SCHEDULE 14C INFORMATION
Information Statement pursuant to Section 14(c) of the
Securities Exchange Act of 1934
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GuideStone Funds
(Name of Registrant as Specified in Its Charter)
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GUIDESTONE FUNDS
MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund,
MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund,
Growth Allocation Fund, Aggressive Allocation Fund, Money Market Fund, Low-Duration Bond Fund,
Medium-Duration Bond Fund, Extended-Duration Bond Fund, Global Bond Fund,
Strategic Alternatives Fund, Defensive Market Strategies Fund, Equity Index Fund,
Global Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund,
International Equity Index Fund, International Equity Fund and Emerging Markets Equity Fund
5005 Lyndon B. Johnson Freeway
Suite 2200
Dallas, Texas 75244-6152
INFORMATION STATEMENT
December 10, 2020
Dear Shareholder:
The enclosed Information Statement discusses actions that have been taken with respect to all of the above-listed series (each, a Fund) of GuideStone Funds (the Trust).
GuideStone Financial Resources of the Southern Baptist Convention, as the majority shareholder of the Trust, has approved amendments to the Trusts Amended and Restated Trust Instrument (the Trust Instrument) and the Trusts By-laws (the By-laws), including but not limited to moving certain provisions between the Trust Instrument and the By-laws and enhancing flexibility and rights for the Board of Trustees of the Trust.
We are not asking you for a proxy, and you are requested not to send us a proxy. If you have any questions, please call 1-888-GS-FUNDS (1-888-473-8637), and we will be glad to assist you. Thank you for your continued support of GuideStone Funds.
Very truly yours, | ||||
/s/ John R. Jones | ||||
John R. Jones | ||||
President |
GUIDESTONE FUNDS
MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund,
MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund,
Growth Allocation Fund, Aggressive Allocation Fund, Money Market Fund, Low-Duration Bond Fund,
Medium-Duration Bond Fund, Extended-Duration Bond Fund, Global Bond Fund,
Strategic Alternatives Fund, Defensive Market Strategies Fund, Equity Index Fund,
Global Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund,
International Equity Index Fund, International Equity Fund and Emerging Markets Equity Fund
5005 Lyndon B. Johnson Freeway
Suite 2200
Dallas, Texas 75244-6152
INFORMATION STATEMENT
Important Notice Regarding the
Availability of Information Statement
The Information Statement is available at GuideStoneFunds.com/Disclosures/Fund-Literature.
December 10, 2020
This document is an Information Statement for shareholders of all series (each, a Fund and collectively, the Funds) of GuideStone Funds (the Trust). GuideStone Capital Management, LLC (the Adviser) serves as the investment adviser to the Funds and is located at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152. The Funds principal underwriter is Foreside Funds Distributors LLC, whose principal office is located at 400 Berwyn Park, 899 Cassatt Road, Suite 110, Berwyn, Pennsylvania 19312. BNY Mellon Investment Servicing (US) Inc. serves as the Funds transfer agent and is located at 760 Moore Road, King of Prussia, Pennsylvania 19406. The Northern Trust Company serves as the Funds administration and fund accounting agent and is located at 333 South Wabash Avenue, Chicago, Illinois 60604. This Information Statement will be mailed on or about December 10, 2020, to the shareholders of record of each Fund as of November 30, 2020 (the Record Date).
The Trust has obtained the written consent, in lieu of holding a vote at a shareholder meeting, to amend the Trusts Amended and Restated Trust Instrument (the Trust Instrument) and the Trusts By-laws (the By-laws), effective October 1, 2020. As described in the Funds prospectus, GuideStone Financial Resources of the Southern Baptist Convention (GuideStone Financial Resources) at all times directly or indirectly owns, controls or holds with power to vote of at least 60% of the outstanding shares of the Trust. The Funds will refuse to accept any investment that would result in a change of such control. In addition, GuideStone Financial Resources, as of the date of its approval, directly or indirectly owned, controlled or held with power to vote of at least 60% of each Funds shares. This means that GuideStone Financial Resources, which is an affiliate of the Adviser, controls the vote on any matter that requires the approval of a majority of the outstanding shares of the Trust. Therefore, in accordance with the Trusts governing documents, the amendments to the Trust Instrument and By-laws have been approved by shareholders.
1
This Information Statement is provided solely for information purposes. This is not a proxy statement. We are not asking you for a proxy, and you are requested not to send us a proxy.
The Funds will bear the expenses incurred in connection with preparing this Information Statement. The information in this document should be considered to be an Information Statement for purposes of Schedule 14C under the Securities Exchange Act of 1934, as amended.
You may obtain a copy of the Trusts annual report to shareholders and the most recent semi-annual report, free of charge, by writing to the Trust at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152, by calling toll free at 1-888-GS-FUNDS (1-888-473-8637) or by going to the website at GuideStoneFunds.com.
Appendix A lists the shares of each Fund issued and outstanding as of the Record Date. Appendix B lists the shareholders who owned beneficially or of record more than 5% of the shares of each class of the Funds as of the Record Date. To the knowledge of the Adviser, executive officers and Trustees of the Trust, as a group, owned less than 1% of the outstanding shares of each class of each Fund as of the Record Date.
2
I. | All Funds: Amendments to the Amended and Restated Trust Instrument |
A. | Overview |
Pursuant to Article VI, Section 1 and Article XI, Section 7 of the Trust Instrument, shareholder approval, by vote of the majority of the outstanding shares of the Trust, is required to amend the Trust Instrument. On September 28, 2020, GuideStone Financial Resources, the majority shareholder of the Trust, approved changes to the Trust Instrument by written consent.
B. | Summary of Amendments to the Amended and Restated Trust Instrument |
Article II, which governs the Board, is amended to clarify that the Board may, without a vote of a majority of the outstanding of shares of the Trust, fix the number of Trustees. The amendments to Article II also state that the number of Trustees at all times shall remain at least five and also give the Trustees expanded rights to delegate to others.
Article VI, which governs shareholders voting powers and meetings, is amended to change quorum requirements for taking action at a shareholder meeting from 50% of outstanding shares entitled to vote in person to more than 50% of outstanding shares as of the record date. The amendments to Article VI also allow for shareholder votes by proxy.
Article IX, which governs limitation of liability and indemnification, is amended to reorganize the description of limitations of liability for Trustees and to extend personal liability protection to Trustees. The amendments to Article IX also increase the indemnification protections of Trustees and other Covered Persons, as the term Covered Person is defined in the Trust Instrument, to the fullest extent permitted by law. The amendments to Article IX also clarify that a Covered Person (including a Trustee) is entitled to indemnification after ceasing to be a Covered Person.
Article XI, which governs miscellaneous matters, is amended to fully protect a Trustee who relies on an expert in good faith and also states that Trustees shall be held to the same standard of care, rights and entitlements to indemnification or the advancement of expenses regardless of appointment, designation or identification as chair of the Trustees, member or chair of a committee of the independent Trustees, lead independent Trustee or any other special appointment, designation or identification. The amendments to Article XI also provide that any series of the Trust or any class of shares may be terminated at any time by the Trustees without shareholder approval. The amendments to Article XI further state that any amendment will not limit the rights to insurance, indemnification and advancement provided by the Trust Instrument with respect to acts or omissions of Covered Persons, including Trustees, that occurred prior to such an amendment.
Further, the amendments to the Trust Instrument amend the placement of items within the Trust Instrument as well as move certain items into the By-laws.
3
C. | Summary of Amendments to the By-laws |
Article II, which governs meetings of the Board, adds a new section that provides flexibility to the Trustees on the quorum necessary to take action, specifically by providing that the presence of the lesser of three Trustees, or a majority of the number of Trustees then in office (without regard to vacancies), shall constitute a quorum for the transaction of business. The amendments to Article II also add a new section describing the Boards role in designating committees and in appointing the members of and determining the number of members of each committee. The amendments to Article II also move provisions regarding meetings via telephone or videoconference, waiver of notice and action without a meeting from the Trust Instrument to the By-laws.
Article VI, which governs amendments to the By-laws, provides that the By-laws may be amended by the Trustees, and that no shareholder vote shall be required for any amendment. In addition, GuideStone Financial Resources, as the holder of a majority of the outstanding shares of the Trust, retains its authority to unilaterally amend the By-laws, subject to the provision of notice to the Trustees.
II. | Additional Information |
Portfolio Transactions. To the extent permitted by law and in accordance with procedures established by the Board, each Fund may engage in brokerage transactions with brokers that are affiliates of the Adviser or the Funds sub-advisers, with brokers who are affiliates of such brokers or with unaffiliated brokers who trade or clear through affiliates of the Adviser or the Funds sub-advisers. For the fiscal year ended December 31, 2019, the following Funds did engage in affiliated brokerage transactions:
Fund | Broker-Dealer | Affiliate |
Aggregate Dollar Amount of Brokerage Commissions | ||||||
Medium-Duration Bond Fund |
Goldman, Sachs & Co. | Goldman Sachs Asset Management, L.P. | $ | 34,063 | |||||
Emerging Markets Equity Fund |
Goldman, Sachs & Co. | Goldman Sachs Asset Management, L.P. | $ | 772 |
Shareholder Communications. The Board has provided for a process by which shareholders may send communications to the Board. If a shareholder wishes to send a communication to the Board, or to a specified Trustee, the communication should be submitted in writing to Matthew A. Wolfe, Chief Compliance Officer, Chief Legal Officer and Secretary, GuideStone Funds, 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152, who will forward such communication to the Trustee(s).
4
Multiple Shareholders in a Household. If you are a member of a household in which multiple shareholders of the Fund(s) share the same address, and the Fund(s) or your broker or bank (for street name accounts) has received consent to household material, then the Fund(s) or your broker or bank may have sent to your household only one copy of this Information Statement (the Materials), unless the Fund(s) or your broker or bank previously received contrary instructions from a shareholder in your household. If you are part of a household that has received only one copy of the Materials, the Fund(s) will deliver promptly a separate copy of the Materials to you upon written or oral request. To receive a separate copy of the Materials, or if you would like to receive a separate copy of future information statements, proxy statements, prospectuses or annual reports, please contact the Trust by writing to the Trust at 5005 Lyndon B. Johnson Freeway, Suite 2200, Dallas, Texas 75244-6152 or by calling 1-888-GS-FUNDS (1- 888-473- 8637). If you are now receiving multiple copies of these documents and would like to receive a single copy in the future, please contact the Trust at the telephone number or address stated above.
By Order of the Board of Trustees, | ||
/s/ Matthew A. Wolfe | ||
Matthew A. Wolfe | ||
Chief Compliance Officer, Chief Legal Officer and | ||
Secretary of the Trust |
December 10, 2020
5
APPENDIX A
ISSUED AND OUTSTANDING SHARES AS OF NOVEMBER 30, 2020
Fund | Institutional Class | Investor Class | ||||||
MyDestination 2015 Fund |
14,971,672.362 | 46,716,124.472 | ||||||
MyDestination 2025 Fund |
38,838,752.444 | 96,207,191.841 | ||||||
MyDestination 2035 Fund |
32,544,649.066 | 65,542,480.125 | ||||||
MyDestination 2045 Fund |
28,623,188.856 | 48,833,132.156 | ||||||
MyDestination 2055 Fund |
8,164,114.122 | 11,859,826.191 | ||||||
Conservative Allocation Fund |
11,070,614.719 | 33,571,949.762 | ||||||
Balanced Allocation Fund |
33,349,563.446 | 90,432,531.863 | ||||||
Growth Allocation Fund |
28,964,493.944 | 66,386,010.801 | ||||||
Aggressive Allocation Fund |
21,080,949.832 | 62,004,439.908 | ||||||
Money Market Fund |
1,242,121,517.630 | 491,718,956.060 | ||||||
Low-Duration Bond Fund |
58,275,629.971 | 17,264,219.128 | ||||||
Medium-Duration Bond Fund |
100,984,305.120 | 25,086,061.246 | ||||||
Extended-Duration Bond Fund |
7,158,577.188 | 7,307,459.793 | ||||||
Global Bond Fund |
50,095,618.414 | 11,099,517.271 | ||||||
Strategic Alternatives Fund |
32,795,938.153 | 4,479,628.304 | ||||||
Defensive Market Strategies Fund |
64,556,531.520 | 28,237,364.973 | ||||||
Equity Index Fund |
42,987,109.915 | 17,112,299.265 | ||||||
Global Real Estate Securities Fund |
18,026,024.170 | 8,613,587.319 | ||||||
Value Equity Fund |
46,624,701.148 | 17,825,466.325 | ||||||
Growth Equity Fund |
30,603,854.020 | 27,609,154.689 | ||||||
Small Cap Equity Fund |
23,274,738.455 | 14,047,686.547 | ||||||
International Equity Index Fund |
69,216,499.009 | N/A | ||||||
International Equity Fund |
70,100,446.294 | 23,275,981.609 | ||||||
Emerging Markets Equity Fund |
50,284,662.955 | 7,151,424.693 |
A-1
APPENDIX B
SHAREHOLDERS OWNING BENEFICIALLY OR OF RECORD
MORE THAN 5% OF GUIDESTONE FUNDS
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
MyDestination 2015 Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
28,156,384.581 | 60% | |||||||||
MyDestination 2015 Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
14,134,223.904 | 30% | |||||||||
MyDestination 2025 Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
61,444,572.955 | 64% | |||||||||
MyDestination 2025 Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
28,896,775.821 | 30% | |||||||||
MyDestination 2035 Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
42,740,805.551 | 65% | |||||||||
MyDestination 2035 Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
19,998,561.935 | 31% | |||||||||
MyDestination 2045 Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
31,953,994.959 | 65% | |||||||||
MyDestination 2045 Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
15,182,421.373 | 31% | |||||||||
MyDestination 2055 Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
7,177,555.441 | 61% | |||||||||
MyDestination 2055 Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,223,258.546 | 36% | |||||||||
Conservative Allocation Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
18,611,576.919 | 55% | |||||||||
Conservative Allocation Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
8,573,998.643 | 26% | |||||||||
Balanced Allocation Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
62,041,661.731 | 69% | |||||||||
Balanced Allocation Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
19,383,747.256 | 21% |
B-1
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Growth Allocation Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
44,292,286.229 | 67% | |||||||||
Growth Allocation Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
17,981,244.383 | 27% | |||||||||
Aggressive Allocation Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
47,139,954.634 | 76% | |||||||||
Aggressive Allocation Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
12,169,399.377 | 20% | |||||||||
Money Market Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
298,899,051.690 | 61% | |||||||||
Money Market Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
110,327,723.660 | 22% | |||||||||
Low-Duration Bond Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
9,074,243.716 | 53% | |||||||||
Low-Duration Bond Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,274,981.009 | 25% | |||||||||
Low-Duration Bond Fund Investor Class |
GuideStone Financial Resources Voluntary Annuity Plan (VAP) PO Box 819109 Dallas, TX 75381-9109 |
869,784.590 | 5% | |||||||||
Medium-Duration Bond Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
12,303,318.417 | 49% | |||||||||
Medium-Duration Bond Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
5,347,487.723 | 21% | |||||||||
Extended-Duration Bond Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
4,770,366.593 | 65% | |||||||||
Extended-Duration Bond Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
1,517,228.362 | 21% | |||||||||
Global Bond Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
5,082,610.925 | 46% | |||||||||
Global Bond Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
2,150,435.888 | 19% |
B-2
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Global Bond Fund Investor Class |
National Financial Services LLC For the Exclusive Benefit of Our Customers Attn: Mutual Funds Dept 4th Floor 499 Washington Blvd Jersey City, NJ 07310-2010 |
817,629.895 | 7% | |||||||||
Strategic Alternatives Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
2,498,405.376 | 56% | |||||||||
Strategic Alternatives Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
1,259,107.708 | 28% | |||||||||
Strategic Alternatives Fund Investor Class |
GuideStone Financial Resources Voluntary Annuity Plan (VAP) PO Box 819109 Dallas, TX 75381-9109 |
312,473.635 | 7% | |||||||||
Defensive Market Strategies Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
12,394,752.402 | 44% | |||||||||
Defensive Market Strategies Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
5,232,845.488 | 19% | |||||||||
Defensive Market Strategies Fund Investor Class |
Charles Schwab & Co Inc Special Custody Account FBO Customers Attn: Mutual Funds 101 Montgomery Street San Francisco, CA 94104-4122 |
2,216,773.696 | 8% | |||||||||
Equity Index Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
9,312,929.176 | 54% | |||||||||
Equity Index Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,167,287.384 | 24% | |||||||||
Global Real Estate Securities Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
5,097,033.346 | 59% | |||||||||
Global Real Estate Securities Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
1,850,827.837 | 21% | |||||||||
Global Real Estate Securities Fund Investor Class |
National Financial Services LLC For the Exclusive Benefit of Our Customers Attn: Mutual Funds Dept 4th Floor 499 Washington Blvd Jersey City, NJ 07310-2010 |
493,674.481 | 6% | |||||||||
Value Equity Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
11,546,065.016 | 65% |
B-3
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Value Equity Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
3,994,750.249 | 22% | |||||||||
Growth Equity Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
18,677,376.366 | 68% | |||||||||
Growth Equity Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
5,919,328.207 | 21% | |||||||||
Small Cap Equity Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
9,715,001.517 | 69% | |||||||||
Small Cap Equity Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
3,094,856.967 | 22% | |||||||||
International Equity Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
13,524,110.250 | 58% | |||||||||
International Equity Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
5,017,825.161 | 22% | |||||||||
Emerging Markets Equity Fund Investor Class |
GuideStone Church Retirement Plan PO Box 819109 Dallas, TX 75381-9109 |
3,583,920.282 | 50% | |||||||||
Emerging Markets Equity Fund Investor Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
1,565,093.922 | 22% | |||||||||
Emerging Markets Equity Fund Investor Class |
LPL Financial (FBO) Customer Accounts Attn: Mutual Fund Operations PO Box 509046 San Diego, CA 92150-9046 |
601,186.753 | 8% | |||||||||
Emerging Markets Equity Fund Investor Class |
GuideStone Financial Resources Protection Benefit Plan PO Box 819109 Dallas, TX 75381-9109 |
378,361.230 | 5% | |||||||||
MyDestination 2015 Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
14,064,169.501 | 94% | |||||||||
MyDestination 2025 Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
35,007,754.978 | 90% | |||||||||
MyDestination 2035 Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
29,053,564.301 | 89% | |||||||||
MyDestination 2045 Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
25,560,380.639 | 89% |
B-4
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
MyDestination 2045 Fund Institutional Class |
TIAA FSB CUST TTEE (FBO) Retirement Plans For Which TIAA Acts as Record Keeper Attn: Trust Operations 211 North Broadway Suite 1000 St. Louis, MO 63102-2733 |
1,808,230.978 | 6% | |||||||||
MyDestination 2055 Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
7,281,159.640 | 89% | |||||||||
Conservative Allocation Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
9,442,906.720 | 85% | |||||||||
Conservative Allocation Fund Institutional Class |
TIAA FSB CUST TTEE (FBO) Retirement Plans For Which TIAA Acts as Record Keeper Attn: Trust Operations 211 North Broadway Suite 1000 St. Louis, MO 63102-2733 |
663,005.801 | 6% | |||||||||
Balanced Allocation Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
26,647,854.131 | 80% | |||||||||
Balanced Allocation Fund Institutional Class |
TIAA FSB CUST TTEE (FBO) Retirement Plans For Which TIAA Acts as Record Keeper Attn: Trust Operations 211 North Broadway Suite 1000 St. Louis, MO 63102-2733 |
3,859,872.548 | 12% | |||||||||
Growth Allocation Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
26,607,075.460 | 92% | |||||||||
Growth Allocation Fund Institutional Class |
TIAA FSB CUST TTEE (FBO) Retirement Plans For Which TIAA Acts as Record Keeper Attn: Trust Operations 211 North Broadway Suite 1000 St. Louis, MO 63102-2733 |
1,539,683.523 | 5% | |||||||||
Aggressive Allocation Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
17,654,501.698 | 84% | |||||||||
Aggressive Allocation Fund Institutional Class |
GuideStone Financial Resources Variable Benefit Plan PO Box 819109 Dallas, TX 75381-9109 |
1,430,388.648 | 7% |
B-5
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Aggressive Allocation Fund Institutional Class |
TIAA FSB CUST TTEE (FBO) Retirement Plans For Which TIAA Acts as Record Keeper Attn: Trust Operations 211 North Broadway Suite 1000 St. Louis, MO 63102-2733 |
1,391,601.153 | 7% | |||||||||
Money Market Fund Institutional Class |
GuideStone Financial Resources Money Mkt Liq Medium Duration Bond Fund PO Box 819109 Dallas, TX 75381-9109 |
162,973,409.600 | 13% | |||||||||
Money Market Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
153,045,780.170 | 12% | |||||||||
Money Market Fund Institutional Class |
GuideStone Financial Resources Money Mkt Liq Defensive Market Strategies Fund PO Box 819109 Dallas, TX 75381-9109 |
84,791,060.360 | 7% | |||||||||
Money Market Fund Institutional Class |
GuideStone Financial Resources Money Mkt Liq International Equity Fund PO Box 819109 Dallas, TX 75381-9109 |
71,057,892.540 | 6% | |||||||||
Money Market Fund Institutional Class |
GuideStone Financial Resources Strategic Alternatives Fund PO Box 819109 Dallas, TX 75381-9109 |
68,736,824.900 | 6% | |||||||||
Money Market Fund Institutional Class |
GuideStone Financial Resources Global Bond Fund PO Box 2190 Dallas, TX 75221-2190 |
65,751,454.910 | 5% | |||||||||
Low-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Conservative Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
18,866,646.511 | 32% | |||||||||
Low-Duration Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
7,682,055.641 | 13% | |||||||||
Low-Duration Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
7,625,582.439 | 13% | |||||||||
Low-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
7,210,131.337 | 12% |
B-6
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Low-Duration Bond Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
3,640,019.579 | 6% | |||||||||
Medium-Duration Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
23,754,385.948 | 24% | |||||||||
Medium-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
23,248,877.907 | 23% | |||||||||
Medium-Duration Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
12,775,350.512 | 13% | |||||||||
Medium-Duration Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
11,113,028.616 | 11% | |||||||||
Medium-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
7,820,186.847 | 8% | |||||||||
Extended-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
3,467,324.334 | 48% | |||||||||
Extended-Duration Bond Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
2,072,892.853 | 29% | |||||||||
Extended-Duration Bond Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
1,205,663.396 | 17% | |||||||||
Global Bond Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
13,037,927.625 | 26% | |||||||||
Global Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
11,591,553.484 | 23% | |||||||||
Global Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
6,840,038.684 | 14% |
B-7
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Global Bond Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
4,786,342.757 | 10% | |||||||||
Global Bond Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
4,496,159.947 | 9% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
6,071,547.097 | 19% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
4,079,782.022 | 12% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources Fixed Benefit Plan PO Box 819109 Dallas, TX 75381-9109 |
3,643,361.281 | 11% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
3,277,414.705 | 10% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources Operating Reserves Tier 2 PO Box 819109 Dallas, TX 75381-9109 |
3,250,356.407 | 10% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
2,949,414.120 | 9% | |||||||||
Strategic Alternatives Fund Institutional Class |
GuideStone Financial Resources Conservative Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
2,574,652.309 | 8% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
12,604,160.999 | 20% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
11,963,017.063 | 19% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
6,181,294.000 | 10% |
B-8
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
5,286,694.049 | 8% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
5,117,528.406 | 8% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
4,136,066.010 | 6% | |||||||||
Defensive Market Strategies Fund Institutional Class |
GuideStone Financial Resources Operating Reserves Tier 2 PO Box 819109 Dallas, TX 75381-9109 |
3,480,203.777 | 5% | |||||||||
Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
9,656,940.645 | 22% | |||||||||
Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2045 Fund PO Box 819109 Dallas, TX 75381-9109 |
8,963,368.393 | 21% | |||||||||
Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
8,695,415.991 | 20% | |||||||||
Equity Index Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,643,586.257 | 11% | |||||||||
Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2055 Fund PO Box 819109 Dallas, TX 75381-9109 |
3,385,905.749 | 8% | |||||||||
Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
2,797,086.999 | 7% | |||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
4,044,079.900 | 22% | |||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
3,515,553.647 | 20% |
B-9
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
2,109,785.167 | 12% | |||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
1,857,032.596 | 10% | |||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
1,693,896.072 | 9% | |||||||||
Global Real Estate Securities Fund Institutional Class |
GuideStone Financial Resources MyDestination 2045 Fund PO Box 819109 Dallas, TX 75381-9109 |
1,485,988.964 | 8% | |||||||||
Value Equity Fund Institutional Class |
GuideStone Financial Resources Aggressive Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
15,630,906.535 | 34% | |||||||||
Value Equity Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
13,107,095.499 | 28% | |||||||||
Value Equity Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
9,598,727.767 | 21% | |||||||||
Value Equity Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,104,783.994 | 9% | |||||||||
Growth Equity Fund Institutional Class |
GuideStone Financial Resources Aggressive Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
8,529,669.979 | 28% | |||||||||
Growth Equity Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
7,205,071.637 | 24% | |||||||||
Growth Equity Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
6,460,889.035 | 21% | |||||||||
Growth Equity Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
5,201,702.350 | 17% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
3,571,255.501 | 15% |
B-10
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources Aggressive Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
3,299,635.605 | 14% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
2,705,308.074 | 12% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
2,684,899.343 | 12% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2045 Fund PO Box 819109 Dallas, TX 75381-9109 |
2,509,623.948 | 11% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
2,452,384.069 | 11% | |||||||||
Small Cap Equity Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
1,935,063.892 | 8% | |||||||||
International Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
19,123,346.234 | 28% | |||||||||
International Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2045 Fund PO Box 819109 Dallas, TX 75381-9109 |
17,847,248.771 | 26% | |||||||||
International Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
17,202,806.336 | 25% | |||||||||
International Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2055 Fund PO Box 819109 Dallas, TX 75381-9109 |
6,675,387.176 | 10% | |||||||||
International Equity Index Fund Institutional Class |
GuideStone Financial Resources MyDestination 2015 Fund PO Box 819109 Dallas, TX 75381-9109 |
5,530,522.701 | 8% | |||||||||
International Equity Fund Institutional Class |
GuideStone Financial Resources Aggressive Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
23,076,441.542 | 33% |
B-11
Name of Fund | Shareholder Name and Address |
Number and Percentage of November 30, 2020 (Percentage of shares owned rounded to the nearest whole percentage) | ||||||||||
International Equity Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
19,267,746.205 | 27% | |||||||||
International Equity Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
14,390,403.694 | 21% | |||||||||
International Equity Fund Institutional Class |
GuideStone 403(b)(9) Employer Plan PO Box 819109 Dallas, TX 75381-9109 |
4,845,207.512 | 7% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources Aggressive Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
9,548,576.371 | 19% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources Growth Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
7,896,620.849 | 16% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2035 Fund PO Box 819109 Dallas, TX 75381-9109 |
6,735,348.479 | 13% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2045 Fund PO Box 819109 Dallas, TX 75381-9109 |
6,286,082.220 | 13% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources MyDestination 2025 Fund PO Box 819109 Dallas, TX 75381-9109 |
6,129,503.166 | 12% | |||||||||
Emerging Markets Equity Fund Institutional Class |
GuideStone Financial Resources Balanced Allocation Fund PO Box 819109 Dallas, TX 75381-9109 |
5,775,909.635 | 11% |
B-12