Pearl Mutual Funds
(Exact name of registrant as specified in charter)
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2610 Park Avenue, P.O. Box 209, Muscatine, Iowa, 52761
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(Address of principal executive offices)
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Richard R. Phillips, 2610 Park Avenue, PO Box 209, Muscatine, Iowa 52761
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(Name and address of agent for service)
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Registrant’s telephone number, including area code: (563) 288-2773
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Date of fiscal year end: 12/31
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Date of reporting period: 07/01/11 – 06/30/12
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PTRFX
PAGFX
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NAME OF ISSUER (FUND NAME)
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TICKER
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CUSIP #
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MEETING DATE
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MATTER VOTED ON
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PROPOSED BY ISSUER OR SECURITY HOLDER
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FUND VOTE CAST
YES/NO
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HOW FUND CAST ITS VOTE
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VOTE CAST FOR OR AGAINST MANAGEMENT
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Pearl Total Return Fund
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Marshall Small Cap Growth Fund
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MSGIX
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572353522
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10/6/2011
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New investment advisory agreement. Reclassification of funds fundamental investment limitation re selling short & buying on margin as non-fundamental. Modification of fundamental investment limitation re issuing senior securities and borrowing money. Reclassification of fundamental investment limitation re pledging assets as non-fundamental. Modification of fundamental investment limitation regarding investing in commodities.
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Issuer
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Yes
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In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders.
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In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders.
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By (Signature and Title):
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/s/ Richard R. Phillips
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Richard R. Phillips, President, Chief Executive Officer, Chief
Operating Officer, and Chief Financial Officer
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By (Signature and Title):
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/s/ David M. Stanley
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David M. Stanley, Secretary
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