0001127602-23-028071.txt : 20231120
0001127602-23-028071.hdr.sgml : 20231120
20231120193220
ACCESSION NUMBER: 0001127602-23-028071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231116
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Treece Christopher G
CENTRAL INDEX KEY: 0001325532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33063
FILM NUMBER: 231424156
MAIL ADDRESS:
STREET 1: 1331 17TH STREET
STREET 2: SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIERRA BANCORP
CENTRAL INDEX KEY: 0001130144
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330937517
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
BUSINESS PHONE: 5597824900
MAIL ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-16
0001130144
SIERRA BANCORP
BSRR
0001325532
Treece Christopher G
86 NORTH MAIN STREET
PORTERVILLE
CA
93257
1
EVP/Chief Financial Officer
0
Common Stock
2023-11-16
4
A
0
3975
0
A
31640
D
Common Stock
2023-11-16
4
A
0
5963
0
A
37603
D
Common Stock
2023-11-18
4
F
0
582
19.13
D
37021
D
Common Stock
2023-11-19
4
F
0
229
19.13
D
36792
D
Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.
Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
/s/ Christopher G. Treece
2023-11-20