Chief Financial Officer

0001398344-17-005955.txt : 20170505 0001398344-17-005955.hdr.sgml : 20170505 20170505134901 ACCESSION NUMBER: 0001398344-17-005955 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 EFFECTIVENESS DATE: 20170505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 17817546 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 03-31-2017 03-31-2017 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 05-05-2017 1 227 1787617 1 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0025407_13fhr-table.xml 13F INFORMATION TABLE 3M Co. COM 88579Y101 13122 68585 SH SOLE 68585 0 0 Abbott Laboratories COM 002824100 2053 46224 SH SOLE 1 46224 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 531 4430 SH SOLE 1 4430 0 0 Aetna, Inc. COM 00817Y108 1795 14071 SH SOLE 1 14071 0 0 Alcoa Corp. COM 013872106 1720 49999 SH SOLE 49999 0 0 Alleghany Corp. COM 017175100 16535 26901 SH SOLE 26901 0 0 Allstate Corp., The COM 020002101 215 2641 SH SOLE 1 2641 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 19991 23580 SH DFND 23580 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 1803 2127 SH DFND 1 2127 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 19596 23622 SH DFND 23622 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 1854 2235 SH DFND 1 2235 0 0 Amazon.com, Inc. COM 023135106 29787 33599 SH SOLE 33599 0 0 Amdocs, Ltd. SHS G02602103 4707 77173 SH SOLE 77173 0 0 American Electric Power Co., Inc. COM 025537101 231 3447 SH SOLE 1 3447 0 0 American Tower Corp., REIT COM 03027X100 13981 115030 SH SOLE 115030 0 0 American Water Works Co., Inc. COM 030420103 2138 27496 SH SOLE 1 27496 0 0 Antero Resources Corp. COM 03674X106 41469 1818006 SH SOLE 1818006 0 0 Aon PLC SHS CL A G0408V102 230 1940 SH SOLE 1 1940 0 0 Apple, Inc. COM 037833100 42815 298031 SH SOLE 298031 0 0 Apptio, Inc. CL A 03835c108 7722 658270 SH SOLE 658270 0 0 Aptargroup, Inc. COM 038336103 490 6365 SH SOLE 6365 0 0 Aramark COM 03852U106 2765 75000 SH SOLE 75000 0 0 Arconic, Inc. COM 03965l100 2722 103333 SH SOLE 103333 0 0 ARRIS International PLC SHS G0551A103 18637 704612 SH SOLE 704612 0 0 AT&T, Inc. COM 00206R102 15181 365361 SH DFND 365361 0 0 AT&T, Inc. COM 00206R102 1794 43183 SH DFND 1 43183 0 0 Avnet, Inc. COM 053807103 26173 571956 SH SOLE 571956 0 0 Bank of America Corp. COM 060505104 19816 840000 SH DFND 840000 0 0 Bank of America Corp. COM 060505104 1688 71540 SH DFND 1 71540 0 0 Bank of New York Mellon Corp., The COM 064058100 7627 161482 SH SOLE 161482 0 0 Beacon Roofing Supply, Inc. COM 073685109 8603 175000 SH SOLE 175000 0 0 Becton Dickinson & Co. COM 075887109 75 407 SH DFND 407 0 0 Becton Dickinson & Co. COM 075887109 280 1526 SH DFND 1 1526 0 0 Beneficial Bancorp, Inc. COM 08171T102 15200 950000 SH SOLE 950000 0 0 Berkshire Hathaway, Inc., Class B CL B 084670702 25675 154036 SH SOLE 154036 0 0 Biogen, Inc. COM 09062X103 13922 50918 SH DFND 50918 0 0 Biogen, Inc. COM 09062X103 445 1628 SH DFND 1 1628 0 0 Bristol-Myers Squibb Co. COM 110122108 641 11796 SH SOLE 1 11796 0 0 Brookdale Senior Living, Inc. COM 112463104 9137 680362 SH SOLE 680362 0 0 Callidus Software, Inc. COM 13123E500 10995 515000 SH SOLE 515000 0 0 Capitol Federal Financial, Inc. COM 14057j101 30951 2115586 SH SOLE 2115586 0 0 Carter's, Inc. COM 146229109 22303 248368 SH SOLE 248368 0 0 Celanese Corp., Series A COM SER A 150870103 4043 45000 SH DFND 45000 0 0 Celanese Corp., Series A COM SER A 150870103 99 1100 SH DFND 1 1100 0 0 Celgene Corp. COM 151020104 15476 124378 SH SOLE 124378 0 0 Charles Schwab Corp., The COM 808513105 16268 398621 SH SOLE 398621 0 0 Charter Financial Corp. COM 16122W108 7907 401997 SH SOLE 401997 0 0 Check Point Software Technologies, Ltd. ORD m22465104 3798 37000 SH SOLE 37000 0 0 Chubb, Ltd. COM H1467J104 28705 210678 SH SOLE 210678 0 0 Cigna Corp. COM 125509109 270 1840 SH SOLE 1 1840 0 0 Cisco Systems, Inc. COM 17275R102 12161 359784 SH DFND 359784 0 0 Cisco Systems, Inc. COM 17275R102 1194 35325 SH DFND 1 35325 0 0 Citizens Financial Group, Inc. COM 174610105 3110 90000 SH DFND 90000 0 0 Citizens Financial Group, Inc. COM 174610105 128 3700 SH DFND 1 3700 0 0 Citrix Systems, Inc. COM 177376100 3336 40000 SH SOLE 40000 0 0 Coca-Cola Co., The COM 191216100 1220 28735 SH SOLE 1 28735 0 0 Colgate-Palmolive Co. COM 194162103 441 6032 SH SOLE 1 6032 0 0 Conagra Brands, Inc. COM 205887102 2824 70000 SH SOLE 70000 0 0 Concho Resources, Inc. COM 20605P101 4037 31459 SH SOLE 31459 0 0 ConocoPhillips COM 20825C104 12 231 SH DFND 231 0 0 ConocoPhillips COM 20825C104 434 8697 SH DFND 1 8697 0 0 Crown Castle International Corp., REIT COM 22822V101 10507 111248 SH SOLE 111248 0 0 Cummins, Inc. COM 231021106 262 1735 SH SOLE 1 1735 0 0 CVS Health Corp. COM 126650100 594 7567 SH SOLE 1 7567 0 0 Deere & Co. COM 244199105 207 1900 SH SOLE 1 1900 0 0 Delphi Automotive PLC SHS G27823106 8854 110000 SH SOLE 110000 0 0 Dominion Resources, Inc. COM 25746U109 345 4448 SH SOLE 1 4448 0 0 Duke Energy Corp. COM 26441C204 402 4903 SH SOLE 1 4903 0 0 Ecolab, Inc. COM 278865100 10118 80726 SH DFND 80726 0 0 Ecolab, Inc. COM 278865100 232 1851 SH DFND 1 1851 0 0 Eli Lilly & Co. COM 532457108 588 6995 SH SOLE 1 6995 0 0 EMCOR Group, Inc. COM 29084Q100 13937 221400 SH SOLE 221400 0 0 EOG Resources, Inc. COM 26875P101 13779 141248 SH SOLE 141248 0 0 EQT Corp. COM 26884L109 2810 45989 SH SOLE 45989 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 16172 190731 SH DFND 190731 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 1430 16867 SH DFND 1 16867 0 0 ExlService Holdings, Inc. COM 302081104 12023 253869 SH SOLE 253869 0 0 Expeditors Intl. of Washington, Inc. COM 302130109 2303 40764 SH SOLE 40764 0 0 Facebook, Inc., Class A CL A 30303M102 5493 38671 SH DFND 38671 0 0 Facebook, Inc., Class A CL A 30303M102 2500 17598 SH DFND 1 17598 0 0 FBR & Co. COM 30247C400 4994 276701 SH SOLE 276701 0 0 First Republic Bank COM 33616C100 9890 105429 SH DFND 105429 0 0 First Republic Bank COM 33616C100 102 1086 SH DFND 1 1086 0 0 Forest City Realty Trust, Inc., REIT CL A 345605109 2467 113253 SH SOLE 113253 0 0 Frontier Communications Corp. COM 35906A108 77 35752 SH SOLE 1 35752 0 0 General Mills, Inc. COM 370334104 14186 240392 SH DFND 240392 0 0 General Mills, Inc. COM 370334104 1340 22709 SH DFND 1 22709 0 0 Genpact, Ltd. SHS G3922B107 3031 122420 SH SOLE 122420 0 0 Gentex Corp. COM 371901109 20477 960000 SH SOLE 960000 0 0 Genuine Parts Co. COM 372460105 1848 20000 SH DFND 20000 0 0 Genuine Parts Co. COM 372460105 102 1100 SH DFND 1 1100 0 0 Gilead Sciences, Inc. COM 375558103 12319 181369 SH SOLE 181369 0 0 Goldman Sachs Group, Inc., The COM 38141G104 16908 73601 SH SOLE 73601 0 0 Hologic, Inc. COM 436440101 5166 121403 SH DFND 121403 0 0 Hologic, Inc. COM 436440101 77 1814 SH DFND 1 1814 0 0 Home Depot, Inc., The COM 437076102 3803 25904 SH DFND 25904 0 0 Home Depot, Inc., The COM 437076102 1272 8666 SH DFND 1 8666 0 0 HomeTrust Bancshares, Inc. COM 437872104 18022 766906 SH SOLE 766906 0 0 HP, Inc. COM 40434L105 215 12029 SH SOLE 1 12029 0 0 IBM COM 459200101 1122 6442 SH SOLE 1 6442 0 0 ICF International, Inc. COM 44925C103 4741 114793 SH SOLE 114793 0 0 ICON PLC SHS G4705A100 22793 285908 SH SOLE 285908 0 0 Ingersoll-Rand PLC SHS G47791101 20027 246280 SH DFND 246280 0 0 Ingersoll-Rand PLC SHS G47791101 155 1900 SH DFND 1 1900 0 0 Ingredion, Inc. COM 457187102 392 3259 SH SOLE 1 3259 0 0 Integra LifeSciences Holdings Corp. COM 457985208 17690 419883 SH SOLE 419883 0 0 Intuit, Inc. COM 461202103 205 1770 SH SOLE 1 1770 0 0 Investors Bancorp, Inc. COM 46146L101 33440 2325441 SH SOLE 2325441 0 0 ION Geophysical Corp. COM 462044207 243 50000 SH SOLE 50000 0 0 Jack in the Box, Inc. COM 466367109 11210 110200 SH SOLE 110200 0 0 Jamba, Inc. COM 47023A309 5883 650000 SH SOLE 650000 0 0 Johnson & Johnson COM 478160104 17637 141602 SH DFND 141602 0 0 Johnson & Johnson COM 478160104 2388 19177 SH DFND 1 19177 0 0 Johnson Controls International PLC SHS G51502105 3159 75000 SH SOLE 75000 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 2619 23500 SH DFND 23500 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 37 335 SH DFND 1 335 0 0 JPMorgan Chase & Co. COM 46625H100 12914 147018 SH SOLE 147018 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 14449 180833 SH SOLE 180833 0 0 Kearny Financial Corp/MD COM 48716p108 16723 1111135 SH SOLE 1111135 0 0 Kellogg Co. COM 487836108 1502 20681 SH SOLE 1 20681 0 0 KeyCorp. COM 493267108 2560 143984 SH SOLE 1 143984 0 0 Kimberly-Clark Corp. COM 494368103 340 2584 SH SOLE 1 2584 0 0 KLX, Inc. COM 482539103 11846 265000 SH SOLE 265000 0 0 Korn/Ferry International COM 500643200 13240 420447 SH SOLE 420447 0 0 Lamb Weston Holdings, Inc. COM 513272104 2243 53333 SH SOLE 53333 0 0 Legg Mason, Inc. COM 524901105 32904 911226 SH SOLE 911226 0 0 Ligand Pharmaceuticals, Inc. COM 53220K504 18215 172101 SH SOLE 172101 0 0 Macy's, Inc. COM 55616P104 1029 34700 SH SOLE 1 34700 0 0 Marriott International, Inc., Class A CL A 571903202 1564 16604 SH SOLE 1 16604 0 0 Masco Corp. COM 574599106 2071 60926 SH SOLE 60926 0 0 MasterCard, Inc., Class A CL A 57636Q104 765 6803 SH SOLE 1 6803 0 0 McKesson Corp. COM 58155q103 246 1662 SH SOLE 1 1662 0 0 Medtronic PLC SHS G5960L103 792 9832 SH SOLE 1 9832 0 0 Merck & Co., Inc. COM 58933Y105 19358 304659 SH SOLE 304659 0 0 Meridian Bancorp, Inc. COM 58958U103 15821 864516 SH SOLE 864516 0 0 MetLife, Inc. COM 59156R108 346 6547 SH SOLE 1 6547 0 0 Michael Kors Holdings, Ltd. SHS G60754101 440 11550 SH SOLE 1 11550 0 0 Microsoft Corp. COM 594918104 36190 549501 SH DFND 549501 0 0 Microsoft Corp. COM 594918104 3413 51829 SH DFND 1 51829 0 0 Mohawk Industries, Inc. COM 608190104 13747 59903 SH SOLE 59903 0 0 Molson Coors Brewing Co., Class B CL B 60871r209 9009 94133 SH SOLE 94133 0 0 Mondelez International, Inc., Class A CL A 609207105 472 10959 SH SOLE 1 10959 0 0 MRC Global, Inc. COM 55345K103 19140 1044200 SH SOLE 1044200 0 0 MSCI, Inc. COM 55354G100 337 3466 SH SOLE 1 3466 0 0 Natus Medical, Inc. COM 639050103 26424 673222 SH SOLE 673222 0 0 Netflix, Inc. COM 64110L106 458 3101 SH SOLE 1 3101 0 0 Newell Brands, Inc. COM 651229106 16207 343588 SH SOLE 343588 0 0 Newmont Mining Corp. COM 651639106 2152 65292 SH DFND 65292 0 0 Newmont Mining Corp. COM 651639106 598 18149 SH DFND 1 18149 0 0 NIKE, Inc., Class B CL B 654106103 25 451 SH DFND 451 0 0 NIKE, Inc., Class B CL B 654106103 2370 42523 SH DFND 1 42523 0 0 NN, Inc. COM 629337106 10584 420000 SH SOLE 420000 0 0 Occidental Petroleum Corp. COM 674599105 30 471 SH DFND 471 0 0 Occidental Petroleum Corp. COM 674599105 342 5400 SH DFND 1 5400 0 0 ONE Gas, Inc. COM 68235P108 5043 74595 SH SOLE 74595 0 0 Oshkosh Corp. COM 688239201 4680 68237 SH SOLE 68237 0 0 PayPal Holdings Inc COM 70450Y103 8604 200000 SH SOLE 200000 0 0 PDC Energy, Inc. COM 69327R101 21816 349897 SH SOLE 349897 0 0 PDF Solutions, Inc. COM 693282105 2180 96392 SH SOLE 96392 0 0 PepsiCo, Inc. COM 713448108 21574 192864 SH DFND 192864 0 0 PepsiCo, Inc. COM 713448108 1128 10086 SH DFND 1 10086 0 0 Performance Food Group Co. COM 71377A103 12495 525000 SH SOLE 525000 0 0 Phillips 66 COM 718546104 268 3377 SH SOLE 1 3377 0 0 Physicians Realty Trust, REIT COM 71943U104 11170 562148 SH SOLE 562148 0 0 Pioneer Natural Resources Co. COM 723787107 19788 106256 SH SOLE 106256 0 0 Planet Fitness, Inc., Class A CL A 72703H101 6937 360000 SH SOLE 360000 0 0 PNC Financial Services Group, Inc. COM 693475105 421 3500 SH SOLE 1 3500 0 0 Procter & Gamble Co., The COM 742718109 17204 191471 SH DFND 191471 0 0 Procter & Gamble Co., The COM 742718109 1794 19972 SH DFND 1 19972 0 0 Prologis, Inc., REIT COM 74340W103 2750 53000 SH SOLE 53000 0 0 Prudential Financial, Inc. COM 744320102 335 3140 SH SOLE 1 3140 0 0 Qorvo, Inc. COM 74736k101 4114 60000 SH SOLE 60000 0 0 RenaissanceRe Holdings, Ltd. COM G7496G103 23729 164046 SH SOLE 164046 0 0 Robert Half International, Inc. COM 770323103 1465 30000 SH SOLE 30000 0 0 Ryman Hospitality Properties, Inc., REIT COM 78377t107 12181 197012 SH SOLE 197012 0 0 salesforce.com, Inc. COM 79466L302 2433 29500 SH SOLE 1 29500 0 0 Schlumberger, Ltd. COM 806857108 23694 303377 SH SOLE 303377 0 0 SemGroup Corp, Class A CL A 81663A105 25162 698948 SH SOLE 698948 0 0 Skyworks Solutions, Inc. COM 83088M102 1715 17500 SH SOLE 17500 0 0 Snap-on, Inc. COM 833034101 843 5000 SH SOLE 5000 0 0 Stanley Black & Decker, Inc. COM 854502101 21542 162132 SH SOLE 162132 0 0 Syntel, Inc. COM 87162H103 5895 350296 SH SOLE 350296 0 0 Target Corp. COM 87612E106 215 3900 SH SOLE 1 3900 0 0 TEGNA, Inc. COM 87901j105 333 13000 SH SOLE 1 13000 0 0 Terreno Realty Corp., REIT COM 88146M101 10955 391246 SH SOLE 391246 0 0 Texas Instruments, Inc. COM 882508104 570 7075 SH SOLE 1 7075 0 0 Thermo Fisher Scientific, Inc. COM 883556102 17745 115527 SH SOLE 115527 0 0 Thermon Group Holdings, Inc. 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COM 92343V104 1392 28563 SH SOLE 1 28563 0 0 Visa, Inc., Class A COM CL A 92826C839 20 227 SH DFND 227 0 0 Visa, Inc., Class A COM CL A 92826C839 1176 13238 SH DFND 1 13238 0 0 Vulcan Materials Co. COM 929160109 2410 20000 SH SOLE 20000 0 0 Walgreens Boots Alliance, Inc. COM 931427108 540 6500 SH SOLE 1 6500 0 0 Walt Disney Co., The COM DISNEY 254687106 10129 89331 SH DFND 89331 0 0 Walt Disney Co., The COM DISNEY 254687106 1213 10702 SH DFND 1 10702 0 0 Waste Management, Inc. COM 94106L109 22585 309727 SH SOLE 309727 0 0 WESCO International, Inc. COM 95082P105 14397 207008 SH SOLE 207008 0 0 Westell Technologies, Inc., Class A CL A 957541105 1096 1565681 SH SOLE 1565681 0 0 Weyerhaeuser Co., REIT COM 962166104 4163 122500 SH DFND 122500 0 0 Weyerhaeuser Co., REIT COM 962166104 1299 38239 SH DFND 1 38239 0 0 White Mountains Insurance Group, Ltd. COM G9618E107 18316 20817 SH SOLE 20817 0 0 Whole Foods Market, Inc. COM 966837106 12219 411151 SH SOLE 411151 0 0 Willis Towers Watson PLC SHS G96629103 1963 15000 SH DFND 15000 0 0 Willis Towers Watson PLC SHS G96629103 122 935 SH DFND 1 935 0 0 Xerox Corp. COM 984121103 1254 170830 SH SOLE 1 170830 0 0 Yahoo!, Inc. COM 984332106 2282 49174 SH SOLE 1 49174 0 0 Yum! Brands, Inc. COM 988498101 4380 68544 SH SOLE 68544 0 0 Zoetis, Inc. CL A 98978V103 16935 317305 SH SOLE 317305 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 7118 30000 SH DFND 30000 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 1607 6773 SH DFND 1 6773 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 3382 54301 SH DFND 54301 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 980 15728 SH DFND 1 15728 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 9453 80000 SH SOLE 80000 0 0