0001142495-21-000079.txt : 20211118
0001142495-21-000079.hdr.sgml : 20211118
20211118180445
ACCESSION NUMBER: 0001142495-21-000079
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211117
FILED AS OF DATE: 20211118
DATE AS OF CHANGE: 20211118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wedbush Capital, Inc.
CENTRAL INDEX KEY: 0001130381
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 211425818
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8080
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER NAME:
FORMER CONFORMED NAME: WEDBUSH, Inc.
DATE OF NAME CHANGE: 20050125
FORMER NAME:
FORMER CONFORMED NAME: E CAPITAL CORP
DATE OF NAME CHANGE: 20001221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC
CENTRAL INDEX KEY: 0001142495
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36802
FILM NUMBER: 211425819
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: COMPLIANCE DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8090
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: COMPLIANCE DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER NAME:
FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC
DATE OF NAME CHANGE: 20010613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2021-11-17
2021-11-18
1
0001302350
JMP GROUP LLC
JMP
0001142495
WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: COMPLIANCE DEPT.
LOS ANGELES
CA
90017
0
0
1
1
Possible Member of 10% Group
0001130381
Wedbush Capital, Inc.
1000 WILSHIRE BLVD
LOS ANGELES
CA
90017
0
0
1
1
Possible Member of 10% Group
Shares representing limited liability company interests in J
2021-11-17
4
D
0
2250000
7.5
A
0
D
Shares representing limited liability company interests in J
2021-11-17
4
D
0
2250000
7.5
A
0
I
Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold
Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly held the securities of the Issuer subject to the Merger Agreement. Wedbush Capital may be deemed to have had beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc.
/s/Gary Wedbush, President, Wedbush Securities
2021-11-18
/s/ Dan Simon, Director of Finance, Wedbush Capital
2021-11-18