0001209191-17-004994.txt : 20170120 0001209191-17-004994.hdr.sgml : 20170120 20170120192944 ACCESSION NUMBER: 0001209191-17-004994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170119 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Capital IV, L.P. CENTRAL INDEX KEY: 0001648243 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539618 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tanaka Susumu CENTRAL INDEX KEY: 0001418206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539619 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP CENTRAL INDEX KEY: 0001130736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539620 BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orsak Michael CENTRAL INDEX KEY: 0001418083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539621 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEI JAMES CENTRAL INDEX KEY: 0001167196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539622 MAIL ADDRESS: STREET 1: 435 TASSO ST STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW STRATEGIC PARTNERS IV LP CENTRAL INDEX KEY: 0001144548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539623 BUSINESS ADDRESS: STREET 1: 435 TASSO STREET STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Equity I, L.L.C. CENTRAL INDEX KEY: 0001648242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539625 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. CENTRAL INDEX KEY: 0001418120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 17539624 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-19 0 0001327688 OOMA INC OOMA 0001648242 Worldview Equity I, L.L.C. 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001418120 WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001144548 WORLDVIEW STRATEGIC PARTNERS IV LP 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001167196 WEI JAMES 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 1 0 1 0 0001418083 Orsak Michael 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001130736 WORLDVIEW TECHNOLOGY PARTNERS IV LP 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001418206 Tanaka Susumu 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 0001648243 Worldview Capital IV, L.P. 99 ALMADEN BLVD 6TH FLOOR SAN JOSE CA 95113 0 0 1 0 Common Stock 2017-01-19 4 S 0 20655 8.30 D 21661 I By Worldview Strategic Partners IV, L.P. Common Stock 2017-01-19 4 S 0 454814 8.30 D 476965 I By Worldview Technology International IV, L.P. Common Stock 2017-01-19 4 S 0 2799531 8.30 D 2935884 I By Worldview Technology Partners IV, L.P. Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017. Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein. /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C. 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P. 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P. 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for James Wei 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P. 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka 2017-01-19 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P. 2017-01-19