. Amended 01/01/11

 

Name of Entity: Alterity Therapeutics Limited (ASX:ATH)
ABN: 37 080 699 065

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director: Mr. Brian Meltzer
Date of Last Notice: 15 December 2022

 

Part 1 - Change of director’s relevant interests in securities

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Direct or indirect interest Direct

Nature of indirect interest
(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

Related entity
Date of change 08 January 2024
No. of securities held prior to change  
    Shares Options  
Direct - 7,000,000
Indirect 326,666 -
Total 326,666 8,250,000
Class Unlisted Options
Number acquired  
    Shares Options  
Direct 7,142,857 9,523,809
Indirect - -
Total - -
Number disposed  
    Shares Options  
Direct - -
Indirect - -
Total - -

 

+ See chapter 19 for defined terms. 
  
11/3/2002Appendix 3Y Page 1

 

 

 

 

Confidential

 

Appendix 3Y
Change of Director’s Interest Notice

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

A$0.0035 per share with free attaching per Notice of EGM held 29 December 2023
No. of securities held after change  
    Shares Options  
Direct 7,142,857 16,523,809
Indirect 326,666 -
Total 7,469,523 16,523,809

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

Issue of shares and options under placement approved at the EGM held 29 December 2023

 

Part 2 – Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract N/A
Nature of interest  

Name of registered holder

(if issued securities)

 
Date of change  

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 
Interest acquired  
Interest disposed  

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 
Interest after change  

 

Part 3 - +Closed Period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided on what date was this provided? N/A

 

 The CFO Solution

 

+ See chapter 19 for defined terms. 
  
Appendix 3Y Page 201/01/2011