0001209191-15-061366.txt : 20150716 0001209191-15-061366.hdr.sgml : 20150716 20150716195212 ACCESSION NUMBER: 0001209191-15-061366 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20150716 FILED AS OF DATE: 20150716 DATE AS OF CHANGE: 20150716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW STRATEGIC PARTNERS IV LP CENTRAL INDEX KEY: 0001144548 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992492 BUSINESS ADDRESS: STREET 1: 435 TASSO STREET STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Equity I, L.L.C. CENTRAL INDEX KEY: 0001648242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992493 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. CENTRAL INDEX KEY: 0001418120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992494 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEI JAMES CENTRAL INDEX KEY: 0001167196 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992495 MAIL ADDRESS: STREET 1: 435 TASSO ST STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tanaka Susumu CENTRAL INDEX KEY: 0001418206 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992496 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP CENTRAL INDEX KEY: 0001130736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992499 BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orsak Michael CENTRAL INDEX KEY: 0001418083 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992497 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Capital IV, L.P. CENTRAL INDEX KEY: 0001648243 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992498 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-07-16 0 0001327688 OOMA INC OOMA 0001648242 Worldview Equity I, L.L.C. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001144548 WORLDVIEW STRATEGIC PARTNERS IV LP 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418120 WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001130736 WORLDVIEW TECHNOLOGY PARTNERS IV LP 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001648243 Worldview Capital IV, L.P. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418083 Orsak Michael 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418206 Tanaka Susumu 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001167196 WEI JAMES 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 1 0 1 0 Common Stock 906 I By Worldview Strategic Partners IV, L.P. Common Stock 20000 I By Worldview Technology International IV, L.P. Common Stock 123116 I By Worldview Technology Partners IV, L.P. Series Alpha Convertible Preferred Stock Common Stock 37574 I By Worldview Strategic Partners IV, L.P. Series Alpha-1 Convertible Preferred Stock Common Stock 2523 I By Worldview Strategic Partners IV, L.P. Series Beta Convertible Preferred Stock Common Stock 604 I By Worldview Strategic Partners IV, L.P. Series Alpha Convertible Preferred Stock Common Stock 827294 I By Worldview Technology International IV, L.P. Series Alpha-1 Convertible Preferred Stock Common Stock 55550 I By Worldview Technology International IV, L.P. Series Beta Convertible Preferred Stock Common Stock 13306 I By Worldview Technology International IV, L.P. Series Alpha Convertible Preferred Stock Common Stock 5092260 I By Worldview Technology Partners IV, L.P. Series Alpha-1 Convertible Preferred Stock Common Stock 341927 I By Worldview Technology Partners IV, L.P. Series Beta Convertible Preferred Stock Common Stock 81904 I By Worldview Technology Partners IV, L.P. Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein. The Series Alpha Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering. The Series Alpha -1 Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering. The Series Beta convertible preferred stock is convertible into the issuer's common stock on a one-for-one basis unless $21.2028 is greater than 75% of the offering price per share, in which case each share of Series Beta convertible preferred stock is convertible into that number of shares of common stock equal to the ratio of $21.2028 divided by 75% of the offering price per share. No fractional shares of common stock will be issued upon conversion of Series Beta preferred stock. The Series Beta preferred stock has no expiration date and will automatically convert into common stock upon the closing of the issuer's initial public offering. /s/ James N. Strawbridge, as Attorney-in-Fact for Worldview Equity I, L.L.C. 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P. 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P. 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P. 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P. 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka 2015-07-16 /s/ James N. Strawbridge, as attorney-in-fact for James Wei 2015-07-16 EX-24.3_596078 2 poa.txt POA DOCUMENT POWER OF ATTORNEY October 1, 2014 KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned hereby authorizes and designates JAMES N. STRAWBRIDGE as his or its true and lawful attorney-in-fact (the "Attorney-in-Fact") to act for and on behalf of the undersigned for the following purposes: 1. To execute shareholder written consents, proxies, ballots and related documents on behalf of the undersigned with respect to any corporation in which such entity is a shareholder (each referred to herein as a "Corporation"), or to represent the undersigned at a meeting of shareholders of any Corporation and to vote the securities of any Corporation held by the undersigned at such meeting; 2. To execute contracts and agreements, including, but not limited to, bank accounts, brokerage accounts, stock powers, stock purchase agreements, and stock sales agreements or such other documents as may be requested in order to effect either the purchase or sale of securities on behalf of the undersigned; 3. To prepare and file on behalf of the undersigned individually, or jointly together, any and all reports, notices, communications and other documents (including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 13H, Form 13-F, Form ADV, Form 3, Form 4 and Form 5) that the undersigned may be required to file with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (together with the implementing regulations thereto, the "Act"), and the Securities Exchange Act of 1934, as amended (together with the implementing regulations thereto, the "Exchange Act") (collectively, the "Reports"), with respect to the undersigned's ownership of, or transactions in, securities of any entity whose securities are beneficially owned (directly or indirectly) by the undersigned; 4. To execute consents and agreements, including, but not limited to, limited partner assignment agreements, nondisclosure agreements, and limited partnership agreement amendments, or such other documents as may be requested on behalf of the undersigned in the ordinary course of their operations; and 5. To take such other actions on behalf of any of the undersigned as may be necessary to effect acquired securities or corporate or regulatory filings or other similar actions in the ordinary course of business of any of the undersigned. Each of the undersigned acknowledges that the Attorney-in-Fact, in serving in such capacity at the request of the undersigned, is not hereby assuming any of the undersigned's responsibilities to comply with state or federal securities laws. Each of the undersigned hereby grants to the Attorney-In-Fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do excluding the power of substitution or revocation, and every act and thing that such Attorney-in-Fact, shall lawfully do or cause to be done in exercising the rights and powers herein granted is hereby ratified and confirmed. This Power of Attorney shall become effective on October 1, 2014 and is for a period of ten (10) years, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact. [SIGNATURES ON THE FOLLOWING PAGE.] IN WITNESS WHEREOF, each of the undersigned has caused this Power of Attorney to be executed as of the first date set forth above. WORLDVIEW EQUITY I, L.L.C. By: /s/ James Wei Name: James Wei Title: Member WORLDVIEW TECHNOLOGY PARTNERS IV, L.P. By: Worldview Capital IV, L.P. Its: General Partner By: Worldview Equity I, L.L.C. Its: General Partner By: /s/ James Wei Name: James Wei Title: Member WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. By: Worldview Capital IV, L.P. Its: General Partner By: Worldview Equity I, L.L.C. Its: General Partner By: /s/ James Wei Name: James Wei Title: Member WORLDVIEW CAPITAL IV, L.P. By: Worldview Equity I, L.L.C. Its: General Partner By: /s/ James Wei Name: James Wei Title: Member WORLDVIEW MANAGEMENT CORP. By: /s/ James Wei Name: James Wei Title: Chief Executive Officer WORLDVIEW STRATEGIC PARTNERS IV, L.P. By: Worldview Capital IV, L.P. Its: General Partner By: Worldview Equity I, L.L.C. Its: General Partner By: /s/ James Wei Name: James Wei Title: Member EX-24.2 3 attachment1.htm EX-24.2 DOCUMENT 

EXHIBIT 24.2


POWER OF ATTORNEY
The undersigned individual (the "Reporting Person") hereby authorizes and
designates Worldview Equity I, L.L.C.,
or such other person or entity as is designated in writing by James Strawbridge
(the "Designated Filer") as the beneficial owner to
prepare and file on behalf of the Reporting Person individually, or jointly
together with the any other reporting persons, any and
all reports, notices, communications and other documents (including, but not
limited to, reports on Schedule 13D,
Schedule 13G, Form 3, Form 4 and Form 5) that the Reporting Person may be
required to file with the United States Securities and Exchange
Commission pursuant to the Securities Act of 1933, as amended (together with the
implementing regulations thereto, the "Act") and
the Securities Exchange Act of 1934, as amended (together with the implementing
regulations thereto, the "Exchange Act")
(collectively, the "Reports") with respect to the Reporting Person's ownership
of, or transactions in, securities of
any entity whose securities are beneficially owned (directly or indirectly) by
the Reporting Person (collectively, the "Companies").

The Reporting Person hereby further authorizes and designates each of James
Strawbridge, Daniel Dumais and James Wei
(each an "Authorized Signatory") as his true and lawful attorney-in-fact to
execute and file on behalf of the Reporting Person
the Reports and to perform any and all other acts, which in the opinion of the
Designated Filer or Authorized Signatory may be
necessary or incidental to the performance of the foregoing powers herein
granted.

The authority of the Designated Filer and each Authorized Signatory under this
Power of Attorney with respect to
the Reporting Person shall continue until the Reporting Person is no longer
required to file any Reports with
respect to the Reporting Person's ownership of, or transactions in, the
securities of the Companies, unless earlier revoked in writing.

The Reporting Person acknowledges that the Designated Filer and each Authorized
Signatory are not assuming any of the
Reporting Person's responsibilities to comply with the Act, the Exchange Act or
any other applicable law.


May 21, 2008
	_/s/Michael Orsak_________
		Michael Orsak
EX-24.3 4 attachment2.htm EX-24.3 DOCUMENT 

EXHIBIT 24.3


POWER OF ATTORNEY

The undersigned individual (the "Reporting Person") hereby authorizes and
designates Worldview Equity I, L.L.C.,
or such other person or entity as is designated in writing by James Strawbridge
(the "Designated Filer")
as the beneficial owner to prepare and file on behalf of the Reporting Person
individually, or jointly together
with the any other reporting persons, any and all reports, notices,
communications and other documents
(including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 3,
Form 4 and Form 5) that
the Reporting Person may be required to file with the United States Securities
and Exchange Commission
pursuant to the Securities Act of 1933, as amended (together with the
implementing regulations thereto, the "Act")
and the Securities Exchange Act of 1934, as amended (together with the
implementing regulations thereto, the "Exchange Act")
(collectively, the "Reports") with respect to the Reporting Person's ownership
of, or transactions in, securities of any
entity whose securities are beneficially owned (directly or indirectly) by the
Reporting Person (collectively, the "Companies").

The Reporting Person hereby further authorizes and designates each of James
Strawbridge, Daniel Dumais, James Wei and Michael Orsak
(each an "Authorized Signatory") as his true and lawful attorney-in-fact to
execute and file on behalf of the Reporting Person
the Reports and to perform any and all other acts, which in the opinion of the
Designated Filer or Authorized Signatory may be
necessary or incidental to the performance of the foregoing powers herein
granted.

The authority of the Designated Filer and each Authorized Signatory under this
Power of Attorney with
respect to the Reporting Person shall continue until the Reporting Person is no
longer required to file any Reports
with respect to the Reporting Person's ownership of, or transactions in, the
securities of the Companies, unless earlier revoked in writing.

The Reporting Person acknowledges that the Designated Filer and each Authorized
Signatory are not assuming any
of the Reporting Person's responsibilities to comply with the Act, the Exchange
Act or any other applicable law.


May 21, 2008
	_/s/Susumu Tanaka_________
		Susumu Tanaka
EX-24.4 5 attachment3.htm EX-24.4 DOCUMENT 

EXHIBIT 24.4


POWER OF ATTORNEY

The undersigned individual (the "Reporting Person") hereby authorizes and
designates Worldview Equity I, L.L.C.,
or such other person or entity as is designated in writing by James Strawbridge
(the "Designated Filer")
as the beneficial owner to prepare and file on behalf of the Reporting Person
individually, or jointly together with the
any other reporting persons, any and all reports, notices, communications and
other documents (including, but not limited to,
reports on Schedule 13D, Schedule 13G, Form 3, Form 4 and Form 5) that the
Reporting Person may be required to file with the United States
Securities and Exchange Commission pursuant to the Securities Act of 1933, as
amended (together with the implementing regulations thereto, the "Act")
and the Securities Exchange Act of 1934, as amended (together with the
implementing regulations thereto, the "Exchange Act")
(collectively, the "Reports") with respect to the Reporting Person's ownership
of, or transactions in, securities of any entity whose
securities are beneficially owned (directly or indirectly) by the Reporting
Person (collectively, the "Companies").

The Reporting Person hereby further authorizes and designates each of James
Strawbridge, Daniel Dumais and Michael Orsak
(each an "Authorized Signatory") as his true and lawful attorney-in-fact to
execute and file on behalf of the Reporting Person the Reports
and to perform any and all other acts, which in the opinion of the Designated
Filer or Authorized Signatory may be necessary or incidental
to the performance of the foregoing powers herein granted.

The authority of the Designated Filer and each Authorized Signatory under this
Power of Attorney with respect to the Reporting Person
shall continue until the Reporting Person is no longer required to file any
Reports with respect to the Reporting Person's ownership of,
or transactions in, the securities of the Companies, unless earlier revoked in
writing.  The Reporting Person acknowledges that
the Designated Filer and each Authorized Signatory are not assuming any of the
Reporting Person's responsibilities to comply with the Act,
the Exchange Act or any other applicable law.


May 21, 2008
	_/s/James Wei_________
		James Wei