0001209191-17-004994.txt : 20170120
0001209191-17-004994.hdr.sgml : 20170120
20170120192944
ACCESSION NUMBER: 0001209191-17-004994
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170119
FILED AS OF DATE: 20170120
DATE AS OF CHANGE: 20170120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OOMA INC
CENTRAL INDEX KEY: 0001327688
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 6505666610
MAIL ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worldview Capital IV, L.P.
CENTRAL INDEX KEY: 0001648243
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539618
BUSINESS ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tanaka Susumu
CENTRAL INDEX KEY: 0001418206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539619
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP
CENTRAL INDEX KEY: 0001130736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539620
BUSINESS ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: STE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6503223800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orsak Michael
CENTRAL INDEX KEY: 0001418083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539621
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEI JAMES
CENTRAL INDEX KEY: 0001167196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539622
MAIL ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: SUITE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW STRATEGIC PARTNERS IV LP
CENTRAL INDEX KEY: 0001144548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539623
BUSINESS ADDRESS:
STREET 1: 435 TASSO STREET
STREET 2: SUITE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6503223800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worldview Equity I, L.L.C.
CENTRAL INDEX KEY: 0001648242
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539625
BUSINESS ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.
CENTRAL INDEX KEY: 0001418120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 17539624
BUSINESS ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-19
0
0001327688
OOMA INC
OOMA
0001648242
Worldview Equity I, L.L.C.
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001418120
WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001144548
WORLDVIEW STRATEGIC PARTNERS IV LP
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001167196
WEI JAMES
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
1
0
1
0
0001418083
Orsak Michael
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001130736
WORLDVIEW TECHNOLOGY PARTNERS IV LP
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001418206
Tanaka Susumu
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
0001648243
Worldview Capital IV, L.P.
99 ALMADEN BLVD
6TH FLOOR
SAN JOSE
CA
95113
0
0
1
0
Common Stock
2017-01-19
4
S
0
20655
8.30
D
21661
I
By Worldview Strategic Partners IV, L.P.
Common Stock
2017-01-19
4
S
0
454814
8.30
D
476965
I
By Worldview Technology International IV, L.P.
Common Stock
2017-01-19
4
S
0
2799531
8.30
D
2935884
I
By Worldview Technology Partners IV, L.P.
Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.
Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C.
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P.
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P.
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for James Wei
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P.
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka
2017-01-19
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P.
2017-01-19