EX-99.(H)(33)(A) 29 exh33awisdomtreetrustrule1.htm WISDOMTREE TRUST RULE 12D1-4 FIRST AMENDMENT FUND OF FUNDS INVESTMENT AGREEMENT Document

FIRST AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENT
This first amendment (the “Amendment”) to the WisdomTree Trust Fund of Funds Investment Agreement dated January 19, 2022 (the “Agreement”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”); and GPS FUNDS I, GPS FUNDS II, and SAVOS INVESTMENTS TRUST, on behalf of each of its respective current and future series set forth on Appendix A of the Agreement, severally and not jointly (each, an “Acquiring Fund”), is entered into as of March 3rd, 2022 (the “Effective Date”).
WHEREAS, the Trust and GPS Funds I, GPS Funds II, and Savos Investments Trust (collectively, the “Parties”) desire to amend Appendix A of the Agreement to reflect the addition of a new Fund, as described below; and
WHEREAS, Section 5(b) of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
1.Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.

2.Exhibit A of the Agreement is hereby deleted and replaced in its entirety with Exhibit A attached hereto to reflect the addition of WisdomTree Battery Value Chain and Innovation Fund.

3.Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
Signature Page Follows



IN WITNESS WHEREOF, the parties have executed this Acquiring Fund Investment Agreement as of the date first set forth above.
WISDOM Trust
By:
/s/ Jonathan Steinberg
Name:Jonathan Steinberg
Title: President
GPS Funds I
By:
/s/ Patrick Young
Name:Patrick Young
Title:Director, Mutual Fund Operations and Finance
GPS Funds II
By:
/s/ Patrick Young
Name:Patrick Young
Title:Director, Mutual Fund Operations and Finance
Savos Investements Trust
By:
/s/ Patrick Young
Name:Patrick Young
Title:Director, Mutual Fund Operations and Finance



APPENDIX A

List of Funds to which the Agreement Applies

Acquiring Funds
GPS Funds I
GuideMark Large Cap Core Fund
GuideMark Emerging Markets Fund
GuideMark Small/Mid Cap Core Fund
GuideMark World ex-US Fund
GuideMark Core Fixed Income Fund
GPS Funds II
GuidePath Growth Allocation Fund
GuidePath Conservative Allocation Fund
 GuidePath Tactical Allocation Fund
GuidePath Absolute Return Allocation Fund
GuidePath Multi-Asset Income Allocation Fund
GuidePath Flexible Income Allocation Fund
GuidePath Conservative Income Fund GuidePath Income Fund
GuidePath Growth and Income Fund
Savos Investments Trust
Savos Dynamic Hedging Fund








Acquired Funds
Wisdom ETFs
DOMESTIC EQUITY ETFs
U.S. LargeCapEPS0.08
U.S. Quality Dividend GrowthDGRW0.28
U.S. MultifactorUSMF0.28
Mid & Small Cap
Ticker
Exp. Ratio %
U.S. MidCap
EZM
0.38
U.S. SmallCapEES
0.38
U.S. SmallCap Quality Dividend Growth
DGRS
0.38
VALUE
Large Cap

Ticker

Exp. Ratio %
U.S. LargeCap Dividend
DLN
0.28
U.S. Total Dividend
DTD
0.28
U.S. High Dividend
DHS
0.38
U.S. AI Enhanced Value
AIVL
0.38
U.S. Value
WTV
0.12




Mid & Small CapTicker
Exp. Ratio %
U.S. MidCap Dividend
DON
0.38
U.S. SmallCap Dividend
DES
0.38
GROWTH
Large Cap
Ticker
Exp. Ratio %
Growth Leaders
PLAT
0.20
U.S. Growth & Momentum
WGRO
0.55
EMERGING MARKETS EQUITY ETFs
Emerging Markets
Ticker
Exp. Ratio %
Emerging Markets High Dividend
DEM
0.63
Emerging Markets Quality Dividend Growth
DGRE
0.32
Emerging Markets Multifactor
EMMF
0.48
Emerging Markets SmallCap Dividend
DGS
0.58
Regional/Single Country
Ticker
Exp. Ratio %
India EarningsEPI
0.84





INTERNATIONAL EQUTIY ETFs
International
Ticker
Exp. Ratio %
International Equity
DWM
0.48
International Multifactor
DWMF
0.38
Dynamic Currency Hedged International Equity
DDWM
0.40
International LargeCap Dividend
DOL
0.48
International AI Enhanced Value
AIVI
0.58
International High Dividend
DTH
0.58
International Hedged Quality Dividend Growth
IHDG
0.58
International Quality Dividend Growth
IQDG
0.42
International Mid & Small Cap
Ticker
Exp. Ratio %
International SmallCap Dividend
DLS
0.58
Dynamic Currency Hedged International SmallCap Equity
DDLS
0.48
International MidCap Dividend
DIM
0.58
Global
Ticker
Exp. Ratio %
Global ex-U.S. Quality Dividend Growth
DNL
0.42
Global High Dividend
DEW
0.58
Global ex-U.S. Real Estate
DRW
0.58
Regional/Single Country
Ticker
Exp. Ratio %
Japan Hedged EquityDXJ
0.48
Europe Hedged Equity
HEDJ
0.58
Europe Quality Dividend Growth
EUDG
0.58
Germany Hedged Equity
DXGE
0.48
Regional/Single Country Small Cap
Ticker
Exp. Ratio %
Japan SmallCap DividendDFJ
0.58
Japan Hedged SmallCap Equity
DXJS
0.58
Europe SmallCap Dividend
DFE
0.58
Europe Hedged SmallCap Equity
EUSC
0.58







ESG ETFs
Ticker
Exp. Ratio %
U.S. ESG
RESP
0.28
Emerging Markets ESG
RESE
0.32
International ESG
RESD
0.30
Emerging Markets ex-State-Owned Enterprises
XSOE
0.32
China ex-State-Owned Enterprises
CXSE
0.32
India ex-State-Owned Enterprises
IXSE
0.58
FIXED INCOME ETFs
Strategic Core
Ticker
Exp. Ratio %
Yield Enhanced U.S. Aggregate Bond
AGGY
0.12
Yield Enhanced U.S. Short-Term Aggregate Bond
SHAG
0.12
Mortgage Plus Bond
MTGP
0.45
Short Term Government
Ticker
Exp. Ratio %
Floating Rate Treasury
USFR
0.15
Interest Rate Strategies
Ticker
Exp. Ratio %
Interest Rate Hedged U.S. Aggregate Bond
AGZD
0.23
Interest Rate Hedged High Yield Bond
HYZD
0.43
Credit
Ticker
Exp. Ratio %
U.S. Corporate Bond
WFIG
0.18
U.S. Short-Term Corporate Bond
SFIG
0.18
U.S. High Yield Corporate Bond
WFHY
0.18
Emerging Markets
Ticker
Exp. Ratio %
Emerging Markets Local Debt
ELD
0.55
Emerging Markets Corporate Bond
EMCB
0.60
Currency Strategies
Ticker
Exp. Ratio %
Emerging Currency Strategy
CEW
0.55
Bloomberg U.S. Dollar Bullish
USDU
0.51
Chinese Yuan Strategy
CYB
0.45
ALTERNATIVE ETFs
Managed Futures
Ticker
Exp. Ratio %
Managed Futures Strategy
WTMF
0.65
Option-Based
Ticker
Exp. Ratio %
CBOE S&P 500 PutWrite Strategy
PUTW
0.44



Commodity
Ticker
Exp. Ratio %
Enhanced Commodity Strategy1
GCC
0.55
Credit
Ticker
Exp. Ratio %
Alternative Income*
HYIN
3.20
image_6.jpg
1 Prior to 12/21/2020, the ticker symbol GCC was used for an Exchange Traded Commodity Pool trading under a different name and strategy.






Target RangeTickerExp. Ratio%
Target Range

CAPITAL EFFICIENT ETFs
GTR
0.70
Core
Ticker
Exp. Ratio %
U.S. Efficient Core2
NTSX
0.20
International Efficient CoreNTSI
0.26
Emerging Markets Efficient CoreNTSE
0.38
Tactical
Ticker
Exp. Ratio %
Efficient Gold Plus Gold Miners Strategy
MEGATRENDS
GMDN

Ticker
0.45

Exp. Ratio %
Cloud ComputingWCLD
0.45
CybersecurityWCBR
0.45
BioRevolutionWDNA
0.45
Artificial Intelligence and InnovationWTAI
0.45
Battery Value Chain and InnovationWBAT
0.45


































image_6.jpg
2 Formerly WisdomTree 90/60 U.S. Balanced Fund.
* This Fund operates as a Fund-of-Funds and is not covered under Rule 12d1-4.