The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Cascade Bancorp | Common Stock | 147154207 | 88,499 | 11,478,529 | SH | DFND | WL Ross | 11,478,529 | 0 | 0 | |
| Exco Resources Inc. | Common Stock | 269279402 | 31,679 | 51,104,050 | SH | DFND | WL Ross | 51,104,050 | 0 | 0 | |
| Navigator Holdings Ltd. | Common Stock | Y62132108 | 300,628 | 21,863,874 | SH | DFND | WL Ross | 21,863,874 | 0 | 0 | |
| Sun Bancorp Inc. | Common Stock | 86663B102 | 103,843 | 4,255,848 | SH | DFND | WL Ross | 4,255,848 | 0 | 0 | |
| Xenon Pharmaceutical, Inc. | Common Stock | 98420N105 | 1,523 | 380,784 | SH | DFND | IPC | 380,784 | 0 | 0 | |