0001079973-22-001530.txt : 20221209 0001079973-22-001530.hdr.sgml : 20221209 20221209171555 ACCESSION NUMBER: 0001079973-22-001530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CLARENCE EDWARD CENTRAL INDEX KEY: 0001516077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 221455631 MAIL ADDRESS: STREET 1: 1845 COUNTY ROAD #214 CITY: ST. AUGUSTINE STATE: FL ZIP: 32084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 BUSINESS PHONE: 304-299-5070 MAIL ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 4 1 ownership.xml X0306 4 2022-12-07 0 0001128189 ProtoKinetix, Inc. PKTX 0001516077 SMITH CLARENCE EDWARD 1409 PEACHTREE ROAD DAYTONA BEACH FL 32114 1 1 1 0 President & CEO Common Stock 2022-12-08 4 P 0 2520000 0.025 A 40114443 D Common Stock 13235160 I See footnote Common Stock 1850000 I See footnote Stock Option 0.06 2022-12-07 4 J 0 4750000 0.00 D 2030-03-14 Common Stock 4750000 0 D Stock Option 0.11 2022-12-07 4 J 0 25000000 0.00 D 2028-08-03 Common Stock 25000000 0 D Stock Option 0.11 2022-12-07 4 J 0 2600000 0.00 D 2028-08-03 Common Stock 2600000 0 D Stock Option 0.028 2022-12-07 4 A 0 27600000 0.00 A 2028-12-06 Common Stock 27600000 27600000 D Stock Option 0.028 2022-12-07 4 A 0 4750000 0.00 A 2028-12-06 Common Stock 4750000 4750000 D Warrant 0.05 2022-03-30 2024-03-15 Common Stock 600000 600000 D Warrant 0.05 2022-03-18 2024-03-15 Common Stock 1000000 1000000 D Warrant 0.12 2019-12-19 2022-12-18 Common Stock 216666 216666 D Shares purchased as part of a private placement with the Company. Shares held by the Clarence E. Smith Trusts. Shares held by Mr. Smith's retirement account. Cancellation of options for no value received. Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested. Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 3,562,500 options vested December 7, 2022; 1,187,500 options vest December 31, 2022. /s/ Clarence E. Smith 2022-12-09