0001127602-18-027122.txt : 20180907 0001127602-18-027122.hdr.sgml : 20180907 20180907174737 ACCESSION NUMBER: 0001127602-18-027122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180907 DATE AS OF CHANGE: 20180907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gardunio James F CENTRAL INDEX KEY: 0001321939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 181060988 MAIL ADDRESS: STREET 1: 86 N.MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-09-07 0001130144 SIERRA BANCORP BSRR 0001321939 Gardunio James F 86 N. MAIN STREET PORTERVILLE CA 93257 1 EVP/Chief Credit Officer Common Stock 2018-09-07 4 M 0 2000 19.19 A 2000 D Common Stock 2018-09-07 4 S 0 2000 30.2165 D 0 D Stock Options 19.19 2018-09-07 4 M 0 2000 0 D 2009-11-20 2018-11-20 Common Stock 2000 0 D Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option. Stock sales occurred in multiple transactions at prices ranging from $30.21 and $30.255, with a weighted average price of $30.2165. /s/ James F. Gardunio 2018-09-07