0001127602-20-024077.txt : 20200821 0001127602-20-024077.hdr.sgml : 20200821 20200821180618 ACCESSION NUMBER: 0001127602-20-024077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Treece Christopher G CENTRAL INDEX KEY: 0001325532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 201124333 MAIL ADDRESS: STREET 1: 1331 17TH STREET STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-20 0001130144 SIERRA BANCORP BSRR 0001325532 Treece Christopher G 86 NORTH MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Financial Officer Common Stock 2020-08-20 4 A 0 22222 0 A 22222 D (1) The reporting person acquired the shares as an award of restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan. Such shares vest in five (5) equal annual installments on the anniversary date of the grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. No consideration was paid by the reporting person for the award of restricted stock. /s/ Christopher G. Treece 2020-08-21