0001130310-23-000038.txt : 20230222 0001130310-23-000038.hdr.sgml : 20230222 20230222163416 ACCESSION NUMBER: 0001130310-23-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230217 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harkel-Rumford Lynne Louise CENTRAL INDEX KEY: 0001817095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31447 FILM NUMBER: 23653727 MAIL ADDRESS: STREET 1: 1111 LOUISIANA STREET #4600 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 4 1 wf-form4_167710160002166.xml FORM 4 X0306 4 2023-02-17 0 0001130310 CENTERPOINT ENERGY INC CNP 0001817095 Harkel-Rumford Lynne Louise 1111 LOUISIANA HOUSTON TX 77002 0 1 0 0 EVP and Chief HR Officer Common Stock 2023-02-17 4 A 0 19608 0 A 71953 D Common Stock 2023-02-17 4 F 0 4932 29.21 D 67021 D Common Stock 2023-02-21 4 F 0 1024 29.21 D 65997 D Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan"). Shares withheld for taxes upon vesting of performance shares. Shares withheld for taxes upon vesting of time-based restricted stock units. Total includes (i) 6,904 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2024, (ii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, and (iii) 7,896 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date, (b) in the event of her disability or death or (c) on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Vincent A. Mercaldi, Attorney-in-Fact 2023-02-22