Chief Compliance Officer

0001567619-22-020137.txt : 20221114 0001567619-22-020137.hdr.sgml : 20221114 20221114170455 ACCESSION NUMBER: 0001567619-22-020137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. CENTRAL INDEX KEY: 0001128122 IRS NUMBER: 134132289 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22699 FILM NUMBER: 221387360 BUSINESS ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-626-1138 MAIL ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20220517 FORMER COMPANY: FORMER CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20220502 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001128122 XXXXXXXX 09-30-2022 09-30-2022 VALLEY FINANCIAL MANAGEMENT, INC.

350 MADISON AVE. 4TH FLOOR, COMPLIANCE DEPARTMENT NEW YORK NY 10017

13F HOLDINGS REPORT 028-22699 N Christopher Wilson Chief Compliance Officer 212-407-4362 /s/ Christopher Wilson New York NY 11-14-2022 1 37 166838 false 1 Valley National Bank INFORMATION TABLE 2 form13fInfoTable.xml iShares Core US Aggregate Bond ETF Exchange Traded Fund 464287226 21309025 221186 SH DFND 0 0 221186 Vanguard S&P 500 ETF Exchange Traded Fund 922908363 16327345 49515 SH DFND 0 0 49515 Invesco S&P 500(R) Equal Weight ETF Exchange Traded Fund 46137V357 12693125 99726 SH DFND 0 0 99726 WisdomTree Floating Rate Treasury ETF Exchange Traded Fund 97717Y527 12303868 244707 SH DFND 0 0 244707 Invesco Aerospace & Defense ETF Exchange Traded Fund 46137V100 12182473 188817 SH DFND 0 0 188817 ProShares S&P 500 Dividend Aristocrats Exchange Traded Fund 74348A467 9029643 112927 SH DFND 0 0 112927 SPDR(R) MSCI USA StrategicFactors ETF Exchange Traded Fund 78468R812 8724558 85897 SH DFND 0 0 85897 iShares Semiconductor ETF Exchange Traded Fund 464287523 6652533 20872 SH DFND 0 0 20872 iShares US Financial Services ETF Exchange Traded Fund 464287770 6081229 43056 SH DFND 0 0 43056 iShares Expanded Tech-Software Sect ETF Exchange Traded Fund 464287515 5636429 22534 SH DFND 0 0 22534 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 5532305 45680 SH DFND 0 0 45680 SPDR(R) Gold Shares Exchange Traded Fund 78463V107 3654543 23628 SH DFND 0 0 23628 Amplify CWP Enhanced Dividend Income ETF Exchange Traded Fund 032108409 3619307 113068 SH DFND 0 0 113068 iShares Edge MSCI USA Min Vol Exchange Traded Fund 46429B697 3542497 53593 SH DFND 0 0 53593 iShares Russell 2000 Exchange Traded Fund 464287655 3373109 20453 SH DFND 0 0 20453 VanEck Retail ETF Exchange Traded Fund 92189F684 3309175 21333 SH DFND 0 0 21333 Listed Funds Trust Core Alternative ETF Exchange Traded Fund 53656F847 3308750 111387 SH DFND 0 0 111387 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 3073306 41076 SH DFND 0 0 41076 SPDR(R) S&P Oil & Gas Explor & Prodtn ETF Exchange Traded Fund 78468R556 3025084 24255 SH DFND 0 0 24255 Schwab US Dividend Equity ETF(TM) Exchange Traded Fund 808524797 2169537 32659 SH DFND 0 0 32659 ETF Managers Trust Prime Cyber Security ETF Exchange Traded Fund 26924G201 1775481 40938 SH DFND 0 0 40938 First Trust Cloud Computing ETF Exchange Traded Fund 33734X192 1744339 28875 SH DFND 0 0 28875 VanEck Biotech ETF Exchange Traded Fund 92189F726 1730749 12294 SH DFND 0 0 12294 Exchange Traded Concepts Trust Robo Global(R) Robotics&Automation ETF Exchange Traded Fund 301505707 1614391 39061 SH DFND 0 0 39061 Global X SuperDividend(TM) US ETF Exchange Traded Fund 37950E291 1483436 84143 SH DFND 0 0 84143 Technology Select Sector SPDR(R) ETF Exchange Traded Fund 81369Y803 1438069 12107 SH DFND 0 0 12107 iShares Fallen Angels USD Bond ETF Exchange Traded Fund 46435G474 1417820 59323 SH DFND 0 0 59323 Fidelity(R) Total Bond ETF Exchange Traded Fund 316188309 1406327 31561 SH DFND 0 0 31561 Vanguard Russell 1000 Growth ETF Exchange Traded Fund 92206C680 1397616 25710 SH DFND 0 0 25710 SPDR(R) S&P Kensho Smart Mobility ETF Exchange Traded Fund 78468R689 1320656 41899 SH DFND 0 0 41899 Invesco Fundamental Hi Yld(R) Corp Bd ETF Exchange Traded Fund 46138E719 1300829 79174 SH DFND 0 0 79174 Global X FinTech ETF Exchange Traded Fund 37954Y814 1260483 62154 SH DFND 0 0 62154 Invesco QQQ Trust Unit Ser 1 Exchange Traded Fund 46090E103 1073792 4010 SH DFND 0 0 4010 iShares Preferred&Income Securities ETF Exchange Traded Fund 464288687 832112 26274 SH DFND 0 0 26274 Invesco Financial Preferred ETF Exchange Traded Fund 46137V621 761588 50637 SH DFND 0 0 50637 iShares Russell 1000 Growth Exchange Traded Fund 464287614 457830 2176 SH DFND 0 0 2176 SPDR(R) Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 274350 10996 SH DFND 0 0 10996