0001209191-23-057512.txt : 20231205 0001209191-23-057512.hdr.sgml : 20231205 20231205174653 ACCESSION NUMBER: 0001209191-23-057512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Geoffrey Beran CENTRAL INDEX KEY: 0001804146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 231467808 MAIL ADDRESS: STREET 1: 5124 ROCKWOOD PARKWAY NW CITY: WASHINGTON STATE: DC ZIP: 20016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-01 0 0001127537 Pulmonx Corp LUNG 0001804146 Rose Geoffrey Beran C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 0 1 0 0 Chief Commercial Officer 0 Common Stock 2023-12-01 4 S 0 396 10.34 D 249073 D Common Stock 2023-12-01 4 S 0 698 10.34 D 248375 D Common Stock 2023-12-01 4 S 0 1774 10.34 D 246601 D These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023. /s/ Lauren Cristina, Attorney-in-Fact for Geoffrey Beran Rose 2023-12-05