Chief Compliance Officer

0000929638-23-000607.txt : 20230214 0000929638-23-000607.hdr.sgml : 20230214 20230214162754 ACCESSION NUMBER: 0000929638-23-000607 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. CENTRAL INDEX KEY: 0001128122 IRS NUMBER: 134132289 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22699 FILM NUMBER: 23630051 BUSINESS ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-626-1138 MAIL ADDRESS: STREET 1: 350 MADISON AVE. STREET 2: 4TH FLOOR, COMPLIANCE DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20220517 FORMER COMPANY: FORMER CONFORMED NAME: VALLEY FINANCIAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20220502 FORMER COMPANY: FORMER CONFORMED NAME: LEUMI INVESTMENT SERVICES INC. DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001128122 XXXXXXXX 12-31-2022 12-31-2022 false VALLEY FINANCIAL MANAGEMENT, INC.

350 MADISON AVE. 4TH FLOOR, COMPLIANCE DEPARTMENT NEW YORK NY 10017

13F HOLDINGS REPORT 028-22699 000105387 801-113685 N Christopher Wilson Chief Compliance Officer 212-407-4362 /s/ Christopher Wilson New York NY 02-14-2023 1 42 179705639 1 028-22712 Valley National Bank INFORMATION TABLE 2 informationtable.xml Invesco Aerospace & Defense ETF Exchange Traded Fund 46137V100 17041102 217361 SH DFND 1 0 0 0 iShares Core US Aggregate Bond Exchange Traded Fund 464287226 14014275 144492 SH DFND 1 0 0 0 WisdomTree Europe Quality Div Gr ETF Exchange Traded Fund 97717X610 12280880 450235 SH DFND 1 0 0 0 Vanguard Russell 1000 Growth ETF Exchange Traded Fund 92206C680 11137768 202064 SH DFND 1 0 0 0 Amplify CWP Enhanced Dividend Income ETF Exchange Traded Fund 032108409 11330433 315963 SH DFND 1 0 0 0 Invesco S&P 500 Equal Weight ETF Exchange Traded Fund 46137V357 10321985 73076 SH DFND 1 0 0 0 Vanguard 500 ETF Exchange Traded Fund 922908363 10113322 28785 SH DFND 1 0 0 0 Core Alternative ETF Exchange Traded Fund 53656F847 9673333 306312 SH DFND 1 0 0 0 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 9208185 67782 SH DFND 1 0 0 0 WisdomTree Floating Rate Treasury ETF Exchange Traded Fund 97717Y527 6518360 129667 SH DFND 1 0 0 0 iShares Edge MSCI Min Vol USA Exchange Traded Fund 46429B697 6738466 93460 SH DFND 1 0 0 0 iShares US Financial Services ETF Exchange Traded Fund 464287770 6810062 43233 SH DFND 1 0 0 0 ProShares S&P 500 Dividend Aristocrats Exchange Traded Fund 74348A467 6247196 69421 SH DFND 1 0 0 0 SPDR MSCI USA StrategicFactors ETF Exchange Traded Fund 78468R812 6376028 57801 SH DFND 1 0 0 0 iShares Core MSCI Pacific ETF Exchange Traded Fund 46434V696 5950125 110865 SH DFND 1 0 0 0 SPDR S&P Oil & Gas Explor & Prodtn ETF Exchange Traded Fund 78468R556 5170370 38051 SH DFND 1 0 0 0 iShares Semiconductor ETF Exchange Traded Fund 464287523 2716680 7807 SH DFND 1 0 0 0 Schwab US Dividend Equity ETF Exchange Traded Fund 808524797 2538673 33607 SH DFND 1 0 0 0 Vanguard Intmdt-Term Trs ETF Exchange Traded Fund 92206C706 2366042 40459 SH DFND 1 0 0 0 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 2210209 50175 SH DFND 1 0 0 0 iShares Expanded Tech-Software Sect ETF Exchange Traded Fund 464287515 2112298 8256 SH DFND 1 0 0 0 VanEck Biotech ETF Exchange Traded Fund 92189F726 2099143 13141 SH DFND 1 0 0 0 Global X SuperDividend US ETF Exchange Traded Fund 37950E291 1651930 87413 SH DFND 1 0 0 0 Robo Global Robotics&Automation ETF Exchange Traded Fund 301505707 1638970 35376 SH DFND 1 0 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 1537594 20425 SH DFND 1 0 0 0 First Trust Cloud Computing ETF Exchange Traded Fund 33734X192 1527529 26515 SH DFND 1 0 0 0 Invesco Fundamental Hi Yld Corp Bd ETF Exchange Traded Fund 46138E719 1521591 88878 SH DFND 1 0 0 0 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 1336112 10737 SH DFND 1 0 0 0 iShares Fallen Angels USD Bond ETF Exchange Traded Fund 46435G474 1261632 51265 SH DFND 1 0 0 0 Fidelity Total Bond ETF Exchange Traded Fund 316188309 1213275 26859 SH DFND 1 0 0 0 iShares US Medical Devices Exchange Traded Fund 464288810 1136826 21625 SH DFND 1 0 0 0 SPDR S&P Kensho Smart Mobility ETF Exchange Traded Fund 78468R689 1116004 37882 SH DFND 1 0 0 0 iShares Preferred&Income Securities ETF Exchange Traded Fund 464288687 889578 29138 SH DFND 1 0 0 0 Invesco Financial Preferred ETF Exchange Traded Fund 46137V621 789280 54811 SH DFND 1 0 0 0 Invesco QQQ Trust Exchange Traded Fund 46090E103 367200 1379 SH DFND 1 0 0 0 SPDR Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 291935 11617 SH DFND 1 0 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 218157 1286 SH DFND 1 0 0 0 iShares Russell 1000 Growth Exchange Traded Fund 464287614 135828 634 SH DFND 1 0 0 0 Vanguard Intermediate-Term Corp Bd ETF Exchange Traded Fund 92206C870 37670 486 SH DFND 1 0 0 0 iShares Russell 2000 Exchange Traded Fund 464287655 25282 145 SH DFND 1 0 0 0 iShares Short Maturity Bond ETF Exchange Traded Fund 46431W507 17688 359 SH DFND 1 0 0 0 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 16623 283 SH DFND 1 0 0 0