0001079973-22-001530.txt : 20221209
0001079973-22-001530.hdr.sgml : 20221209
20221209171555
ACCESSION NUMBER: 0001079973-22-001530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221207
FILED AS OF DATE: 20221209
DATE AS OF CHANGE: 20221209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD
CENTRAL INDEX KEY: 0001516077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 221455631
MAIL ADDRESS:
STREET 1: 1845 COUNTY ROAD #214
CITY: ST. AUGUSTINE
STATE: FL
ZIP: 32084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
ownership.xml
X0306
4
2022-12-07
0
0001128189
ProtoKinetix, Inc.
PKTX
0001516077
SMITH CLARENCE EDWARD
1409 PEACHTREE ROAD
DAYTONA BEACH
FL
32114
1
1
1
0
President & CEO
Common Stock
2022-12-08
4
P
0
2520000
0.025
A
40114443
D
Common Stock
13235160
I
See footnote
Common Stock
1850000
I
See footnote
Stock Option
0.06
2022-12-07
4
J
0
4750000
0.00
D
2030-03-14
Common Stock
4750000
0
D
Stock Option
0.11
2022-12-07
4
J
0
25000000
0.00
D
2028-08-03
Common Stock
25000000
0
D
Stock Option
0.11
2022-12-07
4
J
0
2600000
0.00
D
2028-08-03
Common Stock
2600000
0
D
Stock Option
0.028
2022-12-07
4
A
0
27600000
0.00
A
2028-12-06
Common Stock
27600000
27600000
D
Stock Option
0.028
2022-12-07
4
A
0
4750000
0.00
A
2028-12-06
Common Stock
4750000
4750000
D
Warrant
0.05
2022-03-30
2024-03-15
Common Stock
600000
600000
D
Warrant
0.05
2022-03-18
2024-03-15
Common Stock
1000000
1000000
D
Warrant
0.12
2019-12-19
2022-12-18
Common Stock
216666
216666
D
Shares purchased as part of a private placement with the Company.
Shares held by the Clarence E. Smith Trusts.
Shares held by Mr. Smith's retirement account.
Cancellation of options for no value received.
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 3,562,500 options vested December 7, 2022; 1,187,500 options vest December 31, 2022.
/s/ Clarence E. Smith
2022-12-09