0001209191-13-015114.txt : 20130307 0001209191-13-015114.hdr.sgml : 20130307 20130307211809 ACCESSION NUMBER: 0001209191-13-015114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130305 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOENDORF NANCY J CENTRAL INDEX KEY: 0001250354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 13675133 MAIL ADDRESS: STREET 1: C/O MOHR DAVIDOW VENTURES STREET 2: 3000 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MDV VII LP CENTRAL INDEX KEY: 0001129541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 13675134 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD, BLDG. 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-7236 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, BLDG. 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seventh MDV Partners, L.L.C. CENTRAL INDEX KEY: 0001564546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 13675132 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-7236 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 3, SUITE 290 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-05 0 0001212458 PROOFPOINT INC PFPT 0001129541 MDV VII LP 3000 SAND HILL ROAD, BLDG. 3, SUITE 290 MENLO PARK CA 94025 0 0 1 0 0001250354 SCHOENDORF NANCY J 3000 SAND HILL ROAD, BLDG. 3, SUITE 290 MENLO PARK CA 94025 0 0 1 0 0001564546 Seventh MDV Partners, L.L.C. 3000 SAND HILL ROAD, BLDG. 3, SUITE 290 MENLO PARK CA 94025 0 0 1 0 Common Stock 2013-03-05 4 S 0 29832 14.1101 D 3517502 D Common Stock 2013-03-05 4 J 0 441775 0.00 D 3075727 D Common Stock 2013-03-06 4 S 0 28393 14.0831 D 3047334 D Price reflected is the weighted-average sale price for shares sold in this transaction. The range of sale prices for this transaction was $14.1039 to $14.1406 per share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Shares directly held by MDV VII, L.P. ("MDV"). Jonathan Feiber, a director of the Issuer, and Nancy Schoendorf are managing members of Seventh MDV Partners, L.L.C. ("Seventh"), the general partner of MDV. Each of Jonathan Feiber, Nancy Schoendorf, and Seventh may be deemed to share voting and dispositive power over the shares held by MDV. Mr. Feiber, Ms. Schoendorf, and Seventh disclaim beneficial ownership of the shares held by MDV except to the extent of any pecuniary interest therein. Mr. Feiber is filing his own Form 4 separately. Represents a pro-rata in-kind distribution by MDV without consideration to its limited partners. MDV VII, L.P. 2013-03-07 Nancy Schoendorf 2013-03-07 Seventh MDV Partners, L.L.C. 2013-03-07