0001079973-19-000616.txt : 20191125
0001079973-19-000616.hdr.sgml : 20191125
20191125151236
ACCESSION NUMBER: 0001079973-19-000616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190715
FILED AS OF DATE: 20191125
DATE AS OF CHANGE: 20191125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Young Lachlan Grant
CENTRAL INDEX KEY: 0001672870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32917
FILM NUMBER: 191245711
MAIL ADDRESS:
STREET 1: 6438 ROSEBERY AVE.
CITY: WEST VANCOUVER
STATE: A1
ZIP: V7W2C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProtoKinetix, Inc.
CENTRAL INDEX KEY: 0001128189
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943355026
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
BUSINESS PHONE: 304-299-5070
MAIL ADDRESS:
STREET 1: 412 MULBERRY STREET
CITY: MARIETTA
STATE: OH
ZIP: 45750
FORMER COMPANY:
FORMER CONFORMED NAME: RJV NETWORK INC
DATE OF NAME CHANGE: 20010130
4
1
ownership.xml
X0306
4
2019-07-15
1
0001128189
ProtoKinetix, Inc.
PKTX
0001672870
Young Lachlan Grant
66438 ROSEBERY AVENUE
WEST VANCOUVER BC
A1
V7W 2C6
BRITISH COLUMBIA, CANADA
0
0
1
0
Common Stock
10021250
D
Common Stock
1125600
I
See footnote
Warrant
0.10
2019-07-15
4
D
0
6000000
0.00
D
2020-04-22
Common Stock
6000000
0
D
Stock Option
0.04
2019-07-15
4
D
0
5000000
0.00
D
2020-02-28
Common Stock
5000000
0
D
Stock Option
0.08
2019-07-15
4
D
0
5000000
0.00
D
2019-12-31
Common Stock
5000000
0
D
Warrant
0.26
2019-07-15
4
A
0
6000000
0.00
A
2019-07-15
2024-07-14
Common Stock
6000000
6000000
D
Stock Option
0.26
2019-07-15
4
A
0
5000000
0.00
A
2024-07-14
Common Stock
5000000
5000000
D
Stock Option
0.26
2019-07-15
4
A
0
5000000
0.00
A
2024-07-14
Common Stock
5000000
5000000
D
Stock Option
0.11
2019-11-18
4
A
0
5000000
0.00
A
2024-11-17
Common Stock
5000000
5000000
D
Stock Opton
0.09
2023-11-08
Common Stock
5000000
5000000
D
Stock Option
0.06
2021-08-31
Common Stock
5000000
5000000
D
Stock Option
0.05
2020-12-31
Common Stock
5000000
5000000
D
A total of 4,296,850 shares were inadvertently omitted from prior Section 16 reports; 3,171,250 owned by Mr. Young directly, and 1,125,600 owned by his wife.
Owned by Mr. Young's wife.
Cancellation of warrant with no value received.
Cancellation of option with no value received. Options issued pursuant to the 2015 Stock Option and Stock Bonus Plan on March 1, 2015. 1,250,000 shares of common stock vested March 1, 2015; thereafter 1,250,000 vested every three months and became fully vested on December 1, 2015
Cancellation of option with no value received. Options issued pursuant to the 2015 Stock Option and Stock Bonus Plan on January 1, 2016. 1,250,000 shares of common stock vested on March 31, 2016; thereafter 1,250,000 shares vested every three months and became fully vested on December 31, 2016.
Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on July 15, 2019. 1,250,000 shares of common stock vest on October 13, 2019; thereafter 1,250,000 shares vest every three months.
Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,250,000 shares of common stock vest on February 18, 2020; thereafter 1,250,000 shares vest every three months until fully vested.
Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,250,000 shares of common stock vest March 31, 2019; thereafter 1,250,000 shall vest every three months.
Options issued pursuant to the 2017 Stock Option and Stock Bonus Plan on September 1, 2017. 1,250,000 shares of common stock vested on December 31, 2017; thereafter 1,250,000 vested every three months and became fully vested on September 30, 2018.
Options issued pursuant to the 2017 Stock Option and Stock Bonus Plan on January 1, 2017. 1,250,000 shares of common stock vested March 31, 2017; thereafter 1,250,000 vested every three months and became fully vested on December 31, 2017.
/s/ Lachlan Grant Young
2019-11-24