0001209191-19-056634.txt : 20191114
0001209191-19-056634.hdr.sgml : 20191114
20191114214057
ACCESSION NUMBER: 0001209191-19-056634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191108
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pla Frederic
CENTRAL INDEX KEY: 0001649167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51541
FILM NUMBER: 191222272
MAIL ADDRESS:
STREET 1: C/O GENOMIC HEALTH, INC.
STREET 2: 101 GALVESTON DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063-4700
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENOMIC HEALTH INC
CENTRAL INDEX KEY: 0001131324
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 770552594
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-556-9300
MAIL ADDRESS:
STREET 1: 301 PENOBSCOT DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-08
1
0001131324
GENOMIC HEALTH INC
GHDX
0001649167
Pla Frederic
301 PENOBSCOT DR.
REDWOOD CITY
CA
94063
0
1
0
0
COO
Common Stock
2019-11-08
4
D
0
18510
0.00
D
13381
D
Common Stock
2019-11-08
4
D
0
13381
0.00
D
0
D
Employee Stock Option (right to buy)
31.98
2019-11-08
4
D
0
77167
0.00
D
2025-01-01
Common Stock
77167
0
D
Employee Stock Option (right to buy) Holding
27.00
2019-11-08
4
D
0
12625
0.00
D
2026-02-16
Common Stock
12625
5142
D
Employee Stock Option (right to buy) Holding
27.00
2019-11-08
4
D
0
5142
0.00
D
2026-02-16
Common Stock
5142
0
D
Employee Stock Option (right to buy) Holding
27.48
2019-11-08
4
D
0
24864
0.00
D
2027-01-31
Common Stock
24864
17538
D
Employee Stock Option (right to buy) Holding
27.48
2019-11-08
4
D
0
17538
0.00
D
2027-01-31
Common Stock
17538
0
D
Employee Stock Option (right to buy) Holding
33.21
2019-11-08
4
D
0
29544
0.00
D
2028-01-31
Common Stock
29544
37986
D
Employee Stock Option (right to buy) Holding
33.21
2019-11-08
4
D
0
37986
0.00
D
2028-01-31
Common Stock
37986
0
D
Employee Stock Option (right to buy) Holding
72.52
2019-11-08
4
D
0
28570
0.00
D
2029-01-29
Common Stock
28570
0
D
Disposed of in connection with the acquisition of Issuer (the "Merger") by Exact Sciences Corporation ("Exact Sciences") pursuant to the Agreement and Plan of Merger, dated July 28, 2019 (the "Merger Agreement"), among Exact Sciences,Spring Acquisition Corp., and Issuer, whereby such shares of Issuer common stock were cancelled and converted into the right to receive a cash payment of $509,065 and 8,337 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer restricted stock unit ("RSU") was assumed by Exact Sciences and converted into a corresponding award for 10,240 RSUs of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $1,106,704, less applicable tax withholdings, and 18,127 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $206,933, less applicable tax withholdings, and 3,389 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer stock option was assumed by Exact Sciences and converted into a corresponding award for an option to purchase 3,935 shares of Exact Sciences common stock with an exercise price of $35.28 per share.
Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $402,628, less applicable tax withholdings, and 6,594 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer stock option was assumed by Exact Sciences and converted into a corresponding award for an option to purchase 13,422 shares of Exact Sciences common stock with an exercise price of $35.91 per share.
Disposed of in connection with the Merger, whereby such Issuer stock option was cancelled in exchange for a cash payment of $408,759, less applicable tax withholdings, and 6,695 shares of Exact Sciences common stock, having a market value of $79.95 per share based on the closing price of Exact Sciences common stock on November 7, 2019.
Disposed of in connection with the Merger, whereby such Issuer stock option was assumed by Exact Sciences and converted into a corresponding award for an option to purchase 29,071 shares of Exact Sciences common stock with an exercise price of $43.40 per share.
Disposed of in connection with the Merger, whereby such Issuer stock option was assumed by Exact Sciences and converted into a corresponding award for an option to purchase 21,865 shares of Exact Sciences common stock with an exercise price of $94.76 per share.
/s/ G. Bradley Cole, Attorney-in-fact
2019-11-14