0001209191-19-059275.txt : 20191205 0001209191-19-059275.hdr.sgml : 20191205 20191205160007 ACCESSION NUMBER: 0001209191-19-059275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191204 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invesco Private Capital, Inc. CENTRAL INDEX KEY: 0001128452 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270414 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC DATE OF NAME CHANGE: 20001116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WL ROSS & CO LLC CENTRAL INDEX KEY: 0001202045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270415 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128261100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invesco WLR V Associates LLC CENTRAL INDEX KEY: 0001597974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270416 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Invesco WLR V Assoicates LLC DATE OF NAME CHANGE: 20140123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC CENTRAL INDEX KEY: 0001429294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270417 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV, L.P. CENTRAL INDEX KEY: 0001598164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270418 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV GP, Ltd. CENTRAL INDEX KEY: 0001598083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270419 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR V Parallel ESC, L.P. CENTRAL INDEX KEY: 0001533938 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270420 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP CENTRAL INDEX KEY: 0001422834 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270421 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Fund IV DSS AIV, L.P. CENTRAL INDEX KEY: 0001597745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270422 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond S Shipping Inc. CENTRAL INDEX KEY: 0001761940 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 BENEDICT PLACE 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 413-2000 MAIL ADDRESS: STREET 1: 33 BENEDICT PLACE 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ATHENA SPINCO INC. DATE OF NAME CHANGE: 20190227 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND S SHIPPING INC. DATE OF NAME CHANGE: 20190225 FORMER COMPANY: FORMER CONFORMED NAME: ATHENA SPINCO INC. DATE OF NAME CHANGE: 20181214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-04 0 0001761940 Diamond S Shipping Inc. DSSI 0001597745 WLR Recovery Fund IV DSS AIV, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001422834 WLR IV PARALLEL ESC LP C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001533938 WLR V Parallel ESC, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598083 WLR Recovery Associates IV DSS AIV GP, Ltd. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598164 WLR Recovery Associates IV DSS AIV, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001429294 INVESCO WLR IV Associates LLC C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597974 Invesco WLR V Associates LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001202045 WL ROSS & CO LLC C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001128452 Invesco Private Capital, Inc. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 Common Stock 2019-12-04 4 S 0 99130 13.475 D 8940130 I See Footnote Represents 5,235,125 shares held directly by WLR Recovery Fund IV DSS AIV, L.P., 1,197,357 shares held directly by WLR Recovery Fund V DSS AIV, L.P., 1,788,026 shares held directly by WLR Select Co-Investment, L.P., 688,986 shares held directly by WLR/GS Master Co-Investment, L.P., 19,390 common shares held directly by WLR IV Parallel ESC, L.P. and 11,246 shares held directly by WLR V Parallel ESC, L.P. (collectively, the "WLR Investors"). WLR Recovery Associates IV DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates IV DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund IV DSS AIV, L.P. WLR Recovery Associates V DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates V DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund V DSS AIV, L.P. WLR Select Associates DSS GP, Ltd. is the general partner of WLR Select Associates DSS, L.P., which in turn is the general partner of WLR Select Co-Investment, L.P. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Master Co-Investment, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is the general partner of WLR IV Parallel ESC, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR V Associates LLC, which is the general partner of WLR V Parallel ESC, L.P. WL Ross & Co. LLC serves as the investment manager to each of the WLR Investors. Due to the limitations of the SEC's electronic filing system, each of WLR Recovery Fund V DSS AIV, L.P., WLR Select Co-Investment, L.P., WLR/GS Master Co-Investment, L.P., WLR Recovery Associates V DSS AIV, L.P., WLR Recovery Associates V DSS AIV GP, Ltd., WLR Select Associates DSS, L.P., WLR Select Associates DSS GP, Ltd. and WLR Master Co-Investment GP, LLC have filed a separate Form 4 disclosing ownership of the shares reported herein WLR Recovery Associates IV DSS AIV, L.P. By: WLR Recovery Associates IV DSS AIV, L.P., its General Partner By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR IV Parallel ESC, L.P By: Invesco WLR IV Associates LLC, its General Partner By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05 WLR V Parallel ESC, L.P. By: Invesco WLR V Associates LLC, its General Partner By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05 WLR Recovery Associates IV DSS AIV GP, Ltd. By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Recovery Associates IV DSS AIV, L.P By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 INVESCO WLR IV Associates LLC By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05 INVESCO WLR V Associates LLC By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05 WL Ross & Co. LLC By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05 Invesco Private Capital, Inc By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director 2019-12-05