X0306 4 2013-03-08 0001129633 PHOENIX COMPANIES INC/DE PNX 0001308209 LaGrasse John V ONE AMERICAN ROW HARTFORD CT 06102-5056 1 EVP, Alt Retirement Solutions Common 2013-03-08 4 M 0 2941.9620 0.0000 A 9076.9620 D Common 2013-03-08 4 F 0 865.9620 26.9400 D 8211.0000 D Common 156.1410 I By 401(k) Restricted Stock Unit (2010) 0.0000 2013-03-08 4 M 0 2941.9620 0.0000 D Common 2941.9620 0.0000 D Restricted Stock Units Common 49.2300 49.2300 D Stock Option (Right to Buy) 250.8000 2017-02-08 Common 1450.0000 1450.0000 D Stock Option (Right to Buy) 196.8000 2018-02-13 Common 1765.0000 1765.0000 D Stock Option (Right to Buy) 56.8000 2020-03-08 Common 513.0000 513.0000 D Stock Option (Right to Buy) 190.6000 2014-11-17 Common 1160.0000 1160.0000 D Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date. The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control. Pursuant to the terms of the Reporting Person's employment, the Reporting Person previously received the reported restricted stock units ("RSUs"), each RSU representing one share of stock. The underlying shares of common stock thereafter became deliverable, without consideration. Pursuant to a previous election, the Reporting Person deferred receipt of shares for the RSUs. The options vested in approximately three equal installments on each of the first three anniversaries of the grant. /s/ John V. LaGrasse 2013-03-12