The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Assured Guaranty Ltd. Common Stock G0585R106 350,134 14,842,488 SH   DFND WL Ross 14,842,488 0 0
Bankunited Inc. Common Stock 06652K103 183,091 5,561,692 SH   DFND WL Ross 5,561,692 0 0
Cascade Bancorp Common Stock 147154207 59,982 11,468,750 SH   DFND WL Ross 11,468,750 0 0
Exco Resources Inc. Common Stock 269279402 167,287 31,504,077 SH   DFND WL Ross 31,504,077 0 0
Navigator Holdings Ltd. Common Stock Y62132108 626,907 23,270,508 SH   DFND WL Ross 23,270,508 0 0
Sun Bancorp Inc. Common Stock 86663B102 74,903 21,279,241 SH   DFND WL Ross 21,279,241 0 0
Cyclacel Pharmaceuticals Common Stock 23254L306 468 116,316 SH   DFND IPC 116,316 0 0
E2Open, Inc. Common Stock 29788A104 31,636 1,323,110 SH   DFND IPC 1,323,110 0 0
Harmonic, Inc. Common Stock 413160102 3,307 448,058 SH   DFND IPC 448,058 0 0
LipoScience, Inc. Common Stock 53630M108 3,078 724,213 SH   DFND IPC 724,213 0 0