0001079973-19-000616.txt : 20191125 0001079973-19-000616.hdr.sgml : 20191125 20191125151236 ACCESSION NUMBER: 0001079973-19-000616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190715 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Lachlan Grant CENTRAL INDEX KEY: 0001672870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 191245711 MAIL ADDRESS: STREET 1: 6438 ROSEBERY AVE. CITY: WEST VANCOUVER STATE: A1 ZIP: V7W2C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 BUSINESS PHONE: 304-299-5070 MAIL ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 4 1 ownership.xml X0306 4 2019-07-15 1 0001128189 ProtoKinetix, Inc. PKTX 0001672870 Young Lachlan Grant 66438 ROSEBERY AVENUE WEST VANCOUVER BC A1 V7W 2C6 BRITISH COLUMBIA, CANADA 0 0 1 0 Common Stock 10021250 D Common Stock 1125600 I See footnote Warrant 0.10 2019-07-15 4 D 0 6000000 0.00 D 2020-04-22 Common Stock 6000000 0 D Stock Option 0.04 2019-07-15 4 D 0 5000000 0.00 D 2020-02-28 Common Stock 5000000 0 D Stock Option 0.08 2019-07-15 4 D 0 5000000 0.00 D 2019-12-31 Common Stock 5000000 0 D Warrant 0.26 2019-07-15 4 A 0 6000000 0.00 A 2019-07-15 2024-07-14 Common Stock 6000000 6000000 D Stock Option 0.26 2019-07-15 4 A 0 5000000 0.00 A 2024-07-14 Common Stock 5000000 5000000 D Stock Option 0.26 2019-07-15 4 A 0 5000000 0.00 A 2024-07-14 Common Stock 5000000 5000000 D Stock Option 0.11 2019-11-18 4 A 0 5000000 0.00 A 2024-11-17 Common Stock 5000000 5000000 D Stock Opton 0.09 2023-11-08 Common Stock 5000000 5000000 D Stock Option 0.06 2021-08-31 Common Stock 5000000 5000000 D Stock Option 0.05 2020-12-31 Common Stock 5000000 5000000 D A total of 4,296,850 shares were inadvertently omitted from prior Section 16 reports; 3,171,250 owned by Mr. Young directly, and 1,125,600 owned by his wife. Owned by Mr. Young's wife. Cancellation of warrant with no value received. Cancellation of option with no value received. Options issued pursuant to the 2015 Stock Option and Stock Bonus Plan on March 1, 2015. 1,250,000 shares of common stock vested March 1, 2015; thereafter 1,250,000 vested every three months and became fully vested on December 1, 2015 Cancellation of option with no value received. Options issued pursuant to the 2015 Stock Option and Stock Bonus Plan on January 1, 2016. 1,250,000 shares of common stock vested on March 31, 2016; thereafter 1,250,000 shares vested every three months and became fully vested on December 31, 2016. Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 1,250,000 shares of common stock vest on October 13, 2019; thereafter 1,250,000 shares vest every three months. Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,250,000 shares of common stock vest on February 18, 2020; thereafter 1,250,000 shares vest every three months until fully vested. Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,250,000 shares of common stock vest March 31, 2019; thereafter 1,250,000 shall vest every three months. Options issued pursuant to the 2017 Stock Option and Stock Bonus Plan on September 1, 2017. 1,250,000 shares of common stock vested on December 31, 2017; thereafter 1,250,000 vested every three months and became fully vested on September 30, 2018. Options issued pursuant to the 2017 Stock Option and Stock Bonus Plan on January 1, 2017. 1,250,000 shares of common stock vested March 31, 2017; thereafter 1,250,000 vested every three months and became fully vested on December 31, 2017. /s/ Lachlan Grant Young 2019-11-24