0001209191-23-032283.txt : 20230525 0001209191-23-032283.hdr.sgml : 20230525 20230525185127 ACCESSION NUMBER: 0001209191-23-032283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HA DAISY Y CENTRAL INDEX KEY: 0001595570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50245 FILM NUMBER: 23962499 MAIL ADDRESS: STREET 1: 509 LINDA VISTA AVE CITY: PASADENA STATE: CA ZIP: 91105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOPE BANCORP INC CENTRAL INDEX KEY: 0001128361 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954849715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3200 WILSHIRE BLVD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136391700 MAIL ADDRESS: STREET 1: 3200 WILSHIRE BLVD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90010 FORMER COMPANY: FORMER CONFORMED NAME: BBCN BANCORP INC DATE OF NAME CHANGE: 20111207 FORMER COMPANY: FORMER CONFORMED NAME: NARA BANCORP INC DATE OF NAME CHANGE: 20001115 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-23 0 0001128361 HOPE BANCORP INC HOPE 0001595570 HA DAISY Y 3200 WILSHIRE BLVD. SUITE 1400 LOS ANGELES CA 90010 1 0 0 0 0 Common Stock 2023-05-23 4 A 0 6279 8.60 A 468773 D Common Stock 141427 I By Self as Trustee of Kana Trust Non-qualified stock option (right to buy) 17.18 2026-09-01 Common Stock 20000 20000 D Non-qualified stock option (right to buy) 14.65 2025-08-25 Common Stock 4404 4404 D Non-qualified stock option (right to buy) 15.23 2024-01-02 Common Stock 28136 28136 D Total 6,279 Restricted Stock Units (RSU) were granted on May 23, 2023 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,279 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter. Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share. Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock. /s/ by Claire Hur as AIF for Daisy Ha 2023-05-25