Chief Financial Officer

0001398344-16-020512.txt : 20161109 0001398344-16-020512.hdr.sgml : 20161109 20161109133539 ACCESSION NUMBER: 0001398344-16-020512 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 161983525 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 09-30-2016 09-30-2016 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 11-04-2016 1 182 1749360 1 0001616658 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0022271_13fhr-table.xml 13F INFORMATION TABLE 3M Co. COM 88579Y101 14120 80125 SH SOLE 80125 0 0 ARRIS International PLC SHS G0551A103 18929 668171 SH SOLE 668171 0 0 AT&T, Inc. COM 00206R102 18914 465743 SH DFND 1 465743 0 0 AT&T, Inc. CALL 00206R902 634 15600 SH SOLE 15600 0 0 Abbott Laboratories COM 002824100 399 9424 SH SOLE 1 9424 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 492 4030 SH SOLE 1 4030 0 0 Aetna, Inc. COM 00817Y108 1624 14071 SH SOLE 1 14071 0 0 Alleghany Corp. COM 017175100 22049 41997 SH SOLE 41997 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 26112 32475 SH DFND 1 32475 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 25365 32632 SH DFND 1 32632 0 0 Amazon.com, Inc. COM 023135106 20571 24568 SH SOLE 24568 0 0 Amdocs, Ltd. SHS G02602103 4465 77175 SH SOLE 77175 0 0 American Electric Power Co., Inc. COM 025537101 202 3147 SH SOLE 1 3147 0 0 American Tower Corp., REIT COM 03027X100 37557 331393 SH DFND 1 331393 0 0 American Water Works Co., Inc. COM 030420103 2058 27496 SH SOLE 1 27496 0 0 Antero Resources Corp. COM 03674X106 16771 622300 SH SOLE 622300 0 0 Apple, Inc. COM 037833100 37664 333163 SH SOLE 333163 0 0 Aramark COM 03852U106 2852 75000 SH SOLE 75000 0 0 Bank of America Corp. COM 060505104 1024 65440 SH SOLE 1 65440 0 0 Bank of New York Mellon Corp., The COM 064058100 16840 422264 SH SOLE 422264 0 0 Becton Dickinson & Co. COM 075887109 18303 101838 SH DFND 1 101838 0 0 Beneficial Bancorp, Inc. COM 08171T102 13546 920886 SH SOLE 920886 0 0 Berkshire Hathaway, Inc., Class B CL B NEW 084670702 1016 7032 SH SOLE 1 7032 0 0 Biogen, Inc. COM 09062X103 8429 26928 SH DFND 1 26928 0 0 Bristol-Myers Squibb Co. COM 110122108 571 10596 SH SOLE 1 10596 0 0 Brookdale Senior Living, Inc. 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COM 58958U103 15220 977542 SH SOLE 977542 0 0 MetLife, Inc. COM 59156R108 264 5947 SH SOLE 1 5947 0 0 Metaldyne Performance Group, Inc. COM 59116R107 8500 536295 SH SOLE 536295 0 0 Michael Kors Holdings, Ltd. SHS G60754101 540 11550 SH SOLE 1 11550 0 0 Microsoft Corp. COM 594918104 39716 689508 SH DFND 1 689508 0 0 Mohawk Industries, Inc. COM 608190104 6010 30000 SH SOLE 30000 0 0 Molson Coors Brewing Co. CL B 60871r209 12078 110000 SH SOLE 110000 0 0 Mondelez International, Inc., Class A CL A 609207105 437 9959 SH SOLE 1 9959 0 0 NIKE, Inc., Class B CL B 654106103 7323 139081 SH DFND 1 139081 0 0 NN, Inc. COM 629337106 6570 360000 SH SOLE 360000 0 0 Natus Medical, Inc. COM 639050103 16895 430000 SH SOLE 430000 0 0 Netflix, Inc. COM 64110L106 276 2801 SH SOLE 1 2801 0 0 Newell Brands, Inc. COM 651229106 3875 73591 SH SOLE 73591 0 0 Newmont Mining Corp. COM 651639106 725 18446 SH DFND 1 18446 0 0 ONE Gas, Inc. COM 68235P108 10326 166977 SH SOLE 166977 0 0 Occidental Petroleum Corp. 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