The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Cascade Bancorp | Common Stock | 147154207 | 65,487 | 11,468,750 | SH | DFND | WL Ross | 11,468,750 | 0 | 0 | |
| Exco Resources Inc. | Common Stock | 269279402 | 50,547 | 51,104,050 | SH | DFND | WL Ross | 51,104,050 | 0 | 0 | |
| Navigator Holdings Ltd. | Common Stock | Y62132108 | 353,102 | 21,863,874 | SH | DFND | WL Ross | 21,863,874 | 0 | 0 | |
| Sun Bancorp Inc. | Common Stock | 86663B102 | 88,139 | 4,255,848 | SH | DFND | WL Ross | 4,255,848 | 0 | 0 | |
| Xenon Pharmaceutical, Inc. | Common Stock | 98420N105 | 3,050 | 436,384 | SH | DFND | IPC | 436,384 | 0 | 0 | |
| Zayo Group Holdings, Inc. | Common Stock | 98919V105 | 453 | 18,705 | SH | DFND | IPC | 18,705 | 0 | 0 | |
| Etsy Inc. | Common Stock | 29786A106 | 308 | 35,400 | SH | DFND | IPC | 35,400 | 0 | 0 | |