0001209191-21-047812.txt : 20210722 0001209191-21-047812.hdr.sgml : 20210722 20210722173418 ACCESSION NUMBER: 0001209191-21-047812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210720 FILED AS OF DATE: 20210722 DATE AS OF CHANGE: 20210722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LESAR DAVID J CENTRAL INDEX KEY: 0001198405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31447 FILM NUMBER: 211108502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-20 0 0001130310 CENTERPOINT ENERGY INC CNP 0001198405 LESAR DAVID J 1111 LOUISIANA HOUSTON TX 77002 1 1 0 0 President & CEO Common Stock 2021-07-20 4 A 0 400000 0.00 A 722915 D Reflects the award of time-based restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan") vesting (a) in December 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the Reporting Person's earlier disability or death; or (c) upon the Reporting Person's termination of employment without cause or the Reporting Person's resignation for good reason. Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. Vincent A. Mercaldi, Attorney-in-Fact 2021-07-22