0001127602-20-027473.txt : 20201023
0001127602-20-027473.hdr.sgml : 20201023
20201023192210
ACCESSION NUMBER: 0001127602-20-027473
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201022
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gardunio James F
CENTRAL INDEX KEY: 0001321939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33063
FILM NUMBER: 201258756
MAIL ADDRESS:
STREET 1: 86 N.MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIERRA BANCORP
CENTRAL INDEX KEY: 0001130144
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 330937517
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
BUSINESS PHONE: 5597824900
MAIL ADDRESS:
STREET 1: 86 NORTH MAIN STREET
CITY: PORTERVILLE
STATE: CA
ZIP: 93257
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-10-22
0001130144
SIERRA BANCORP
BSRR
0001321939
Gardunio James F
86 N. MAIN STREET
PORTERVILLE
CA
93257
1
EVP/Chief Credit Officer
Common Stock
2020-10-22
4
M
0
5000
17.25
A
5000
D
Common Stock
2020-10-22
4
S
0
5000
20.7002
D
0
D
Common Stock
2020-10-22
4
M
0
5000
16.35
A
5000
D
Common Stock
2020-10-22
4
S
0
5000
20.7002
D
0
D
Common Stock
2020-10-22
4
M
0
2450
10.73
A
2450
D
Common Stock
2020-10-22
4
S
0
2450
20.7002
D
0
D
Common Stock
2020-10-23
4
M
0
1550
10.73
A
1550
D
Common Stock
2020-10-23
4
S
0
1550
20.7503
D
0
D
Common Stock
2020-10-23
4
M
0
2700
10.21
A
2700
D
Common Stock
2020-10-23
4
S
0
2700
20.7503
D
0
D
Stock Options
17.25
2020-10-22
4
M
0
5000
0
D
2016-02-18
2026-02-18
Common Stock
5000
0
D
Stock Options
16.35
2020-10-22
4
M
0
5000
0
D
2014-11-20
2024-11-20
Common Stock
5000
0
D
Stock Options
10.73
2020-10-22
4
M
0
2450
0
D
2011-11-18
2020-11-18
Common Stock
2450
1550
D
Stock Options
10.73
2020-10-23
4
M
0
1550
0
D
2011-11-18
2020-11-18
Common Stock
1550
0
D
Stock Options
10.21
2020-10-23
4
M
0
2700
0
D
2012-11-15
2022-11-15
Common Stock
2700
0
D
This option is immediately vested.
Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
/s/ James F. Gardunio
2020-10-23