DEF 14C 1 d641343ddef14c.htm INFORMATION STATEMENT Information Statement

SCHEDULE 14C INFORMATION

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GuideStone Funds

 

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GUIDESTONE FUNDS

MyDestination 2005 Fund, MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund, MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund, Growth Allocation Fund, Aggressive Allocation Fund, Conservative Allocation Fund I, Balanced Allocation Fund I, Growth Allocation Fund I, Aggressive Allocation Fund I, Money Market Fund, Low-Duration Bond Fund, Medium-Duration Bond Fund, Extended-Duration Bond Fund, Inflation Protected Bond Fund, Global Bond Fund, Flexible Income Fund, Defensive Market Strategies Fund, Real Assets Fund, Equity Index Fund, Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund, International Equity Fund, Emerging Markets Equity Fund,

Global Natural Resources Equity Fund

2401 Cedar Springs Road

Dallas, Texas 75201-1498

 

 

INFORMATION STATEMENT

 

 

December 6, 2013

Dear Shareholder:

The enclosed Information Statement discusses actions that have been taken with respect to each above-listed series (each a “Fund” and collectively, the “Funds”) of GuideStone Funds (the “Trust”). GuideStone Financial Resources of the Southern Baptist Convention, the majority shareholder of each of the Funds, has elected Kyle Tucker as trustee to the Trust’s Board of Trustees.

We are not asking you for a proxy, and you are requested not to send us a proxy. If you have any questions, please call 1-888-98-GUIDE (1-888-984-8433), and we will be glad to assist you. Thank you for your continued support of GuideStone Funds.

 

Very truly yours,
/s/ John R. Jones
President


GUIDESTONE FUNDS

MyDestination 2005 Fund, MyDestination 2015 Fund, MyDestination 2025 Fund, MyDestination 2035 Fund, MyDestination 2045 Fund, MyDestination 2055 Fund, Conservative Allocation Fund, Balanced Allocation Fund, Growth Allocation Fund, Aggressive Allocation Fund, Conservative Allocation Fund I, Balanced Allocation Fund I, Growth Allocation Fund I, Aggressive Allocation Fund I, Money Market Fund, Low-Duration Bond Fund, Medium-Duration Bond Fund, Extended-Duration Bond Fund, Inflation Protected Bond Fund, Global Bond Fund, Flexible Income Fund, Defensive Market Strategies Fund, Real Assets Fund, Equity Index Fund, Real Estate Securities Fund, Value Equity Fund, Growth Equity Fund, Small Cap Equity Fund, International Equity Fund, Emerging Markets Equity Fund,

Global Natural Resources Equity Fund

2401 Cedar Springs Road

Dallas, Texas 75201-1498

 

 

INFORMATION STATEMENT

Important Notice Regarding the

Availability of Information Statement

The Information Statement is available at www.GuideStoneFunds.org/Disclosures.aspx

 

 

December 6, 2013

This document is an Information Statement for shareholders of each above-listed series (each a “Fund” and collectively, the “Funds”) of GuideStone Funds (the “Trust”). GuideStone Capital Management (the “Adviser”) serves as the investment adviser to the Funds and is located at 2401 Cedar Springs Road, Dallas, Texas 75201-1498. The Funds’ principal underwriter is Foreside Funds Distributors LLC, whose principal office is located at 400 Berwyn Park, 899 Cassatt Road, Berwyn, Pennsylvania 19312. BNY Mellon Investment Servicing (US) Inc. serves as the transfer agent and administration and fund accounting agent to the Funds and is located at 301 Bellevue Parkway, Wilmington, Delaware 19809. This Information Statement will be mailed on or about December 11, 2013 to the shareholders of record of each Fund as of November 15, 2013 (the “Record Date”).

As disclosed in the Fund’s prospectus, GuideStone Financial Resources of the Southern Baptist Convention (“GuideStone Financial Resources”) at all times directly or indirectly controls the vote of at least 60% of the Fund’s shares. The Fund will refuse to accept any investment that would result in a change of such control. This means that GuideStone Financial Resources, which is the parent company of the Adviser, controls the vote on any matter that requires shareholder approval. In lieu of a shareholder meeting, the Trust has obtained the written consent of GuideStone Financial Resources, which is the majority shareholder of each Fund, to elect Kyle Tucker to the Board effective November 7, 2013. Therefore, in accordance with the Trust’s governing documents, the election of Mr. Tucker will have been approved on behalf of the shareholders. This Information Statement is provided to you solely for informational purposes.

 

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This is not a proxy statement. We are not asking you for a proxy and you are requested not to send us a proxy.

The Funds will bear the expenses incurred in connection with preparing this Information Statement. You may obtain a copy of the Trust’s annual report to shareholders and the most recent semi-annual report, free of charge, by writing to the Trust at 2401 Cedar Springs Road, Dallas, Texas 75201-1498, by calling toll free at 1-888-98-GUIDE (1-888-984-8433) or by going to our website at www.GuideStoneFunds.org.

Appendix A lists the shares of each Fund issued and outstanding as of the Record Date. Appendix B of this Information Statement lists the shareholders who owned beneficially or of record more than 5% of the shares of each class of the Funds as of the Record Date. To the knowledge of the Adviser, executive officers of the Funds and the Trustees, as a group, owned less than 1% of the outstanding shares of each class of each of the Funds as of the Record Date.

 

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I. Introduction

GuideStone Financial Resources, as majority shareholder of each Fund, has elected Kyle Tucker to the Trust’s Board of Trustees (the “Board”). Mr. Tucker was nominated on September 13, 2013, by the Board to become a Trustee who is not an “interested person” of the Trust as that term is defined within the meaning of Section 2(a)(19) of the Investment Company Act of 1940, as amended (the “1940 Act”), (“Independent Trustee”). Mr. Tucker’s nomination was recommended by GuideStone Financial Resources in order to succeed Peter L. Chamberlain, Ph.D., who had resigned from the Board.

 

II. All Funds: Election of Trustee to the Board of Trustees

Overview

GuideStone Financial Resources, as majority shareholder of each Fund, has elected Kyle Tucker to the Trust’s Board, effective November 7, 2013. The Declaration of Trust provides that Mr. Tucker will hold office until his resignation, removal or mandatory retirement.

Mr. Tucker was nominated on September 13, 2013, by the Nominating Committee of the Board and by the Board to replace an Independent Trustee who resigned as a Trustee of the Trust on March 5, 2013. His nomination was recommended by GuideStone Financial Resources.

Information Regarding the Board of Trustees

The operations of each Fund are under the supervision of the Board. The primary responsibility of the Board is to represent the interests of the shareholders of the Trust and to provide oversight of the management of the Trust. Upon effectiveness of the election of Mr. Tucker, the Board is comprised of nine individuals: Thomas G. Evans and James W. Hixson, each of whom is an “interested person” of the Trust as that term is defined in the 1940 Act, and Michael R. Buster, Carson L. Eddy, William Craig George, Grady R. Hazel, Joseph A. Mack, Franklin Morgan and Kyle Tucker, each of whom is an Independent Trustee. Mr. Mack serves as Chairman of the Board. During the fiscal year ended December 31, 2012, the Board held seven meetings. All of the Trustees who served as such during the previous fiscal year, with the exception of Messrs. Buster and Hazel, attended more than 75% of the Board meetings held during that period. Unlike public operating companies, mutual funds do not typically hold annual shareholder meetings. Accordingly, the Trust does not have a policy pertaining to attendance at annual shareholder meetings by members of the Board.

The Trustees (including Mr. Tucker) of the Trust, their ages, business address and principal occupations and directorships during the past five years are set forth in the following table.

 

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Name (Date of Birth), Address

and Position(s) with Trust      

 

  

    Term of Office    

    and Length of    

    Time Served1    

 

  

Principal Occupation(s)

    During Past 5 Years    

 

  

    Number of    

    Portfolios    

    in Fund    

    Complex    

    Overseen    

    by Trustee    

 

  

Other Trusteeships/

Directorships

    Held by Trustee    

 

INDEPENDENT TRUSTEES

Michael R. Buster (1957)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2002    Executive Pastor, Prestonwood Baptist Church, 1989 – present.    31    Ouachita Baptist University – Board of Trustees Member

Carson L. Eddy (1943)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2011    Partner in Charge (Orlando office), Carr, Riggs & Ingram, LLC, 2007 – present – Certified Public Accountants; President, Quantum Consulting Group LLC, 2000 – present; Managing Partner, Cuthill & Eddy LLC, 1993 – 2007 – Certified Public Accountants.    31    N/A

William Craig George (1958)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2004    Chief Credit Officer, CapStone Bank, 2011 – present; Executive Vice President/Regional Loan Administrator, SunTrust Bank, 1995 – 2011.    31    N/A

Grady R. Hazel (1947)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2011    G400 Field Representative, American Institute of Certified Public Accountants, 2012 – present; Executive Director, Society of Louisiana CPAs, 1995 – 2012.    31    Neighbors Federal Credit Union – Board of Directors Member and Chairman of Audit Committee; Stonetrust Commercial Insurance Company – Board of Directors Member and Member of Audit Committee

Joseph A. Mack (1939)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2002    Retired – Director, Office of Public Policy, South Carolina Baptist Convention, 1999 – 2010.    31    N/A

Franklin R. Morgan (1943)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2005    Retired – Senior Vice President, Director of International Administration, Prudential Securities, Inc., January 1962 – May 2003.    31    N/A

Kyle Tucker (1981)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2013    Financial Advisor – CAPTRUST Financial Advisors – 2007 – present.    31    N/A
INTERESTED TRUSTEES2

Thomas G. Evans (1961)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2012    President and Owner, Encompass Financial Services, Inc., 1984 – present; President and Owner, Custom Land Management, LLC, 1984 – present; Manager, Private Partners Opportunity Fund, LLC, 2011 – present.    31    GuideStone Financial Resources – Board of Trustees Member, June 2010 – present; Baptist Foundation of Oklahoma, Board of Directors Member and Chairman, 2004 – present; Pioneer Spirit Foundation – Board of Trustees Member, 1993 – present; GuideStone Capital Management, Board of Directors Member, July 2011 – July 2012

James W. Hixson (1931)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Trustee

   Since 2010    Retired    27    GuideStone Financial Resources – Board of Trustees Member, June 2008 – present; GuideStone Advisors – Board of Directors Member, July 2008 – present; GuideStone Financial Services – Board of Directors Member, July 2008 – present

 

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Name (Date of Birth), Address

and Position(s) with Trust      

 

  

    Term of Office    

    and Length of    

    Time Served1    

 

  

Principal Occupation(s)

    During Past 5 Years    

 

  

    Number of    

    Portfolios    

    in Fund    

    Complex    

    Overseen    

    by Trustee    

 

  

Other Trusteeships/

Directorships

    Held by Trustee    

 

OFFICERS WHO ARE NOT TRUSTEES3

Ron W. Bass (1966)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Chief Compliance Officer and AML Officer

   Since 2009    Director of Broker/Dealer and RIA Compliance, GuideStone Financial Resources, June 2009 – present; Manager of Broker/Dealer and RIA Compliance, GuideStone Financial Resources, 2008 – May 2009.    N/A    N/A

Jeffrey P. Billinger (1946)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Vice President and Treasurer

   Since 2000    Executive Officer and Treasurer, GuideStone Financial Resources, 1995 – present.    N/A    N/A

Rodric E. Cummins (1957)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Vice President and Investment Officer

   Since 2000    Executive Officer and Chief Investment Officer, GuideStone Financial Resources, 1998 – present.    N/A    N/A

Ronald C. Dugan, Jr. (1962)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Vice President and Investment Officer

   Since 2010    Vice President and Chief Strategic Investment Officer, GuideStone Financial Resources, 2013 – present; Director of Global Investment Strategies, GuideStone Financial Resources, 2010 – 2013; Managing Director, Equities, Russell Investments, 2000 – 2010.    N/A    N/A

John R. Jones (1953)

2401 Cedar Springs Road

Dallas, TX 75201-1407

President

   Since 2000    Executive Vice President and Chief Operating Officer, GuideStone Financial Resources, 1997 – present.    N/A    N/A

Cherika N. Latham (1982)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Chief Legal Officer and Secretary

   Since 2013    Associate Counsel, GuideStone Financial Resources, 2008 – present.    N/A    N/A

Patricia A. Weiland (1959)

2401 Cedar Springs Road

Dallas, TX 75201-1407

Vice President – Fund Operations

   Since 2000    Executive Director, Mutual Funds Operations, 2013 – present; Executive Officer, Financial Solutions and Services, GuideStone Financial Resources, 2006 – 2013.    N/A    N/A
(1)

Each Independent Trustee serves until his or her resignation, removal or mandatory retirement. Each Interested Trustee serves until his or her resignation, removal or mandatory retirement or until he or she ceases to be a member of the board of trustees of GuideStone Financial Resources. All Trustees must retire after reaching the age of seventy-seven years or after achieving ten years of service, whichever occurs last. Officers serve at the pleasure of the Board of Trustees.

(2)

Messrs. Evans and Hixson are “interested persons” of the Trust as the term is defined in the 1940 Act due to their positions on the Board of Trustees of GuideStone Financial Resources.

(3)

The executive officers of the Trust may be deemed to be affiliates of the Adviser due to their positions with the Adviser and/or GuideStone Financial Resources.

In addition to the information set forth in the trustees and officers table and other relevant qualification, experience, attributes or skills applicable to a particular Trustee, the following provides further information about the qualifications and experience of each Trustee (including Mr. Tucker):

Joseph A. Mack. Mr. Mack has been the Chairman of the Board of Trustees of the Trust since June 2005 and a member of the Board of Trustees since March 2002. He is the former Director of Office of Public Policy of the South Carolina Baptist Convention, where he served for 12 years. Prior to that role, he served the state of South Carolina as the Deputy Director of the state’s Retirement System, Deputy Director of the Division of Human Management and Deputy Executive Director of the Budget and Control Board. Mr. Mack has also served on several foundations and committees. He received a Bachelor of Science in Business Administration from Florida State University.

 

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Michael R. Buster. Rev. Buster currently serves as an Executive Pastor at Prestonwood Baptist Church in Plano, Texas and has been a member of the Board of Trustees since 2002. In his capacity as Executive Pastor, Rev. Buster serves as the Chief Operating Officer for this church of over 32,000 members. In addition to multiple high level duties, his responsibilities include overseeing a staff of 600, administering annual operating and capital budgets, long-range planning and real estate acquisitions on behalf of the church. Rev. Buster received a Bachelor Degree in Pastoral Ministries from Ouachita Baptist University and a Masters Degree in Religious Education from Southwestern Theological Seminary.

Carson L. Eddy. Mr. Eddy is the Partner in Charge of the Orlando, Florida office of Carr, Riggs & Ingram, LLC (“CRI”), Certified Public Accountants. At CRI, he is deemed to be a specialist in not-for-profit and service organizations. Mr. Eddy also serves as President of Quantum Consulting Group LLC, which specializes in litigation support and forensic accounting services. In this capacity, he has been involved in several fraud and forensic related cases involving, but not limited to, misappropriation of assets, check fraud and payroll fraud. Mr. Eddy has over 40 years of experience in both public and private accounting and is a Certified Public Accountant (“CPA”) and a Certified Fraud Examiner. Mr. Eddy holds a Bachelors of Science degree in Economics from Rollins College.

Thomas G. Evans. Mr. Evans is President and Owner of Encompass Financial Services, Inc. and Custom Land Management, LLC. He is also a Manager for Private Partners Opportunity Fund, LLC. He is currently Chairman of the Board of Directors for the Baptist Foundation of Oklahoma and a member of the Board of Trustees of the Pioneer Spirit Foundation. Mr. Evans holds a Bachelor of Science degree in Business Administration from Northwestern Oklahoma State University and Master of Business Administration degree from Marylhurst University. Mr. Evans was previously a member of the Board of Directors of the Adviser and currently serves on the Board of Trustees of GuideStone Financial Resources.

William Craig George. Mr. George has been employed with CapStone Bank since 2011 and currently serves as the Chief Credit Officer. In his role with CapStone Bank, Mr. George underwrites and approves loans. Additionally, he oversees bank loan policy and bank lending compliance. He was previously employed with SunTrust Bank as an Executive Vice President/Regional Credit Officer with SunTrust Bank. He has served on the board of Pregnancy Life Care Center Raleigh and on the Allocations Committee of Triangle United Way. Mr. George holds a Bachelor of Science degree in Business Administration from The University of North Carolina – Chapel Hill.

Grady R. Hazel. Mr. Hazel currently serves as a G400 Field Representative for the American Institute of Public Accountants, where he acts as a liaison to CPA firms that have 101 to 400 CPAs. He was previously employed by the Society of Louisiana CPAs as an Executive Director. He is currently a member of the Board of Directors of Neighbors Federal Credit Union and serves as Chairman of the Audit Committee. In addition, he has served on the board of Stonetrust Commercial Insurance Company, where he was also a member of the Audit Committee. Mr. Hazel is a CPA and a Chartered Global Management Accountant (CGMA). Mr. Hazel holds a Master of Business Administration degree and a Bachelor of Science degree both from Louisiana State University.

 

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James W. Hixson. Mr. Hixson is a former school administrator with Bath Community Schools in Bath, Michigan, where he served for 23 years in various positions, including middle school principal and superintendent. Throughout the years, he has also been active in the Bath community through membership and officer positions of civic and service organizations. He is a past board member of the Central Baptist Association and the Michigan Southern Baptist Foundation. Mr. Hixson holds a Bachelor of Arts degree from Tennessee Temple College, a Bachelor of Divinity degree from Central Baptist Theological Seminary, a Master of Religious Education degree from Temple Baptist Theological Seminary and a Master of Arts degree and an Educational Specialist degree from Michigan State University. Mr. Hixson currently serves on the Boards of Trustees of GuideStone Financial Resources, GuideStone Advisors and GuideStone Financial Services.

Franklin R. Morgan. Mr. Morgan is a former Senior Vice President/Director with Prudential Securities. He served with Prudential Securities and predecessor firms for 41 years, and his final position with the firm was as Senior Vice President, Director of International Administration. Mr. Morgan’s main responsibilities were high level administrative management of 27 branches and support functions in 20 different countries. He was also responsible for business quality-compliance for the firm. Mr. Morgan held numerous securities licenses and was an arbitrator with the NASD (FINRA) as well as a past panel member of the New York Stock Exchange Disciplinary Board.

Kyle Tucker. Mr. Tucker currently serves as Financial Advisor at CAPTRUST Financial Advisors. In this capacity, he provides advice to retirement plans and personal investment accounts such as designs and implements customized financial plans, development of investment models and selection and monitoring of mutual funds and investment strategies. Mr. Tucker holds a Bachelor of Science degree in Business Management from North Carolina State University. In addition, he is a Certified Financial Planner (CFP®) and holds the Series 6, 7 and 66 securities registrations.

Board Role in Risk Oversight 

The Board’s role with respect to the Trust is oversight. As is the case with virtually all investment companies (as distinguished from operating companies), service providers to the Trust, primarily the Adviser and its affiliates, have responsibility for the day-to-day management of the Funds, which includes responsibility for risk management. Examples of prominent risks include investment risk, regulatory and compliance risks, operational risks, accounting risks, valuation risks, service provider risks and legal risks. As part of its oversight role, the Board, acting at its scheduled meetings, or the Chairman, acting between Board meetings, interacts with and receives reports from senior personnel of service providers, including the Adviser’s chief investment officer (or a senior representative of the Adviser) and portfolio management personnel. The Board receives periodic presentations and reports from senior personnel of the Adviser or its affiliates regarding risk management generally, as well as periodic presentations regarding specific operational, compliance or investment areas such as accounting, administration, anti-money laundering, personal trading, valuation, investment research and securities lending. The Board also receives reports from counsel to the Trust and the Board’s own independent legal counsel regarding regulatory compliance and governance matters. The

 

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Board interacts with and receives reports from the Trust’s chief compliance officer, and in connection with each scheduled meeting, the Trust’s Independent Trustees meet separately from the Adviser and Trust management, with the Trust’s chief compliance officer and independent legal counsel, on regulatory compliance matters. The Board’s oversight role does not make the Board a guarantor of the Trust’s investments or activities.

Board Leadership Structure 

The Chairman of the Board is an Independent Trustee and holds no management position with the Trust or its Adviser, Sub-Advisers or service providers. The Board has determined that its leadership structure, in which the Chairman of the Board is an Independent Trustee, along with the Board’s majority of Independent Trustees, is appropriate in light of the services provided to the Trust and provides the best protection against conflict of interests with the Trust’s Adviser and service providers.

Information About Each Trustee’s Qualifications, Experience, Attributes or Skills 

GuideStone Financial Resources primarily provides financial products and services to persons and organizations associated with the Southern Baptist Convention. In accordance with the Trust’s organizational documents, all Trustees must be active members of a Baptist church in friendly cooperation with the Southern Baptist Convention as defined in the Southern Baptist Convention Constitution and interested Trustees must also be members of the Board of Trustees of GuideStone Financial Resources. All Trustees serve without compensation except for reimbursement of expenses in attending meetings. The Board believes that the significance of each Trustee’s experience, qualifications, attributes or skills is an individual matter (meaning that experience that is important for one Trustee may not have the same value for another) and that these factors are best evaluated at the Board level, with no single Trustee, or particular factor, being indicative of Board effectiveness. However, the Board believes that Trustees need to have the ability to critically review, evaluate, question and discuss information provided to them, and to interact effectively with Trust management, service providers and counsel, in order to exercise effective business judgment in the performance of their duties. Experience relevant to having this ability may be achieved through a Trustee’s educational background; business, professional training or practice (e.g., accounting, banking, brokerage, finance or ministry); public service or academic positions; experience from service as a board member (including the Board of the Trust); senior level positions in Southern Baptist Convention member organizations such as churches or hospitals; or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations, as well as other life experiences. In identifying and evaluating nominees for the Board, the Nominating Committee also considers how each nominee would affect the composition of the Board of Trustees. In seeking out and evaluating nominees, each candidate’s background is considered in light of existing board membership. The ultimate goal is a board consisting of trustees with a diversity of relevant individualized expertise. In addition to providing for Board synergy, this diversity of expertise allows Trustees to provide insight and leadership within the Board’s committee structure.

 

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While the Board has not adopted a specific policy on diversity, it takes overall diversity into account when considering and evaluating nominees for Trustee. The Board generally considers the manner in which each Trustee’s professional experience, background, skills and other individual attributes (such as involvement in Southern Baptist and other evangelical missions and ministries) will contribute to the effectiveness of the Board.

Committees

Currently, the Board has an Audit Committee, Investment Management Committee and Nominating Committee. The responsibilities of each committee and its members are described below.

Audit Committee. The Board has an Audit Committee comprised only of the Independent Trustees, Messrs. Mack, Buster, Eddy, George, Hazel, Morgan and Tucker (effective November 7, 2013). Pursuant to its charter, the Audit Committee has the responsibility, among other things, to (1) appoint the Trust’s independent public accounting firm; (2) review and approve the scope of the independent auditor’s audit activity; (3) review the financial statements which are the subject of the independent auditor’s certifications; and (4) review with such independent auditors the adequacy of the Trust’s basic accounting system and the effectiveness of the Trust’s internal accounting controls. During the fiscal year ended December 31, 2012, there were two meetings of the Audit Committee.

Investment Management Committee. The Board has an Investment Management Committee comprised of only Independent Trustees, Messrs. George and Hazel. Pursuant to its charter, the Investment Management Committee has the responsibility, among other things, to (1) review information in consideration of investment advisory and sub-advisory agreements; (2) make recommendations to the Board regarding the initial approval, reapproval or termination of investment advisory or sub-advisory agreements; (3) monitor sub-advisers to identify those that may require review by the Trust’s management or further discussion or review by the Board; and (4) serve as a liaison between the Trust’s management and the Board involving changes in Fund investment objectives and strategies, changes at the Adviser of sub-advisers and other material developments related to the investment management of the Funds that may warrant Board consideration. The Investment Management Committee was established in August 2011. During the fiscal year ended December 31, 2012, there were four meetings of the Investment Management Committee.

Nominating Committee. The Board has a Nominating Committee, comprised only of the Independent Trustees, Messrs. Mack, Buster, Eddy, George, Hazel, Morgan and Tucker (effective November 7, 2013). The Nominating Committee is responsible for the nomination of candidates to serve as Trustees. The Trust’s governing documents provide that only shareholders, by a vote of a majority of the outstanding shares, may fill vacancies in the Board of Trustees or otherwise elect a Trustee. The Trust documents further provide that the selection and nomination of persons to fill vacancies on the Board of Trustees to serve as Independent Trustees shall be committed to the discretion of the Independent Trustees then serving, provided that shareholders may also nominate and select persons to serve in these positions. During the fiscal year ended December 31, 2012, there was one meeting of the Nominating Committee.

 

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In proposing a nominee, the Nominating Committee considers certain factors, including but not limited to, the general knowledge, background and experience of the nominee. Specifically, the Nominating Committee considers whether the nominee possesses a high level of integrity, appropriate experience and a commitment to fulfill the fiduciary duties inherent in Board membership. The Nominating Committee also considers the extent to which a candidate possesses sufficiently diverse skill sets and characteristics that would contribute to the Board’s overall effectiveness. In determining potential candidates’ qualifications for Board membership, the Committee may consider all factors it determines to be relevant to fulfilling the role of being a member of the Board. The Nominating Committee may consider potential candidates for nomination identified by one or more shareholders of the Trust. Shareholders can submit recommendations in writing to the attention of Cherika N. Latham, Chief Legal Officer and Secretary, GuideStone Funds, 2401 Cedar Springs Road, Dallas, Texas 75201-1498.

Security and Other Interests

The following table sets forth the dollar range of equity securities beneficially owned by each Trustee (including Mr. Tucker) in all of the Funds of the Trust (which for each Trustee comprise all registered investment companies within the Trust’s family of investment companies overseen by him), as of September 30, 2013.

 

Name of Trustee  

 

  

Dollar Range of Equity Securities in each Portfolio of

                                 the Trust                                    

 

  

Aggregate Dollar Range of Equity Securities in All

Registered Investment Companies Overseen by Trustee

          within the Family of Investment Companies          

 

INTERESTED TRUSTEES
Thomas G. Evans    NONE    NONE
James W. Hixson    NONE    NONE
INDEPENDENT TRUSTEES
Michael R. Buster   

$1-$10,0001 in the Aggressive Allocation Fund

Over $100,000 in the Value Equity Fund

Over $100,000 in the Growth Equity Fund

   Over $100,000
Carson L. Eddy    NONE    NONE
William Craig George                NONE    NONE
Grady R. Hazel    NONE    NONE
Joseph A. Mack   

$50,001-$100,000 in the Low-Duration Bond Fund

$10,001-$50,000 in the Medium-Duration Bond Fund

$1-$10,000 in the Global Bond Fund

$10,001-$50,000 in the Inflation Protected Bond Fund

$10,001-$50,000 in the Defensive Market Strategies Fund

$10,001-$50,000 in the Real Assets Fund

$1-$10,000 in the Value Equity Fund

$1-$10,000 in the Growth Equity Fund

$1-$10,000 in the Small Cap Equity Fund

$10,001-$50,000 in the International Equity Fund

   Over $100,000
Franklin Morgan    NONE    NONE
Kyle Tucker    NONE    NONE

As a group, the Trustees and officers of the Trust owned less than 1% of each Class of a Fund, as of the Record Date.

As of December 31, 2012, the Independent Trustees or their respective immediate family members (spouse or dependent children) did not own beneficially or of record any securities of the Adviser, sub-advisers or underwriter, or in any person directly or indirectly controlling, controlled by or under common control with the Adviser, sub-advisers or underwriter.

 

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Compensation

The Trust pays no compensation to the Trustees. The Trust reimburses Trustees for any expenses incurred in attending meetings. The Trust does not compensate the Funds’ officers for the services they provide to the Funds.

Mr. Mack is a beneficiary of a health plan sponsored by GuideStone Financial Resources, and a beneficiary of the South Carolina Baptist Convention Annuity Plan. Mr. Buster is a beneficiary of the Church Retirement Plan sponsored by GuideStone Financial Resources.

Portfolio Transactions. To the extent permitted by law and in accordance with procedures established by the Board, the Funds may engage in brokerage transactions with brokers that are affiliates of the Adviser or the Funds’ sub-advisers, with brokers who are affiliates of such brokers or with unaffiliated brokers who trade or clear through affiliates of the Adviser or the Funds’ sub-advisers. For the fiscal year ended December 31, 2012, the Fundsdid not engage in any affiliated brokerage transactions.

Shareholder Communications. The Board of Trustees has provided for a process by which shareholders may send communications to the Board. If a shareholder wishes to send a communication to the Board, or to a specified Trustee, the communication should be submitted in writing to Cherika N. Latham, Chief Legal Officer and Secretary, GuideStone Funds, 2401 Cedar Springs Road, Dallas, Texas 75201-1498, who will forward such communication to the Trustee(s).

Multiple Shareholders in a Household. If you are a member of a household in which multiple shareholders of a Fund share the same address, and the Funds or your broker or bank (for “street name” accounts) have received consent to household material, then the Funds or your broker or bank may have sent to your household only one copy of this Information Statement (the “Materials”), unless the Funds or your broker or bank previously received contrary instructions from a shareholder in your household. If you are part of a household that has received only one copy of the Materials, the Funds will deliver promptly a separate copy of the Materials to you upon written or oral request. To receive a separate copy of the Materials, or if you would like to receive a separate copy of future information statements, proxy statements, prospectuses or annual reports, please contact the Trust by writing to the Trust at 2401 Cedar Springs Road, Dallas, Texas 75201-1498 or by calling 1-888-98-GUIDE (1-888-984-8433). On the other hand, if you are now receiving multiple copies of these documents and would like to receive a single copy in the future, please contact the Trust at the telephone number or address stated above.

 

By Order of the Board of Trustees,
/s/ Cherika N. Latham
Chief Legal Officer and Secretary

December 6, 2013

 

- 11 -


APPENDIX A

ISSUED AND OUTSTANDING SHARES AS OF NOVEMBER 15, 2013

 

Fund            GS2 Class                    GS4 Class         

MyDestination 2005 Fund

   N/A    7,841,786.193

MyDestination 2015 Fund

   N/A    38,522,465.532

MyDestination 2025 Fund

   N/A    46,773,128.308

MyDestination 2035 Fund

   N/A    24,879,153.160

MyDestination 2045 Fund

   N/A    18,204,298.823

MyDestination 2055 Fund

   N/A    1,086,392.773

Conservative Allocation Fund

   N/A    25,148,755.339

Balanced Allocation Fund

   N/A    91,992,243.647

Growth Allocation Fund

   N/A    62,561,373.758

Aggressive Allocation Fund

   N/A    55,673,200.272

Conservative Allocation Fund I

   8,329,944.035    N/A

Balanced Allocation Fund I

   35,070,639.862    N/A

Growth Allocation Fund I

   21,309,918.789    N/A

Aggressive Allocation Fund I

   13,109,520.928    N/A

Money Market Fund

   106,609,976.350    1,225,313,846.760

Low-Duration Bond Fund

   15,958,559.916    52,221,828.716

Medium-Duration Bond Fund

   32,696,646.210    40,795,422.248

Extended-Duration Bond Fund

   9,559,884.213    12,924,154.542

Inflation Protected Bond Fund

   N/A    26,572,351.927

Global Bond Fund

   N/A    34,853,402.788

Flexible Income Fund

   N/A    10,671,813.134

Defensive Market Strategies Fund

   7,243,994.402    31,172,659.793

Real Assets Fund

   N/A    2,428,551.094

Equity Index Fund

   7,423,380.371    13,617,057.633

Real Estate Securities Fund

   N/A    22,194,147.480

Value Equity Fund

   24,068,593.872    50,214,516.923

Growth Equity Fund

   14,245,167.070    44,366,314.600

Small Cap Equity Fund

   5,901,949.226    22,199,335.402

International Equity Fund

   23,219,251.941    74,137,186.882

Emerging Markets Equity Fund

   4,704,960.031    24,567,873.269

Global Natural Resources Equity Fund

   N/A    25,475,451.222

 

A-1


APPENDIX B

SHAREHOLDERS OWNING BENEFICIALLY OR OF RECORD MORE THAN 5% OF

GUIDESTONE FUNDS

 

Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

MyDestination 2005 Fund                 

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   3,803,248.627    48%

MyDestination 2005 Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   2,344,239.003    30%

MyDestination 2005 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   766,148.250    10%

MyDestination 2015 Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   20,350,610.955    53%

MyDestination 2015 Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   11,861,775.275    31%

MyDestination 2015 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   3,770,310.189    10%

MyDestination 2025 Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   25,109,819.246    54%

MyDestination 2025 Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   14,771,791.461    32%

MyDestination 2025 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   4,159,941.339    9%

MyDestination 2035 Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   12,684,647.241    51%

MyDestination 2035 Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   8,460,832.862    34%

MyDestination 2035 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   2,209,338.280    9%

MyDestination 2045 Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   8,317,267.925    46%

 

B-1


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

MyDestination 2045 Fund                 

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   7,465,880.196    41%

MyDestination 2045 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   1,437,481.220    8%

MyDestination 2055 Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   377,764.816    35%

MyDestination 2055 Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   325,736.749    30%

MyDestination 2055 Fund

GS4 Class

  

GuideStone Financial Resources

Operating Reserves

PO Box 2190

Dallas, TX 75221-2190

   256,430.112    24%

MyDestination 2055 Fund

GS4 Class

  

GuideStone Financial Resources

ER 403(b) Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   68,566.952    6%

Conservative Allocation Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   13,884,520.447    55%

Conservative Allocation Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   6,875,360.235    27%

Balanced Allocation Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   56,475,918.038    61%

Balanced Allocation Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   23,309,233.700    25%

Growth Allocation Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   40,035,328.332    64%

Growth Allocation Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   16,559,809.055    26%

Aggressive Allocation Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   34,627,360.780    62%

Aggressive Allocation Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   11,641,702.392    21%

 

B-2


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Aggressive Allocation Fund

GS4 Class

  

GuideStone Financial Resources

Operating Reserves

PO Box 2190

Dallas, TX 75221-2190

   4,640,819.889    8%

Money Market Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   251,725,729.740    21%

Money Market Fund

GS4 Class

  

GuideStone Financial Resources

Fixed Benefit Reserve Fund

PO Box 2190

Dallas, TX 75221-2190

   177,315,188.970    14%

Money Market Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   106,226,150.340    9%

Money Market Fund

GS4 Class

  

GuideStone Financial Resources

Money Market Liquidity Growth Equity Fund

PO Box 2190

Dallas, TX 75221-2190

   74,554,260.710    6%

Money Market Fund

GS4 Class

  

GuideStone Financial Resources

Money Market Liquidity International Equity Fund

PO Box 2190

Dallas, TX 75221-2190

   71,151,389.830    6%

Low-Duration Bond Fund                 

GS4 Class

  

GuideStone Funds

Conservative Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   13,609,643.088    26%

Low-Duration Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   11,306,319.534    22%

Low-Duration Bond Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   5,667,694.866    11%

Low-Duration Bond Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   5,045,256.029    10%

Low-Duration Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   3,621,813.520    7%

Low-Duration Bond Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,087,167.066    6%

 

B-3


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Medium-Duration Bond Fund             

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   14,366,044.718    35%

Medium-Duration Bond Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   6,420,099.464    16%

Medium-Duration Bond Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   6,220,117.738    15%

Medium-Duration Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   3,516,949.143    9%

Medium-Duration Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   3,469,898.335    9%

Medium-Duration Bond Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,145,138.701    8%

Extended-Duration Bond Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   4,077,768.239    32%

Extended-Duration Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   3,006,850.231    23%

Extended-Duration Bond Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   1,786,030.869    14%

Extended-Duration Bond Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,342,269.826    10%

Extended-Duration Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   725,803.310    6%

Inflation Protected Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   7,125,520.286    27%

Inflation Protected Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   4,009,036.204    15%

 

B-4


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Inflation Protected Bond Fund

GS4 Class

  

GuideStone Funds

Conservative Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   3,651,401.139    14%

Inflation Protected Bond Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   2,621,929.141    10%

Inflation Protected Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,154,602.158    8%

Inflation Protected Bond Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   2,075,472.220    8%

Inflation Protected Bond Fund            

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,380,222.076    5%

Global Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   10,009,035.931    29%

Global Bond Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   4,503,915.003    13%

Global Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   3,442,807.503    10%

Global Bond Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,026,508.529    9%

Global Bond Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   2,289,928.665    7%

Global Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2035 Fund

PO Box 2190

Dallas, TX 75221-2190

   2,073,082.218    6%

Global Bond Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,909,675.659    5%

 

B-5


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Flexible Income Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   3,799,209.214    36%

Flexible Income Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,555,787.874    15%

Flexible Income Fund

GS4 Class

  

GuideStone Funds

Conservative Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,387,517.584    13%

Flexible Income Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,148,701.075    11%

Flexible Income Fund

GS4 Class

  

GuideStone Financial Resources

Restricted Insurance Reserves

PO Box 2190

Dallas, TX 75221-2190

   680,443.004    6%

Defensive Market Strategies Fund            

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   8,391,451.403    27%

Defensive Market Strategies Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   7,074,827.809    23%

Defensive Market Strategies Fund

GS4 Class

  

GuideStone Funds

MyDestination 2015 Fund

PO Box 2190

Dallas, TX 75221-2190

   6,290,803.066    20%

Defensive Market Strategies Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   3,690,659.334    12%

Defensive Market Strategies Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   2,088,142.233    7%

Defensive Market Strategies Fund

GS4 Class

  

GuideStone Funds

Conservative Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,940,740.850    6%

Real Assets Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   891,760.367    37%

Real Assets Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   656,138.355    27%

 

B-6


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Real Assets Fund

GS4 Class

  

GuideStone Financial Resources

Endowment Fund

PO Box 2190

Dallas, TX 75221-2190

   357,813.247    15%

Real Assets Fund

GS4 Class

  

GuideStone Financial Resources

Financial Assistance

Endowed Mission Dignity

PO Box 2190

Dallas, TX 75221-2190

   129,584.013    5%

Equity Index Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   7,600,775.103    56%

Equity Index Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   4,102,684.467    30%

Real Estate Securities Fund            

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   5,272,465.736    24%

Real Estate Securities Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,502,914.386    16%

Real Estate Securities Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   3,114,933.723    14%

Real Estate Securities Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   2,962,501.590    13%

Real Estate Securities Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,425,136.441    6%

Value Equity Fund

GS4 Class

  

GuideStone Funds

Aggressive Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   10,812,806.935    22%

Value Equity Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   9,128,178.883    18%

Value Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   7,914,298.238    16%

Value Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   5,357,648.401    11%

 

B-7


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Value Equity Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   4,338,527.755    9%

Value Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   2,978,325.179    6%

Value Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2035 Fund

PO Box 2190

Dallas, TX 75221-2190

   2,574,492.063    5%

Growth Equity Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   9,561,086.505    22%

Growth Equity Fund

GS4 Class

  

GuideStone Funds

Aggressive Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   8,848,495.861    20%

Growth Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   6,404,154.759    14%

Growth Equity Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   4,535,571.400    10%

Growth Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   4,384,910.142    10%

Growth Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   2,415,096.322    5%

Small Cap Equity Fund            

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   8,295,841.258    37%

Small Cap Equity Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,902,159.960    18%

Small Cap Equity Fund

GS4 Class

  

GuideStone Funds

Aggressive Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   2,379,132.408    11%

Small Cap Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,738,814.315    8%

 

B-8


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Small Cap Equity Fund            

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,176,574.684    5%

International Equity Fund

GS4 Class

  

GuideStone Funds

Aggressive Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   17,508,835.853    24%

International Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   12,683,464.682    17%

International Equity Fund

GS4 Class

  

GuideStone Church Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   9,899,543.132    13%

International Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   8,697,841.726    12%

International Equity Fund

GS4 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   4,928,130.994    7%

International Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   4,913,188.935    7%

International Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2035 Fund

PO Box 2190

Dallas, TX 75221-2190

   4,311,862.385    6%

Emerging Markets Equity Fund

GS4 Class

  

GuideStone Funds

Aggressive Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   7,420,217.500    30%

Emerging Markets Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   5,418,243.400    22%

Emerging Markets Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   3,686,131.900    15%

Emerging Markets Equity Fund        

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   2,112,441.733    9%

 

B-9


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Emerging Markets Equity Fund        

GS4 Class

  

GuideStone Funds

MyDestination 2035 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,850,425.102    8%

Emerging Markets Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2045 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,459,344.925    6%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   7,484,263.558    29%

Global Natural Resources Equity Fund    

GS4 Class

  

GuideStone Funds

Growth Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   5,592,060.507    22%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Financial Resources

Fixed Benefit Fund

PO Box 2190

Dallas, TX 75221-2190

   2,385,127.657    9%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,262,986.054    9%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,573,333.463    6%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Funds

MyDestination 2025 Fund

PO Box 2190

Dallas, TX 75221-2190

   1,480,419.820    6%

Global Natural Resources Equity Fund

GS4 Class

  

GuideStone Funds

Conservative Allocation Fund

PO Box 2190

Dallas, TX 75221-2190

   1,306,938.229    5%

Conservative Allocation Fund I

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   6,876,595.582    83%

Conservative Allocation Fund I

GS2 Class

  

GuideStone Financial Resources

Baylor University Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   923,159.683    11%

Balanced Allocation Fund I

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   23,892,296.997    68%

 

B-10


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Balanced Allocation Fund I

GS2 Class

  

GuideStone Financial Resources

Baylor University Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   4,526,745.892    13%

Balanced Allocation Fund I

GS2 Class

  

GuideStone Financial Resources

Employer Asset Plan

PO Box 2190

Dallas, TX 75221-2190

   4,104,344.340    12%

Growth Allocation Fund I

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   18,949,021.518    89%

Growth Allocation Fund I

GS2 Class

  

GuideStone Financial Resources

Baylor University Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   2,028,676.726    10%

Aggressive Allocation Fund I

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   11,121,286.259    85%

Aggressive Allocation Fund I        

GS2 Class

  

GuideStone Financial Resources

Baylor University Retirement Plan

PO Box 2190

Dallas, TX 75221-2190

   1,651,972.885    13%

Money Market Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   81,677,983.130    77%

Money Market Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   7,705,976.460    7%

Low-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Conservative Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   5,592,229.358    35%

Low-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   5,338,346.327    33%

Low-Duration Bond Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   2,453,016.334    15%

Low-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,216,374.344    14%

Medium-Duration Bond Fund

GS2 Class

  

State Street Bank & Trust Company Trustee

FBO Baylor Health Care Systems

One Lincoln Street

Boston, MA 02111-2901

   14,083,420.147    43%

 

B-11


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Medium-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   8,854,269.050    27%

Medium-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,683,468.623    11%

Medium-Duration Bond Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,236,204.827    10%

Medium-Duration Bond Fund

GS2 Class

  

The Northern Trust Company Trustee

FBO Samford University Pension Plan

PO Box 92956

Chicago, IL 60675-2956

   1,940,052.570    6%

Extended-Duration Bond Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,978,245.277    42%

Extended-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,845,621.462    30%

Extended-Duration Bond Fund

GS2 Class

  

The Northern Trust Company Trustee

FBO Samford University Pension Plan

PO Box 92956

Chicago, IL 60675-2956

   1,204,237.254    13%

Extended-Duration Bond Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,181,911.740    12%

Defensive Market Strategies Fund    

GS2 Class

  

GuideStone Financial Resources

Fixed Benefit Fund

PO Box 2190

Dallas, TX 75221-2190

   2,766,892.327    38%

Defensive Market Strategies Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,533,371.756    35%

Defensive Market Strategies Fund

GS2 Class

  

GuideStone Financial Resources

Restricted Insurance Reserves

PO Box 2190

Dallas, TX 75221-2190

   571,994.018    8%

Defensive Market Strategies Fund

GS2 Class

  

GuideStone Funds

Conservative Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   509,978.232    7%

 

B-12


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Defensive Market Strategies Fund    

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   465,134.068    6%

Equity Index Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   5,546,965.450    75%

Equity Index Fund

GS2 Class

  

Wells Fargo Bank NA

FBO Campus Crusade for Christ International

PO Box 1533

Minneapolis, MN 55479

   1,752,108.462    24%

Value Equity Fund

GS2 Class

  

GuideStone Funds

Aggressive Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   4,723,455.160    20%

Value Equity Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   4,556,899.898    19%

Value Equity Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   4,098,815.838    17%

Value Equity Fund

GS2 Class

  

State Street Bank & Trust Company Trustee

FBO Baylor Health Care Systems

One Lincoln Street

Boston, MA 02111-2901

   3,545,653.653    15%

Value Equity Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,317,115.614    14%

Value Equity Fund

GS2 Class

  

GuideStone Financial Resources

Fixed Benefit Fund

PO Box 2190

Dallas, TX 75221-2190

   1,956,554.556    8%

Growth Equity Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,978,391.684    28%

Growth Equity Fund

GS2 Class

  

GuideStone Funds

Aggressive Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,166,743.564    22%

Growth Equity Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,020,854.264    21%

Growth Equity Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   2,223,885.714    16%

 

B-13


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Growth Equity Fund

GS2 Class

  

GuideStone Financial Resources

Fixed Benefit Fund

PO Box 2190

Dallas, TX 75221-2190

   732,048.651    5%

Growth Equity Fund

GS2 Class

  

The Northern Trust Company Trustee

FBO Samford University Pension Plan

PO Box 92956

Chicago, IL 60675-2956

   716,444.767    5%

Small Cap Equity Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   2,844,835.422    48%

Small Cap Equity Fund

GS2 Class

  

GuideStone Funds

Aggressive Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   786,925.458    13%

Small Cap Equity Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   758,254.088    13%

Small Cap Equity Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   551,245.976    9%

International Equity Fund

GS2 Class

  

GuideStone Funds

Aggressive Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   4,894,956.017    21%

International Equity Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   4,673,714.668    20%

International Equity Fund        

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   3,444,760.605    15%

International Equity Fund

GS2 Class

  

GuideStone 403(b)(9) Employer Plan

PO Box 2190

Dallas, TX 75221-2190

   3,031,999.650    13%

International Equity Fund

GS2 Class

  

The Northern Trust Company Trustee

FBO Samford University Pension Plan

PO Box 92956

Chicago, IL 60675-2956

   1,953,041.840    8%

International Equity Fund

GS2 Class

  

The Northern Trust Company Trustee

FBO Church of the Nazarene Pension Plan

17001 Prairie Star Parkway

Lenexa, KS 66220-7900

   1,290,438.272    6%

 

B-14


Name of Fund    Shareholder Name and Address   

    Number and Percentage of    
    Shares  Beneficially Owned    
    as of    

    November 15, 2013    

    (Percentage of shares    

    owned rounded to the    

    nearest whole percentage)    

Emerging Markets Equity Fund    

GS2 Class

  

GuideStone Funds

Aggressive Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,583,990.283    34%

Emerging Markets Equity Fund

GS2 Class

  

GuideStone Funds

Growth Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,524,380.567    32%

Emerging Markets Equity Fund

GS2 Class

  

GuideStone Funds

Balanced Allocation Fund I

PO Box 2190

Dallas, TX 75221-2190

   1,114,800.000    24%

Emerging Markets Equity Fund

GS2 Class

  

GuideStone Financial Resources

Fixed Benefit Fund

PO Box 2190

Dallas, TX 75221-2190

   304,751.800    6%

 

B-15