SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person* Worldview Equity I, L.L.C. (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 07/16/2015	3. Issuer Name and Ticker or Trading Symbol OOMA INC [ OOMA ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	906	I	By Worldview Strategic Partners IV, L.P.(1)
Common Stock	20,000	I	By Worldview Technology International IV, L.P.(2)
Common Stock	123,116	I	By Worldview Technology Partners IV, L.P.(3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series Alpha Convertible Preferred Stock	(4)	(4)	Common Stock	37,574	(4)	I	By Worldview Strategic Partners IV, L.P.(1)
Series Alpha-1 Convertible Preferred Stock	(5)	(5)	Common Stock	2,523	(5)	I	By Worldview Strategic Partners IV, L.P.(1)
Series Beta Convertible Preferred Stock	(6)	(6)	Common Stock	604	(6)	I	By Worldview Strategic Partners IV, L.P.(1)
Series Alpha Convertible Preferred Stock	(4)	(4)	Common Stock	827,294	(4)	I	By Worldview Technology International IV, L.P.(2)
Series Alpha-1 Convertible Preferred Stock	(5)	(5)	Common Stock	55,550	(5)	I	By Worldview Technology International IV, L.P.(2)
Series Beta Convertible Preferred Stock	(6)	(6)	Common Stock	13,306	(6)	I	By Worldview Technology International IV, L.P.(2)
Series Alpha Convertible Preferred Stock	(4)	(4)	Common Stock	5,092,260	(4)	I	By Worldview Technology Partners IV, L.P.(3)
Series Alpha-1 Convertible Preferred Stock	(5)	(5)	Common Stock	341,927	(5)	I	By Worldview Technology Partners IV, L.P.(3)
Series Beta Convertible Preferred Stock	(6)	(6)	Common Stock	81,904	(6)	I	By Worldview Technology Partners IV, L.P.(3)

1. Name and Address of Reporting Person* Worldview Equity I, L.L.C. (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* WORLDVIEW STRATEGIC PARTNERS IV LP (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* WORLDVIEW TECHNOLOGY PARTNERS IV LP (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* Worldview Capital IV, L.P. (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* Orsak Michael (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* Tanaka Susumu (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer Director X 10% Owner Officer (give title below) Other (specify below)

1. Name and Address of Reporting Person* WEI JAMES (Last) (First) (Middle) 101 S. ELLSWORTH AVENUE SUITE 401 (Street) SAN MATEO CA 94401 (City) (State) (Zip) Relationship of Reporting Person(s) to Issuer X Director X 10% Owner Officer (give title below) Other (specify below)

Explanation of Responses:

1. Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

2. Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

3. Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

4. The Series Alpha Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.

5. The Series Alpha -1 Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.

6. The Series Beta convertible preferred stock is convertible into the issuer's common stock on a one-for-one basis unless $21.2028 is greater than 75% of the offering price per share, in which case each share of Series Beta convertible preferred stock is convertible into that number of shares of common stock equal to the ratio of $21.2028 divided by 75% of the offering price per share. No fractional shares of common stock will be issued upon conversion of Series Beta preferred stock. The Series Beta preferred stock has no expiration date and will automatically convert into common stock upon the closing of the issuer's initial public offering.

Remarks:

	/s/ James N. Strawbridge, as Attorney-in-Fact for Worldview Equity I, L.L.C.	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P.	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P.	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P.	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P.	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka	07/16/2015
	/s/ James N. Strawbridge, as attorney-in-fact for James Wei	07/16/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.