0001127602-20-027473.txt : 20201023 0001127602-20-027473.hdr.sgml : 20201023 20201023192210 ACCESSION NUMBER: 0001127602-20-027473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201022 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardunio James F CENTRAL INDEX KEY: 0001321939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 201258756 MAIL ADDRESS: STREET 1: 86 N.MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-10-22 0001130144 SIERRA BANCORP BSRR 0001321939 Gardunio James F 86 N. MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Credit Officer Common Stock 2020-10-22 4 M 0 5000 17.25 A 5000 D Common Stock 2020-10-22 4 S 0 5000 20.7002 D 0 D Common Stock 2020-10-22 4 M 0 5000 16.35 A 5000 D Common Stock 2020-10-22 4 S 0 5000 20.7002 D 0 D Common Stock 2020-10-22 4 M 0 2450 10.73 A 2450 D Common Stock 2020-10-22 4 S 0 2450 20.7002 D 0 D Common Stock 2020-10-23 4 M 0 1550 10.73 A 1550 D Common Stock 2020-10-23 4 S 0 1550 20.7503 D 0 D Common Stock 2020-10-23 4 M 0 2700 10.21 A 2700 D Common Stock 2020-10-23 4 S 0 2700 20.7503 D 0 D Stock Options 17.25 2020-10-22 4 M 0 5000 0 D 2016-02-18 2026-02-18 Common Stock 5000 0 D Stock Options 16.35 2020-10-22 4 M 0 5000 0 D 2014-11-20 2024-11-20 Common Stock 5000 0 D Stock Options 10.73 2020-10-22 4 M 0 2450 0 D 2011-11-18 2020-11-18 Common Stock 2450 1550 D Stock Options 10.73 2020-10-23 4 M 0 1550 0 D 2011-11-18 2020-11-18 Common Stock 1550 0 D Stock Options 10.21 2020-10-23 4 M 0 2700 0 D 2012-11-15 2022-11-15 Common Stock 2700 0 D This option is immediately vested. Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. /s/ James F. Gardunio 2020-10-23