The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Assured Guaranty Ltd. | Common Stock | G0585R106 | 327,425 | 14,842,488 | SH | DFND | WL Ross | 14,842,488 | 0 | 0 | |
| Bankunited Inc. | Common Stock | 06652K103 | 213,012 | 8,189,631 | SH | DFND | WL Ross | 8,189,631 | 0 | 0 | |
| Cascade Bancorp | Common Stock | 147154207 | 71,221 | 11,468,750 | SH | DFND | WL Ross | 11,468,750 | 0 | 0 | |
| Exco Resources Inc. | Common Stock | 269279402 | 240,691 | 31,504,077 | SH | DFND | WL Ross | 31,504,077 | 0 | 0 | |
| Sun Bancorp Inc. | Common Stock | 86663B102 | 72,137 | 21,279,241 | SH | DFND | WL Ross | 21,279,241 | 0 | 0 | |
| Callidus Software, Inc. | Common Stock | 13123E500 | 9,631 | 1,461,406 | SH | DFND | IPC | 1,461,406 | 0 | 0 | |
| Cyclacel Pharmaceuticals | Common Stock | 23254L306 | 343 | 116,316 | SH | DFND | IPC | 116,316 | 0 | 0 | |
| E2Open, Inc. | Common Stock | 29788A104 | 23,650 | 1,351,450 | SH | DFND | IPC | 1,351,450 | 0 | 0 | |
| ZipRealty | Common Stock | 98974v107 | 38 | 12,282 | SH | DFND | IPC | 12,282 | 0 | 0 | |
| Harmonic, Inc. | Common Stock | 413160102 | 3,295 | 518,846 | SH | DFND | IPC | 518,846 | 0 | 0 | |
| LipoScience, Inc. | Common Stock | 53630M108 | 5,062 | 724,213 | SH | DFND | IPC | 724,213 | 0 | 0 | |
| Select Medical | Common Stock | 81619Q105 | 944 | 115,121 | SH | DFND | IPC | 115,121 | 0 | 0 | |