Chief Financial Officer

0001398344-17-014153.txt : 20171103 0001398344-17-014153.hdr.sgml : 20171103 20171103112332 ACCESSION NUMBER: 0001398344-17-014153 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 EFFECTIVENESS DATE: 20171103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 171175172 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 09-30-2017 09-30-2017 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 11-03-2017 1 219 1750588 1 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0028731_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories COM 002824100 2467 46224 SH SOLE 1 46224 0 0 AbbVie, Inc. COM 00287Y109 10663 120000 SH SOLE 120000 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 706 5230 SH SOLE 1 5230 0 0 Aetna, Inc. COM 00817Y108 2237 14071 SH SOLE 1 14071 0 0 Alcoa Corp. COM 013872106 1165 24999 SH SOLE 24999 0 0 Alleghany Corp. COM 017175100 4155 7500 SH SOLE 7500 0 0 Allstate Corp., The COM 020002101 289 3141 SH SOLE 1 3141 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 19020 19533 SH DFND 19533 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 2461 2527 SH DFND 1 2527 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 18775 19575 SH DFND 19575 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 2527 2635 SH DFND 1 2635 0 0 Amazon.com, Inc. COM 023135106 30801 32039 SH SOLE 32039 0 0 Amdocs, Ltd. SHS G02602103 2894 45000 SH SOLE 45000 0 0 American Electric Power Co., Inc. COM 025537101 291 4147 SH SOLE 1 4147 0 0 American Tower Corp., REIT COM 03027X100 15653 114525 SH SOLE 114525 0 0 American Water Works Co., Inc. COM 030420103 2225 27496 SH SOLE 1 27496 0 0 Antero Resources Corp. COM 03674X106 35681 1793006 SH SOLE 1793006 0 0 Aon PLC SHS CL A G0408V102 327 2240 SH SOLE 1 2240 0 0 Apple, Inc. COM 037833100 42749 277375 SH SOLE 277375 0 0 Apptio, Inc., Class A CL A 03835c108 12751 690370 SH SOLE 690370 0 0 Aramark COM 03852U106 3046 75000 SH SOLE 75000 0 0 ARRIS International PLC SHS G0551A103 8638 303196 SH SOLE 303196 0 0 Aspen Insurance Holdings, Ltd. SHS G05384105 14219 351964 SH SOLE 351964 0 0 AT&T, Inc. COM 00206R102 14269 364296 SH DFND 364296 0 0 AT&T, Inc. COM 00206R102 2009 51283 SH DFND 1 51283 0 0 Bank of America Corp. COM 060505104 18752 740000 SH DFND 740000 0 0 Bank of America Corp. COM 060505104 2122 83740 SH DFND 1 83740 0 0 Beacon Roofing Supply, Inc. COM 073685109 21336 416305 SH SOLE 416305 0 0 Becton Dickinson & Co. COM 075887109 377 1926 SH SOLE 1 1926 0 0 Beneficial Bancorp, Inc. COM 08171T102 15770 950000 SH SOLE 950000 0 0 Berkshire Hathaway, Inc., Class B CL B 084670702 28238 154036 SH SOLE 154036 0 0 Best Buy Co., Inc. COM 086516101 224 3931 SH SOLE 1 3931 0 0 Biogen, Inc. COM 09062X103 26746 85418 SH DFND 85418 0 0 Biogen, Inc. COM 09062X103 572 1828 SH DFND 1 1828 0 0 Blue Buffalo Pet Products, Inc. COM 09531U102 11340 400000 SH SOLE 400000 0 0 Bristol-Myers Squibb Co. COM 110122108 892 13996 SH SOLE 1 13996 0 0 Brookdale Senior Living, Inc. COM 112463104 12204 1151286 SH SOLE 1151286 0 0 Callidus Software, Inc. COM 13123E500 12695 515000 SH SOLE 515000 0 0 Capitol Federal Financial, Inc. COM 14057j101 30201 2054469 SH SOLE 2054469 0 0 Carter's, Inc. COM 146229109 26986 273271 SH SOLE 273271 0 0 CatchMark Timber Trust, Inc, Class A, REIT CL A 14912Y202 12275 973442 SH SOLE 973442 0 0 Celanese Corp., Class A COM SER A 150870103 3858 37000 SH DFND 37000 0 0 Celanese Corp., Class A COM SER A 150870103 125 1200 SH DFND 1 1200 0 0 Celgene Corp. COM 151020104 19552 134085 SH SOLE 134085 0 0 Charles Schwab Corp., The COM 808513105 10844 247927 SH SOLE 247927 0 0 Charter Financial Corp. COM 16122W108 7449 401997 SH SOLE 401997 0 0 Check Point Software Technologies, Ltd. ORD m22465104 1938 17000 SH SOLE 17000 0 0 Cigna Corp. COM 125509109 419 2240 SH SOLE 1 2240 0 0 Cisco Systems, Inc. COM 17275R102 29755 884784 SH DFND 884784 0 0 Cisco Systems, Inc. COM 17275R102 1407 41825 SH DFND 1 41825 0 0 Citizens Financial Group, Inc. COM 174610105 2651 70000 SH DFND 70000 0 0 Citizens Financial Group, Inc. COM 174610105 163 4300 SH DFND 1 4300 0 0 Citrix Systems, Inc. COM 177376100 3073 40000 SH SOLE 40000 0 0 Coca-Cola Co., The COM 191216100 1536 34135 SH SOLE 1 34135 0 0 Colgate-Palmolive Co. COM 194162103 512 7032 SH SOLE 1 7032 0 0 Comfort Systems USA, Inc. COM 199908104 9751 273146 SH SOLE 273146 0 0 Conagra Brands, Inc. COM 205887102 1350 40000 SH SOLE 40000 0 0 Concho Resources, Inc. COM 20605P101 3617 27459 SH SOLE 27459 0 0 ConocoPhillips COM 20825C104 8008 160000 SH DFND 160000 0 0 ConocoPhillips COM 20825C104 520 10397 SH DFND 1 10397 0 0 Consolidated Edison, Inc. COM 209115104 210 2599 SH SOLE 1 2599 0 0 Crown Castle International Corp., REIT COM 22822V101 18121 181248 SH SOLE 181248 0 0 Cummins, Inc. COM 231021106 292 1735 SH SOLE 1 1735 0 0 CVS Health Corp. COM 126650100 697 8567 SH SOLE 1 8567 0 0 Deere & Co. COM 244199105 289 2300 SH SOLE 1 2300 0 0 Discover Financial Services COM 254709108 214 3317 SH SOLE 1 3317 0 0 Dollar General Corp. COM 256677105 2042 25198 SH SOLE 1 25198 0 0 Dominion Energy, Inc. COM 25746U109 404 5248 SH SOLE 1 5248 0 0 Duke Energy Corp. COM 26441C204 495 5903 SH SOLE 1 5903 0 0 Ecolab, Inc. COM 278865100 10368 80612 SH DFND 80612 0 0 Ecolab, Inc. COM 278865100 290 2251 SH DFND 1 2251 0 0 Edison International COM 281020107 211 2735 SH SOLE 1 2735 0 0 Eli Lilly & Co. COM 532457108 710 8295 SH SOLE 1 8295 0 0 EMCOR Group, Inc. COM 29084Q100 12586 181400 SH SOLE 181400 0 0 EOG Resources, Inc. COM 26875P101 17050 176248 SH SOLE 176248 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 20528 190355 SH DFND 190355 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 1819 16867 SH DFND 1 16867 0 0 ExlService Holdings, Inc. COM 302081104 8754 150103 SH SOLE 150103 0 0 Expeditors Intl. of Washington, Inc. COM 302130109 1411 23575 SH SOLE 23575 0 0 Facebook, Inc., Class A CL A 30303M102 3359 19660 SH SOLE 1 19660 0 0 First Republic Bank COM 33616C100 11013 105429 SH DFND 105429 0 0 First Republic Bank COM 33616C100 145 1386 SH DFND 1 1386 0 0 Forest City Realty Trust, Inc, ClassA REIT CL A 345605109 2889 113253 SH SOLE 113253 0 0 General Mills, Inc. COM 370334104 1175 22709 SH SOLE 1 22709 0 0 Genpact, Ltd. SHS G3922B107 2217 77110 SH SOLE 77110 0 0 Gilead Sciences, Inc. COM 375558103 14677 181151 SH SOLE 181151 0 0 Hain Celestial Group, Inc. COM 405217100 7658 186092 SH SOLE 186092 0 0 Hartford Financial Services Group COM 416515104 681 12281 SH SOLE 1 12281 0 0 Home Depot, Inc., The COM 437076102 1679 10266 SH SOLE 1 10266 0 0 HomeTrust Bancshares, Inc. COM 437872104 22648 882945 SH SOLE 882945 0 0 HP, Inc. COM 40434L105 282 14129 SH SOLE 1 14129 0 0 IBM COM 459200101 1094 7542 SH SOLE 1 7542 0 0 ICON PLC SHS G4705A100 18965 166531 SH SOLE 166531 0 0 Ingersoll-Rand PLC SHS G47791101 23719 266003 SH DFND 266003 0 0 Ingersoll-Rand PLC SHS G47791101 196 2200 SH DFND 1 2200 0 0 Ingredion, Inc. COM 457187102 393 3259 SH SOLE 1 3259 0 0 Intuit, Inc. COM 461202103 294 2070 SH SOLE 1 2070 0 0 Investors Bancorp, Inc. COM 46146L101 33462 2453239 SH SOLE 2453239 0 0 ION Geophysical Corp. COM 462044207 133 14000 SH SOLE 14000 0 0 Jamba, Inc. COM 47023A309 5616 650000 SH SOLE 650000 0 0 Johnson & Johnson COM 478160104 18357 141200 SH DFND 141200 0 0 Johnson & Johnson COM 478160104 2957 22743 SH DFND 1 22743 0 0 Johnson Controls International PLC SHS G51502105 8575 212836 SH SOLE 212836 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 2902 23500 SH DFND 23500 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 54 435 SH DFND 1 435 0 0 JPMorgan Chase & Co. COM 46625H100 17862 187018 SH SOLE 187018 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 18651 180833 SH SOLE 180833 0 0 Kearny Financial Corp/MD COM 48716p108 13896 905274 SH SOLE 905274 0 0 Kellogg Co. COM 487836108 1290 20681 SH SOLE 1 20681 0 0 KeyCorp. COM 493267108 2710 143984 SH SOLE 1 143984 0 0 Kimberly-Clark Corp. COM 494368103 351 2984 SH SOLE 1 2984 0 0 KLX, Inc. COM 482539103 14026 265000 SH SOLE 265000 0 0 Korn/Ferry International COM 500643200 15017 380847 SH SOLE 380847 0 0 Lamb Weston Holdings, Inc. COM 513272104 2501 53333 SH SOLE 53333 0 0 Legg Mason, Inc. COM 524901105 22746 578630 SH SOLE 578630 0 0 Ligand Pharmaceuticals, Inc. COM 53220K504 24839 182440 SH SOLE 182440 0 0 Macy's, Inc. COM 55616P104 757 34700 SH SOLE 1 34700 0 0 Marriott International, Inc., Class A CL A 571903202 1831 16604 SH SOLE 1 16604 0 0 Masco Corp. COM 574599106 1584 40597 SH SOLE 40597 0 0 Masonite International Corp. COM 575385109 8230 118924 SH SOLE 118924 0 0 MasTec, Inc. COM 576323109 1748 37674 SH SOLE 37674 0 0 MasterCard, Inc., Class A CL A 57636Q104 1130 8003 SH SOLE 1 8003 0 0 McKesson Corp. COM 58155q103 286 1862 SH SOLE 1 1862 0 0 Medtronic PLC SHS G5960L103 897 11532 SH SOLE 1 11532 0 0 Merck & Co., Inc. COM 58933Y105 21373 333794 SH SOLE 333794 0 0 Meridian Bancorp, Inc. COM 58958U103 16123 864516 SH SOLE 864516 0 0 MetLife, Inc. COM 59156R108 408 7847 SH SOLE 1 7847 0 0 Michael Kors Holdings, Ltd. SHS G60754101 553 11550 SH SOLE 1 11550 0 0 Microsoft Corp. COM 594918104 40847 548357 SH DFND 548357 0 0 Microsoft Corp. COM 594918104 4565 61282 SH DFND 1 61282 0 0 Mohawk Industries, Inc. COM 608190104 14827 59903 SH SOLE 59903 0 0 Mondelez International, Inc., Class A CL A 609207105 519 12759 SH SOLE 1 12759 0 0 Moody's Corp. COM 615369105 211 1515 SH SOLE 1 1515 0 0 MRC Global, Inc. COM 55345K103 18263 1044200 SH SOLE 1044200 0 0 MSCI, Inc. COM 55354G100 405 3466 SH SOLE 1 3466 0 0 Natus Medical, Inc. 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