0001127602-23-028071.txt : 20231120 0001127602-23-028071.hdr.sgml : 20231120 20231120193220 ACCESSION NUMBER: 0001127602-23-028071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Treece Christopher G CENTRAL INDEX KEY: 0001325532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 231424156 MAIL ADDRESS: STREET 1: 1331 17TH STREET STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-16 0001130144 SIERRA BANCORP BSRR 0001325532 Treece Christopher G 86 NORTH MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Financial Officer 0 Common Stock 2023-11-16 4 A 0 3975 0 A 31640 D Common Stock 2023-11-16 4 A 0 5963 0 A 37603 D Common Stock 2023-11-18 4 F 0 582 19.13 D 37021 D Common Stock 2023-11-19 4 F 0 229 19.13 D 36792 D Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant. Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock. /s/ Christopher G. Treece 2023-11-20