X0306 4 2015-05-14 0001129633 PHOENIX COMPANIES INC/DE PNX 0001255543 WEHR JAMES D ONE AMERICAN ROW HARTFORD CT 06102-5056 1 1 President & CEO Common 33070.0000 D Common 4592.1530 I By 401(k) Restricted Stock Unit (2015) 2015-05-14 4 A 0 14530.0000 0.0000 A Common 14530.0000 14530.0000 D Stock Option (Right to Buy) 196.7900 2018-02-13 Common 2175.0000 2175.0000 D Stock Option (Right to Buy) 56.8000 2020-03-10 Common 3433.0000 3433.0000 D Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control. The options vested in approximately three equal installments on each of the first three anniversaries of the grant. /s/ John H. Beers, Attorney-in-Fact 2016-03-07