0001209191-23-032283.txt : 20230525
0001209191-23-032283.hdr.sgml : 20230525
20230525185127
ACCESSION NUMBER: 0001209191-23-032283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HA DAISY Y
CENTRAL INDEX KEY: 0001595570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50245
FILM NUMBER: 23962499
MAIL ADDRESS:
STREET 1: 509 LINDA VISTA AVE
CITY: PASADENA
STATE: CA
ZIP: 91105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOPE BANCORP INC
CENTRAL INDEX KEY: 0001128361
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954849715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3200 WILSHIRE BLVD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136391700
MAIL ADDRESS:
STREET 1: 3200 WILSHIRE BLVD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
FORMER COMPANY:
FORMER CONFORMED NAME: BBCN BANCORP INC
DATE OF NAME CHANGE: 20111207
FORMER COMPANY:
FORMER CONFORMED NAME: NARA BANCORP INC
DATE OF NAME CHANGE: 20001115
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-23
0
0001128361
HOPE BANCORP INC
HOPE
0001595570
HA DAISY Y
3200 WILSHIRE BLVD.
SUITE 1400
LOS ANGELES
CA
90010
1
0
0
0
0
Common Stock
2023-05-23
4
A
0
6279
8.60
A
468773
D
Common Stock
141427
I
By Self as Trustee of Kana Trust
Non-qualified stock option (right to buy)
17.18
2026-09-01
Common Stock
20000
20000
D
Non-qualified stock option (right to buy)
14.65
2025-08-25
Common Stock
4404
4404
D
Non-qualified stock option (right to buy)
15.23
2024-01-02
Common Stock
28136
28136
D
Total 6,279 Restricted Stock Units (RSU) were granted on May 23, 2023 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,279 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc.
into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common
stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock.
/s/ by Claire Hur as AIF for Daisy Ha
2023-05-25