0001209191-19-059275.txt : 20191205
0001209191-19-059275.hdr.sgml : 20191205
20191205160007
ACCESSION NUMBER: 0001209191-19-059275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191204
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20191205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270414
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WL ROSS & CO LLC
CENTRAL INDEX KEY: 0001202045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270415
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2128261100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco WLR V Associates LLC
CENTRAL INDEX KEY: 0001597974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270416
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Invesco WLR V Assoicates LLC
DATE OF NAME CHANGE: 20140123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC
CENTRAL INDEX KEY: 0001429294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270417
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV, L.P.
CENTRAL INDEX KEY: 0001598164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270418
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Associates IV DSS AIV GP, Ltd.
CENTRAL INDEX KEY: 0001598083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270419
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR V Parallel ESC, L.P.
CENTRAL INDEX KEY: 0001533938
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270420
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP
CENTRAL INDEX KEY: 0001422834
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270421
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Fund IV DSS AIV, L.P.
CENTRAL INDEX KEY: 0001597745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38771
FILM NUMBER: 191270422
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond S Shipping Inc.
CENTRAL INDEX KEY: 0001761940
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 000000000
STATE OF INCORPORATION: 1T
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 BENEDICT PLACE 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 413-2000
MAIL ADDRESS:
STREET 1: 33 BENEDICT PLACE 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: ATHENA SPINCO INC.
DATE OF NAME CHANGE: 20190227
FORMER COMPANY:
FORMER CONFORMED NAME: DIAMOND S SHIPPING INC.
DATE OF NAME CHANGE: 20190225
FORMER COMPANY:
FORMER CONFORMED NAME: ATHENA SPINCO INC.
DATE OF NAME CHANGE: 20181214
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-04
0
0001761940
Diamond S Shipping Inc.
DSSI
0001597745
WLR Recovery Fund IV DSS AIV, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001422834
WLR IV PARALLEL ESC LP
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001533938
WLR V Parallel ESC, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001598083
WLR Recovery Associates IV DSS AIV GP, Ltd.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001598164
WLR Recovery Associates IV DSS AIV, L.P.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429294
INVESCO WLR IV Associates LLC
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001597974
Invesco WLR V Associates LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001202045
WL ROSS & CO LLC
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001128452
Invesco Private Capital, Inc.
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
Common Stock
2019-12-04
4
S
0
99130
13.475
D
8940130
I
See Footnote
Represents 5,235,125 shares held directly by WLR Recovery Fund IV DSS AIV, L.P., 1,197,357 shares held directly by WLR Recovery Fund V DSS AIV, L.P., 1,788,026 shares held directly by WLR Select Co-Investment, L.P., 688,986 shares held directly by WLR/GS Master Co-Investment, L.P., 19,390 common shares held directly by WLR IV Parallel ESC, L.P. and 11,246 shares held directly by WLR V Parallel ESC, L.P. (collectively, the "WLR Investors").
WLR Recovery Associates IV DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates IV DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund IV DSS AIV, L.P. WLR Recovery Associates V DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates V DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund V DSS AIV, L.P. WLR Select Associates DSS GP, Ltd. is the general partner of WLR Select Associates DSS, L.P., which in turn is the general partner of WLR Select Co-Investment, L.P. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Master Co-Investment, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is the general partner of WLR IV Parallel ESC, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR V Associates LLC, which is the general partner of WLR V Parallel ESC, L.P. WL Ross & Co. LLC serves as the investment manager to each of the WLR Investors.
Due to the limitations of the SEC's electronic filing system, each of WLR Recovery Fund V DSS AIV, L.P., WLR Select Co-Investment, L.P., WLR/GS Master Co-Investment, L.P., WLR Recovery Associates V DSS AIV, L.P., WLR Recovery Associates V DSS AIV GP, Ltd., WLR Select Associates DSS, L.P., WLR Select Associates DSS GP, Ltd. and WLR Master Co-Investment GP, LLC have filed a separate Form 4 disclosing ownership of the shares reported herein
WLR Recovery Associates IV DSS AIV, L.P.
By: WLR Recovery Associates IV DSS AIV, L.P., its General Partner
By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner
By: /s/ Stephen Toy
Name: Stephen Toy
Title: Director
2019-12-05
WLR IV Parallel ESC, L.P By: Invesco WLR IV Associates LLC, its General Partner By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05
WLR V Parallel ESC, L.P. By: Invesco WLR V Associates LLC, its General Partner By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05
WLR Recovery Associates IV DSS AIV GP, Ltd. By: /s/ Stephen Toy Name: Stephen Toy Title: Director
2019-12-05
WLR Recovery Associates IV DSS AIV, L.P By: WLR Recovery Associates IV DSS AIV GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director
2019-12-05
INVESCO WLR IV Associates LLC By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05
INVESCO WLR V Associates LLC By: Invesco Private Capital, Inc., its Managing Member By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05
WL Ross & Co. LLC By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05
Invesco Private Capital, Inc By: /s/ Stephen Toy Name: Stephen Toy Title: Senior Managing Director
2019-12-05