0000909012-13-000200.txt : 20130508 0000909012-13-000200.hdr.sgml : 20130508 20130508143010 ACCESSION NUMBER: 0000909012-13-000200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 13823989 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 t307126.txt IRON UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ------------------- Check here if Amendment [ ]; Amendment Number: ------------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ---------------------------------------------------------- Address: 21 Custom House Street, Suite 240 ---------------------------------------------------------- Boston, MA 02110 ---------------------------------------------------------- Form 13F File Number: 28-06155 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: John Barnett --------------------------------------------------------- Title: Chief Compliance Officer --------------------------------------------------------- Phone: 617.757.7609 --------------------------------------------------------- Signature, Place and Date of Signing: /s/ JOHN O. BARNETT Boston, MA May 3, 2013 ------------------------------- --------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 152 ------------------- Form 13F Information Table Value Total: $618,077 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A E S Corp COM 00130H105 321 25535.00 SH SOLE 25535.00 A T M I Inc COM 00207r101 7828 348983.00 SH SOLE 348983.00 Acco Brands Corp COM 00081T108 4590 687080.00 SH SOLE 687080.00 Albemarle Corp COM 012653101 525 8405.00 SH SOLE 8405.00 Amag Pharma Inc COM 00163U106 9292 389603.00 SH SOLE 389603.00 Amedisys Inc COM 023436108 1149 103363.00 SH SOLE 103363.00 America's Car-Mart Inc. COM 03062t105 1019 21800.00 SH SOLE 21800.00 Amern Superconductor Cp COM 030111108 2337 875380.00 SH SOLE 875380.00 Analogic Corp COM 032657207 12387 156754.01 SH SOLE 156754.01 Ann Inc. COM 035623107 8439 290803.00 SH SOLE 290803.00 Ariad Pharmaceuticals Inc COM 04033a100 11785 651800.00 SH SOLE 651800.00 Arrow Electronics COM 042735100 1053 25915.00 SH SOLE 25915.00 Ascent Capital Group COM 043632108 7053 94742.00 SH SOLE 94742.00 Ashford Hospitality Tr Reit COM 044103109 1564 126555.00 SH SOLE 126555.00 B T U International Inc COM 056032105 1129 495336.00 SH SOLE 495336.00 Bancorpsouth Inc COM 059692103 4081 250344.00 SH SOLE 250344.00 Bank Of America Corp COM 060505104 150 12339.00 SH SOLE 12339.00 Barnes Group Inc COM 067806109 647 22355.00 SH SOLE 22355.00 Beacon Roofing Supply COM 073685109 14030 362918.00 SH SOLE 362918.00 Belden Inc COM 077454106 541 10465.00 SH SOLE 10465.00 Benchmark Electronics COM 08160h101 374 20760.00 SH SOLE 20760.00 Berkshire Hills Bancorp COM 084680107 6383 249922.00 SH SOLE 249922.00 Boston Private Finl Hldg COM 101119105 10430 1055715.00 SH SOLE 1055715.00 Briggs & Stratton Corp. COM 109043109 10391 418975.00 SH SOLE 418975.00 Bristol-Myers Squibb Co COM 110122108 512 12432.00 SH SOLE 12432.00 Brocade Communs Sys New COM 111621306 531 91950.00 SH SOLE 91950.00 C A C I Inc Cl A COM 127190304 747 12900.00 SH SOLE 12900.00 C S G Systems Intl Inc COM 126349109 8699 410526.00 SH SOLE 410526.00 Cabot Corp COM 127055101 8234 240772.00 SH SOLE 240772.00 Cache Inc New COM 127150308 4123 976971.00 SH SOLE 976971.00 Callaway Golf COM 131193104 3625 547526.00 SH SOLE 547526.00 Cambrex Corp. COM 132011107 854 66750.00 SH SOLE 66750.00 Cardiovascular Systems Inc. COM 141619106 12786 624294.00 SH SOLE 624294.00 Carrizo Oil & Gas Inc COM 144577103 5801 225099.00 SH SOLE 225099.00 Carters Inc COM 146229109 10035 175223.00 SH SOLE 175223.00 Castle A M & Co COM 148411101 422 24093.00 SH SOLE 24093.00 Chiquita Brands Intl New COM 170032809 2772 357169.00 SH SOLE 357169.00 City National Corp. COM 178566105 7525 127732.00 SH SOLE 127732.00 Clicksoftware Tech Ltd Ord COM M25082104 5473 680743.00 SH SOLE 680743.00 Columbia Banking Systems COM 197236102 8534 388284.00 SH SOLE 388284.00 Commercial Vehicle Group COM 202608105 728 93355.00 SH SOLE 93355.00 Cpi Aerostructures New COM 125919308 186 21711.00 SH SOLE 21711.00 Crocs Inc. COM 227046109 7555 509796.00 SH SOLE 509796.00 Cytokinetics Inc COM 23282W100 2123 1862717.00 SH SOLE 1862717.00 Darling Intl Inc COM 237266101 10518 585617.00 SH SOLE 585617.00 Denbury Res Inc New COM 247916208 248 13285.00 SH SOLE 13285.00 Diana Shipping Inc F COM Y2066G104 3833 359595.00 SH SOLE 359595.00 Digital River Inc COM 25388B104 3065 216764.00 SH SOLE 216764.00 Dolan Company COM 25659P402 1650 690436.00 SH SOLE 690436.00 Dr. Pepper Snapple Group COM 26138e109 221 4700.00 SH SOLE 4700.00 Durect Corp COM 266605104 5184 3897488.00 SH SOLE 3897488.00 Dycom Industries Inc COM 267475101 6918 351359.00 SH SOLE 351359.00 Esterline Corp. COM 297425100 417 5515.00 SH SOLE 5515.00 Extreme Networks Inc. COM 30226d106 502 149095.00 SH SOLE 149095.00 Exxon Mobil Corporation COM 30231G102 1222 13566.00 SH SOLE 13566.00 Ferro Corp COM 315405100 876 129760.00 SH SOLE 129760.00 First BanCorp (Puerto Rico) COM 318672706 365 58515.00 SH SOLE 58515.00 First Niagara Finl New COM 33582V108 5211 588142.00 SH SOLE 588142.00 Foster Wheeler AG COM h27178104 309 13525.00 SH SOLE 13525.00 Freightcar America Inc COM 357023100 2237 102534.00 SH SOLE 102534.00 GameStop Corp. Cl A COM 36467w109 771 27550.00 SH SOLE 27550.00 Gardner Denver Inc Com COM 365558105 560 7450.00 SH SOLE 7450.00 General Electric Company COM 369604103 686 29661.00 SH SOLE 29661.00 Goodyear Tire & Rubber COM 382550101 268 21240.00 SH SOLE 21240.00 Griffon Corp COM 398433102 640 53700.00 SH SOLE 53700.00 Group 1 Automotive COM 398905109 1278 21275.00 SH SOLE 21275.00 Hancock Holding Co COM 410120109 2908 94065.20 SH SOLE 94065.20 Hanover Insurance Group COM 410867105 8940 179956.00 SH SOLE 179956.00 Hewlett-Packard Company COM 428236103 604 25348.00 SH SOLE 25348.00 Hudson Highland Group COM 443787106 2125 539392.00 SH SOLE 539392.00 Intel Corp COM 458140100 264 12101.00 SH SOLE 12101.00 Intl Business Machines COM 459200101 1605 7526.00 SH SOLE 7526.00 Invacare Corp. COM 461203101 146 11200.00 SH SOLE 11200.00 Jarden Corp. COM 471109108 692 16155.00 SH SOLE 16155.00 Joseph A Bank Clothiers COM 480838101 11124 278805.00 SH SOLE 278805.00 Key Energy Sevices COM 492914106 5336 660390.00 SH SOLE 660390.00 Kona Grill Inc COM 50047H201 4305 471487.00 SH SOLE 471487.00 Koppers Holdings Inc. COM 50060p106 306 6950.00 SH SOLE 6950.00 Limelight Networks Inc COM 53261M104 3207 1541604.00 SH SOLE 1541604.00 Ltx-Credence Corp New COM 502403207 3952 654362.99 SH SOLE 654362.99 Madden Steven Ltd COM 556269108 13282 307246.50 SH SOLE 307246.50 Manitex International COM 563420108 434 34975.00 SH SOLE 34975.00 Manitowoc Inc. COM 563571108 740 36015.00 SH SOLE 36015.00 Material Sciences Corp COM 576674105 4575 423603.00 SH SOLE 423603.00 Maxwell Technologies Inc COM 577767106 2255 418454.00 SH SOLE 418454.00 Mb Financial Bank COM 55264u108 301 12450.00 SH SOLE 12450.00 Mckesson Corporation COM 58155Q103 910 8427.00 SH SOLE 8427.00 Meadowbrook Insurance Gp COM 58319P108 4137 586807.00 SH SOLE 586807.00 Measurement Specialties COM 583421102 7416 186472.00 SH SOLE 186472.00 Mens Wearhouse Inc. COM 587118100 295 8815.00 SH SOLE 8815.00 Mentor Graphics Corp COM 587200106 10023 555285.00 SH SOLE 555285.00 Merck & Co Inc New COM 58933y105 253 5724.00 SH SOLE 5724.00 Mercury Systems COM 589378108 6935 940994.00 SH SOLE 940994.00 Metalico Inc COM 591176102 1360 839808.00 SH SOLE 839808.00 Mocon Inc COM 607494101 355 24681.00 SH SOLE 24681.00 Moduslink Global Sol Inc COM 60786L107 1422 430949.00 SH SOLE 430949.00 N C R Corp New COM 62886e108 1368 49620.00 SH SOLE 49620.00 Nautilus Inc COM 63910B102 5204 712915.00 SH SOLE 712915.00 Newmarket Corp. COM 651587107 443 1700.00 SH SOLE 1700.00 Newpark Resources Inc COM 651718504 7378 795027.00 SH SOLE 795027.00 Novavax Inc COM 670002104 3935 1725912.00 SH SOLE 1725912.00 Old Republic Intl Corp COM 680223104 6152 484038.00 SH SOLE 484038.00 Olin Corp COM 680665205 336 13330.00 SH SOLE 13330.00 Patterson- UTI Energy Inc. COM 703481101 4762 199751.00 SH SOLE 199751.00 Pegasystems Inc COM 705573103 10471 372889.00 SH SOLE 372889.00 Pepsico Incorporated COM 713448108 373 4715.00 SH SOLE 4715.00 Perficient Inc COM 71375U101 7284 624695.00 SH SOLE 624695.00 Pervasive Software Inc COM 715710109 350 38190.00 SH SOLE 38190.00 Pfizer Incorporated COM 717081103 278 9647.00 SH SOLE 9647.00 Pilgrim's Pride Corp. COM 72147k108 696 75788.00 SH SOLE 75788.00 Progress Software Corp COM 743312100 11788 516354.00 SH SOLE 516354.00 Progressive Corp Ohio COM 743315103 311 12295.00 SH SOLE 12295.00 Quiksilver Inc. COM 74838c106 8743 1440329.00 SH SOLE 1440329.00 R T I Intl Metals Inc COM 74973W107 9742 307409.00 SH SOLE 307409.00 Repligen Corp Com COM 759916109 280 40585.00 SH SOLE 40585.00 Rex Energy Corp COM 761565100 11142 675659.00 SH SOLE 675659.00 Rockville Financial New COM 774188106 6858 529171.00 SH SOLE 529171.00 Schulman A Inc COM 808194104 6763 214305.60 SH SOLE 214305.60 Scotts Miracle Gro Co COM 810186106 243 5620.00 SH SOLE 5620.00 Sealed Air COM 81211K100 599 24850.00 SH SOLE 24850.00 Shoe Carnival Inc COM 824889109 9328 456374.00 SH SOLE 456374.00 Sm Energy Company COM 78454l100 742 12535.00 SH SOLE 12535.00 Sonus Networks Inc COM 835916107 6340 2448027.00 SH SOLE 2448027.00 Southwest Airlines Co COM 844741108 1930 143171.00 SH SOLE 143171.00 Southwest Bancorp Okla COM 844767103 2560 203821.00 SH SOLE 203821.00 Spectrum Pharmaceuticals Inc. COM 84763a108 170 22850.00 SH SOLE 22850.00 Spirit Airlines Inc. COM 848577102 10066 396924.00 SH SOLE 396924.00 Stancorp Finl Group Inc COM 852891100 7173 167758.00 SH SOLE 167758.00 Steel Dynamics Inc COM 858119100 635 40000.00 SH SOLE 40000.00 Strat Diagnostics Inc COM 862700101 637 650189.00 SH SOLE 650189.00 Sunopta Inc F COM 8676EP108 10704 1486631.00 SH SOLE 1486631.00 Synta Pharmaceuticals COM 87162t206 281 32625.00 SH SOLE 32625.00 Sypris Solutions Inc COM 871655106 3367 805474.00 SH SOLE 805474.00 Teleflex Incorporated COM 879369106 10290 121757.00 SH SOLE 121757.00 Teletech Holdings Inc COM 879939106 9017 425134.00 SH SOLE 425134.00 Tempur Pedic Intl COM 88023U101 9547 192359.00 SH SOLE 192359.00 Tennant Co COM 880345103 5238 107869.00 SH SOLE 107869.00 Terex Corp COM 880779103 13101 380608.00 SH SOLE 380608.00 Triangle Petroleum Corp. COM 89600b201 3786 573655.00 SH SOLE 573655.00 Trico Bancshs Chico Ca COM 896095106 3188 186451.00 SH SOLE 186451.00 Triquint Semiconductor, Inc. COM 89674K103 4554 900016.00 SH SOLE 900016.00 Ttm Technologies Inc COM 87305r109 622 81835.00 SH SOLE 81835.00 Tutor Perini Corp COM 901109108 637 33010.00 SH SOLE 33010.00 U S Physical Therapy COM 90337L108 13600 506517.00 SH SOLE 506517.00 Universal Forest Product COM 913543104 3023 75928.00 SH SOLE 75928.00 Vicor Corp COM 925815102 2103 423236.00 SH SOLE 423236.00 Volcano Corporation COM 928645100 5869 263637.00 SH SOLE 263637.00 Watts Water Tech Inc A Class A COM 942749102 9022 188007.00 SH SOLE 188007.00 Wausau Paper Corp COM 943315101 7704 714616.00 SH SOLE 714616.00 Western Digital Corp COM 958102105 573 11390.00 SH SOLE 11390.00 Whole Foods Market Inc COM 966837106 512 5899.00 SH SOLE 5899.00 Zep Inc. COM 98944b108 309 20600.00 SH SOLE 20600.00