Chief Compliance Officer

0001140361-13-042059.txt : 20131113 0001140361-13-042059.hdr.sgml : 20131113 20131113131915 ACCESSION NUMBER: 0001140361-13-042059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Private Capital, Inc. CENTRAL INDEX KEY: 0001128452 IRS NUMBER: 133725888 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12271 FILM NUMBER: 131213722 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC DATE OF NAME CHANGE: 20001116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001128452 XXXXXXXX 09-30-2013 09-30-2013 Invesco Private Capital, Inc.

1555 PEACHTREE STREET NE SUITE 1800 ATLANTA GA 30309

13F HOLDINGS REPORT 028-12271 N Lisa Gray Chief Compliance Officer 212-652-4274 Lisa Gray New York NY 11-13-2013 1 10 942335 false 1 0001202045 028-13083 WL ROSS & CO LLC INFORMATION TABLE 2 form13fInfoTable.xml Assured Guaranty Ltd. Common Stock G0585R106 278297 14842488 SH DFND WL Ross 14842488 0 0 Bankunited Inc. Common Stock 06652K103 255435 8189631 SH DFND WL Ross 8189631 0 0 Cascade Bancorp Common Stock 147154207 66863 11468750 SH DFND WL Ross 11468750 0 0 Exco Resources Inc. Common Stock 269279402 212337 31504077 SH DFND WL Ross 31504077 0 0 Sun Bancorp Inc. Common Stock 86663B102 81499 21279241 SH DFND WL Ross 21279241 0 0 Callidus Software, Inc. Common Stock 13123E500 10421 1136406 SH DFND IPC 1136406 0 0 Cyclacel Pharmaceuticals k Common Stock 23254L306 496 116316 SH DFND IPC 116316 0 0 E2Open, Inc. Common Stock 29788A104 29638 1323110 SH DFND IPC 1323110 0 0 Harmonic, Inc. Common Stock 413160102 3729 485546 SH DFND IPC 485546 0 0 LipoScience, Inc. Common Stock 53630M108 3621 724213 SH DFND IPC 724213 0 0