0001209191-23-034001.txt : 20230602 0001209191-23-034001.hdr.sgml : 20230602 20230602184042 ACCESSION NUMBER: 0001209191-23-034001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230602 DATE AS OF CHANGE: 20230602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehman David Aaron CENTRAL INDEX KEY: 0001354228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 23990679 MAIL ADDRESS: STREET 1: C/O INTERSECT ENT, INC. STREET 2: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-01 0 0001127537 Pulmonx Corp LUNG 0001354228 Lehman David Aaron C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 0 1 0 0 General Counsel 0 Common Stock 2023-06-01 4 S 0 399 11.48 D 160797 D Common Stock 2023-06-01 4 S 0 701 11.48 D 160096 D Common Stock 2023-06-01 4 S 0 2676 11.48 D 157420 D These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023. /s/ Lauren Cristina, Attorney-in-Fact for David Lehman 2023-06-02