0001127602-23-028067.txt : 20231120 0001127602-23-028067.hdr.sgml : 20231120 20231120190858 ACCESSION NUMBER: 0001127602-23-028067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THARP MORRIS A CENTRAL INDEX KEY: 0001168759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 231424094 MAIL ADDRESS: STREET 1: 86 N MAIN ST CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-16 0001130144 SIERRA BANCORP BSRR 0001168759 THARP MORRIS A 86 N. MAIN STREET PORTERVILLE CA 93257 1 0 Common Stock 517560 D Common Stock 2023-11-16 4 A 0 2120 0 A 8433 D Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. /s/ Morris A. Tharp 2023-11-19