0001415889-24-006843.txt : 20240305 0001415889-24-006843.hdr.sgml : 20240305 20240305182028 ACCESSION NUMBER: 0001415889-24-006843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKune John CENTRAL INDEX KEY: 0001650427 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 24723095 MAIL ADDRESS: STREET 1: 46668 CRAWFORD CT. CITY: FREMONT STATE: CA ZIP: 94539 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 form4-03052024_110310.xml X0508 4 2024-03-01 0001127537 Pulmonx Corp LUNG 0001650427 McKune John C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 false true false false INTERIM CFO 0 Common Stock 2024-03-01 4 S 0 155 9.06 D 48333 D Common Stock 2024-03-01 4 S 0 254 9.06 D 48079 D Common Stock 2024-03-01 4 S 0 669 9.06 D 47410 D Common Stock 2024-03-01 4 A 0 14400 0 A 61810 D Employee Stock Option (right to buy) 9.30 2024-03-01 4 A 0 28800 0 A 2034-02-28 Common Stock 28800 28800 D These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021. Includes 841 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on February 21, 2024. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023. Represents grant of RSUs payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2024. The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2024. /s/ John McKune 2024-03-05