0001209191-15-005988.txt : 20150122 0001209191-15-005988.hdr.sgml : 20150122 20150122202250 ACCESSION NUMBER: 0001209191-15-005988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XENOPORT INC CENTRAL INDEX KEY: 0001130591 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943330837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4086167200 MAIL ADDRESS: STREET 1: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bosko Gianna M CENTRAL INDEX KEY: 0001500043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51329 FILM NUMBER: 15543152 MAIL ADDRESS: STREET 1: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-07 0 0001130591 XENOPORT INC XNPT 0001500043 Bosko Gianna M 3410 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 SVP, CLO and Secretary Employee Stock Option 6.38 2015-01-07 4 A 0 8500 0.00 A 2024-02-24 Common Stock 8500 8500 D Employee Stock Option 9.03 2015-01-20 4 A 0 14000 0.00 A 2025-01-20 Common Stock 14000 14000 D On February 24, 2014, the reporting person was granted a stock option to purchase 17,000 shares of common stock. The option vested as to 4,250 of the shares subject to the option upon the compensation committee's certification that certain performance criteria had been met ("Performance Critieria 2"), which certification occurred on January 7, 2015, resulting in the vesting of the option as to 4,250 shares on that date. As a result of Performance Criteria 2 being satisfied, in addition to the vesting of the option as to 4,250 shares on January 7, 2015, an additional 4,250 of the shares subject to the option will now vest on January 7, 2016, subject to continuous service. (continued on Footnote 2) (continued) An additional 4,250 shares subject to the option would vest, if at all, upon the compensation committee's certification that certain other performance criteria have been met ("Performance Critieria 1"), which Performance Criteria 1 must be met by December 31, 2015. In the event Performance Critieria 1 is satisfied, the final 4,250 shares subject to the option would vest on the one-year anniversary of the certification date for Performance Criteria 1, subject to continuous service. On January 20, 2015, the reporting person was granted an option to purchase 14,000 shares of common stock of which 50% of the shares subject to the option will vest, if at all, if the daily volume-weighted average price (the "VWAP") for XenoPort's common stock is greater or equal to $11.00 per share for 30 consecutive trading days ending on or prior to December 31, 2016, and the remaining 50% of the shares subject to the option will vest, if at all, if the daily VWAP for XenoPort's common stock is greater or equal to $13.00 per share for 30 consecutive trading days ending on or prior to December 31, 2018. /s/ Stephanie L. Arata Attorney-in-Fact 2015-01-22