-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UObAaXjbC6P144G8Lc82tnTa5dQUgQkFciauEUnny8N4aM6sKuoAWiSDhwJsBzeS CRxRQabVnxvEbB41f5aXaQ== 0000950134-02-001044.txt : 20020414 0000950134-02-001044.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950134-02-001044 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 GROUP MEMBERS: MARK A WAN GROUP MEMBERS: THOMAS J FOGARTY MD GROUP MEMBERS: THREE ARCH ASSOCIATES LP GROUP MEMBERS: THREE ARCH PARTNERS LP GROUP MEMBERS: WILFRED E JAEGER FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THREE ARCH MANAGEMENT LP CENTRAL INDEX KEY: 0001165321 IRS NUMBER: 943197794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3200 ALPINE ROAD CITY: PORTOLA VALLEY STATE: CA ZIP: 94028 BUSINESS PHONE: 6505298008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY HEALTHCARE INC CENTRAL INDEX KEY: 0001129623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 431723043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-62185 FILM NUMBER: 02535846 BUSINESS ADDRESS: STREET 1: 717 N HARWOOD STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149229711 MAIL ADDRESS: STREET 1: 717 N HARWOOD STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 SC 13G 1 d94024sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No._______)* ODYSSEY HEALTHCARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 67611V101 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 13 Pages - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 2 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THREE ARCH PARTNERS, L.P. ("TAP") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,664,836 shares, except that Three Arch Management, L.P. SHARES ("TAM"), the general partner of TAP, may be deemed to have sole BENEFICIALLY power to vote these shares, and Thomas J. Fogarty, M.D. OWNED BY EACH ("Fogarty"), Wilfred E. Jaeger ("Jaeger") and Mark A. Wan REPORTING ("Wan"), the general partners of TAM, may be deemed to have shared WITH power to vote these shares. ------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,664,836 shares, except that TAM, the general partner of TAP, may be deemed to have sole power to dispose of these shares, and Fogarty, Jaeger and Wan, the general partners of TAM, may be deemed to have shared power to dispose of these shares. ------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,664,836 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 3 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THREE ARCH ASSOCIATES, L.P. ("TAA") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 374,540 shares, except that TAM, the general partner of TAA, may be SHARES deemed to have sole power to vote these shares, and Fogarty, Jaeger BENEFICIALLY and Wan, the general partners of TAM, may be deemed to have shared OWNED BY EACH power to vote these shares. ------------------------------------------- REPORTING 6 SHARED VOTING POWER See response to row 5. WITH ------------------------------------------- 7 SOLE DISPOSITIVE POWER 374,540 shares, except that TAM, the general partner of TAA, may be deemed to have sole power to dispose of these shares, and Fogarty, Jaeger and Wan, the general partners of TAM, may be deemed to have shared power to dispose of these shares. ------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 374,540 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 4 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THREE ARCH MANAGEMENT, L.P. ("TAM") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 2,039,376 shares, of which 1,664,836 shares are directly SHARES owned by TAP and 374,540 shares are directly owned by TAA. TAM, BENEFICIALLY the general partner of TAP and TAA, may be deemed to have sole OWNED BY EACH power to vote these shares, and Fogarty, Jaeger and Wan may be REPORTING deemed to have shared power to vote these shares. WITH ------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,039,376 shares, of which 1,664,836 shares are directly owned by TAP and 374,540 shares are directly owned by TAA. TAM, the general partner of TAP and TAA, may be deemed to have sole power to dispose of these shares, and Fogarty, Jaeger and Wan may be deemed to have shared power to dispose of these shares. ------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,039,376 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 5 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THOMAS J. FOGARTY, M.D. ("FOGARTY") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF See response to row 6. ------------------------------------------- SHARES 6 SHARED VOTING POWER 2,039,376 shares, of which BENEFICIALLY 1,664,836 shares are directly owned by TAP and 374,540 shares OWNED BY EACH are directly owned by TAA. Fogarty is a general partner of TAM, the REPORTING general partner of TAP and TAA, and may be deemed to have shared WITH power to vote these shares. ------------------------------------------- 7 SOLE DISPOSITIVE POWER See response to row 8. ------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,039,376 shares, of which 1,664,836 shares are directly owned by TAP and 374,540 shares are directly owned by TAA. Fogarty is a general partner of TAM, the general partner of TAP and TAA, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,039,376 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 6 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) WILFRED E. JAEGER ("JAEGER") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Canadian - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF See response to row 6. ------------------------------------------- SHARES 6 SHARED VOTING POWER 2,039,376 shares, of which BENEFICIALLY 1,664,836 shares are directly owned by TAP and 374,540 shares OWNED BY EACH are directly owned by TAA. Jaeger is a general partner of TAM, the REPORTING general partner of TAP and TAA, and may be deemed to have shared WITH power to vote these shares. ------------------------------------------- 7 SOLE DISPOSITIVE POWER See response to row 8. ------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,039,376 shares, of which 1,664,836 shares are directly owned by TAP and 374,540 shares are directly owned by TAA. Jaeger is a general partner of TAM, the general partner of TAP and TAA, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,039,376 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 7 of 13 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MARK A. WAN ("WAN") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF See response to row 6. ------------------------------------------- SHARES 6 SHARED VOTING POWER 2,039,376 shares, of which BENEFICIALLY 1,664,836 shares are directly owned by TAP and 374,540 shares OWNED BY EACH are directly owned by TAA. Wan is a general partner of TAM, the REPORTING general partner of TAP and TAA, and may be deemed to have shared WITH power to vote these shares. ------------------------------------------- 7 SOLE DISPOSITIVE POWER See response to row 8. ------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,039,376 shares, of which 1,664,836 shares are directly owned by TAP and 374,540 shares are directly owned by TAA. Wan is a general partner of TAM, the general partner of TAP and TAA, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,039,376 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 8 of 13 Pages - ------------------- ------------------ ITEM 1(a). NAME OF ISSUER: Odyssey Healthcare, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 717 North Harwood, Suite 1500 Dallas, TX 75201 ITEM 2(a). NAME OF PERSON FILING: This statement is filed by Three Arch Partners, L.P., a Delaware limited partnership ("TAP"), Three Arch Associates, L.P., a Delaware limited partnership ("TAA"), Three Arch Management, L.P., a Delaware limited partnership ("TAM"), Thomas J. Fogarty, M.D. ("Fogarty"), Wilfred E. Jaeger ("Jaeger") and Mark A. Wan ("Wan"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TAM is the general partner of TAP and TAA and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by TAP and TAA. Fogarty, Jaeger and Wan are the general partners of TAM and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TAP and TAA. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office for each of the Reporting Persons is: Three Arch Partners 3200 Alpine Road Portola Valley, CA 94028 ITEM 2(c) CITIZENSHIP: TAP, TAA and TAM are Delaware limited partnerships. Fogarty and Wan are United States citizens, and Jaeger is a Canadian citizen. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock - ------------------- ------------------ CUSIP NO. 67611V101 13G Page 9 of 13 Pages - ------------------- ------------------ ITEM 2(e). CUSIP NUMBER: 67611V101 ITEM 3. Not Applicable ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2001: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable - ------------------- ------------------- CUSIP NO. 67611V101 13G Page 10 of 13 Pages - ------------------- ------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Under certain circumstances set forth in the limited partnership agreements of TAP, TAA and TAM, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable - ------------------- ------------------- CUSIP NO. 67611V101 13G Page 11 of 13 Pages - ------------------- ------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2002 /s/ Mark A. Wan -------------------------------------------- Mark A. Wan, individually, and on behalf of TAP in his capacity as a general partner of TAM, the general partner of TAP, and on behalf of TAA in his capacity as a general partner of TAM, the general partner of TAA, and on behalf of TAM in his capacity as a general partner thereof. /s/ Wilfred E. Jaeger -------------------------------------------- Wilfred E. Jaeger /s/ Thomas J. Fogarty, M.D. -------------------------------------------- Thomas J. Fogarty, M.D. - ------------------- ------------------- CUSIP NO. 67611V101 13G Page 12 of 13 Pages - ------------------- ------------------- INDEX TO EXHIBITS
EXHIBIT FOUND ON SEQUENTIALLY NUMBER DESCRIPTION NUMBERED PAGE - ------- ----------- --------------------- A Agreement of Joint Filing 13
- ------------------- ------------------- CUSIP NO. 67611V101 13G Page 13 of 13 Pages - ------------------- ------------------- EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Odyssey Healthcare, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 12, 2002 /s/ Mark A. Wan -------------------------------------------- Mark A. Wan, individually, and on behalf of TAP in his capacity as a general partner of TAM, the general partner of TAP, and on behalf of TAA in his capacity as a general partner of TAM, the general partner of TAA, and on behalf of TAM in his capacity as a general partner thereof. /s/ Wilfred E. Jaeger -------------------------------------------- Wilfred E. Jaeger /s/ Thomas J. Fogarty, M.D. -------------------------------------------- Thomas J. Fogarty, M.D. -----END PRIVACY-ENHANCED MESSAGE-----