13F-HR 1 x13f-402.txt JOEL R MOGY INVESTMENT COUNSEL INC. - 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 --------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Joel R Mogy Investment Counsel Inc. ----------------------------------------------------------------- Address: 315 South Beverly Drive - Ste. 400 ----------------------------------------------------------------- Beverly Hills, CA 90212 ----------------------------------------------------------------- 13F File Number: 801-15669 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joel R. Mogy ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 310/552-0529 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Joel R. Mogy Beverly Hills, CA 04/17/2002 -------------------------- --------------------------- ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 132 -------------------- Form 13F Information Table Value Total: $434,924 -------------------- (thousands) List of Other Included Managers: No. 13F File Number Name ----- ------------------- -------------------------------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: ------------------------------- -------------- --------- ---------- -------- ------------ ---------- ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY NUMBER MARKET PRINCIPAL DISCRETION ----- ------- ------ VALUE AMOUNT (A) (B) (C) SOLE SHARED NONE ------------------------------- -------------- --------- ---------- -------- ------------ ---------- ------------------------ AOL TIME WARNER INC COM 00184A105 18215 770201 SH DEFINED 17620 0 752581 AT&T CORP COM 001957109 768 48931 SH DEFINED 0 0 48931 AT&T WIRELESS SERVICES INC COM 00209A106 149 16653 SH DEFINED 0 0 16653 ABBOTT LABORATORIES COM 002824100 6022 114490 SH DEFINED 0 0 114490 AGILENT TECHNOLOGIES INC COM COM 00846U101 477 13643 SH DEFINED 0 0 13643 AMERICAN EXPRESS CO COM 025816109 1855 45277 SH DEFINED 0 0 45277 AMERICAN INTL GROUP INC COM 026874107 6392 88600 SH DEFINED 0 0 88600 AMGEN INC COM 031162100 2198 36825 SH DEFINED 0 0 36825 ANHEUSER BUSCH COS INC COM 035229103 564 10800 SH DEFINED 0 0 10800 APPLIED MATERIALS COM 038222105 298 5500 SH DEFINED 0 0 5500 AUTOMATIC DATA PROCESSING INC COM 053015103 3254 55850 SH DEFINED 0 0 55850 BP PLC ADRS COM 055622104 1626 30617 SH DEFINED 0 0 30617 BANK OF AMERICA CORP COM 060505104 2007 29508 SH DEFINED 0 0 29508 BANK NEW YORK COMPANY COM 064057102 783 18640 SH DEFINED 0 0 18640 BECTON DICKINSON & CO COM 075887109 2084 55250 SH DEFINED 0 0 55250 BED BATH & BEYOND INC COM 075896100 19143 567209 SH DEFINED 9600 0 557609 BELLSOUTH CORP COM 079860102 1311 35563 SH DEFINED 0 0 35563 BERKSHIRE HATHAWAY INC CV CL A COM 084670108 711 10 SH DEFINED 2 0 8 BERKSHIRE HATHAWAY INC CLASS B 084670207 2130 899 SH DEFINED 0 0 899 BIOGEN INC COM 090597105 392 8000 SH DEFINED 0 0 8000 BLOCK H & R INC COM 093671105 356 8000 SH DEFINED 0 0 8000 BOEING COMPANY COM 097023105 907 18797 SH DEFINED 100 0 18697 BRISTOL-MYERS SQUIBB CO COM 110122108 3985 98421 SH DEFINED 0 0 98421 CARDINAL HEALTH INC COM 14149Y108 6016 84863 SH DEFINED 750 0 84113 CHARTER COMMUNICATIONS INC COM 16117M107 1190 105413 SH DEFINED 0 0 105413 CHEVRON TEXACO CORP COM 166764100 1950 21605 SH DEFINED 0 0 21605 CISCO SYSTEMS INC COM 17275R102 25879 1528569 SH DEFINED 21600 0 1506969 CINTAS CORP COM 172908105 6436 129088 SH DEFINED 0 0 129088 CITIGROUP INC COM 172967101 14343 289633 SH DEFINED 0 0 289633 CITY NATL CORP COM 178566105 794 15087 SH DEFINED 0 0 15087 CLEAR CHANNEL COMMUNICATIONS COM 184502102 870 16927 SH DEFINED 0 0 16927 COCA-COLA COMPANY COM 191216100 9295 177867 SH DEFINED 800 0 177067 COMCAST CORP CL A COM 200300101 485 14500 SH DEFINED 0 0 14500 COMCAST CORP CL A SPL COM 200300200 1952 61382 SH DEFINED 0 0 61382 COSTCO WHSL CORP (NEW) COM 22160K105 3475 87261 SH DEFINED 0 0 87261 COX COMMUNICATIONS INC CL A COM 224044107 1219 32380 SH DEFINED 0 0 32380 CRAY INC COM 225223106 64 28125 SH DEFINED 0 0 28125 DELL COMPUTER CORP COM 247025109 504 19290 SH DEFINED 0 0 19290 DISNEY WALT CO (HOLDING CO) COM 254687106 5346 231627 SH DEFINED 2100 0 229527 DOMINION RESOURCES INC (NEW) COM 25746U109 248 3806 SH DEFINED 0 0 3806 DU PONT (E.I.) DE NEMOURS COM 263534109 402 8523 SH DEFINED 0 0 8523 EMC CORP (MASS) COM COM 268648102 419 35155 SH DEFINED 0 0 35155 EMERSON ELECTRIC COMPANY COM 291011104 307 5355 SH DEFINED 0 0 5355 ERICSSON L M TEL CO COM 294821400 50 12000 SH DEFINED 0 0 12000 EXXON MOBIL CORP (NEW) COM 30231G102 5005 114202 SH DEFINED 0 0 114202 FEDERAL NATIONAL MTG COM 313586109 466 5831 SH DEFINED 0 0 5831 FIFTH THIRD BANCORP COM 316773100 259 3835 SH DEFINED 0 0 3835 FLEET BOSTON FINL CORP COM 339030108 396 11326 SH DEFINED 0 0 11326 FRANKLIN RESOURCES INC COM 354613101 537 12820 SH DEFINED 0 0 12820 GAP INC COM 364760108 337 22395 SH DEFINED 0 0 22395 GENERAL ELECTRIC CO COM 369604103 23347 623418 SH DEFINED 2700 0 620718 GENERAL MILLS INCORPORATED COM 370334104 352 7200 SH DEFINED 0 0 7200 GILLETTE COMPANY COM 375766102 4790 140829 SH DEFINED 1200 0 139629 THE GOLDMAN SACHS GROUP, INC. COM 38141G104 359 3975 SH DEFINED 0 0 3975 HERSHEY FOODS CORP COM 427866108 1613 23534 SH DEFINED 0 0 23534 HEWLETT-PACKARD CO COM 428236103 1496 83368 SH DEFINED 0 0 83368 HOME DEPOT INC COM 437076102 15437 317560 SH DEFINED 2700 0 314860 INTEL CORP COM 458140100 23027 757220 SH DEFINED 4800 0 752420 INTERNATIONAL BUSINESS MACHINE COM 459200101 5711 54913 SH DEFINED 0 0 54913 INTUIT INC COM 461202103 369 9620 SH DEFINED 0 0 9620 J.P. MORGAN CHASE & CO COM 46625H100 896 25139 SH DEFINED 0 0 25139 JOHNSON & JOHNSON COM 478160104 13347 205490 SH DEFINED 0 0 205490 JOHNSON CONTROLS COM 478366107 495 5600 SH DEFINED 0 0 5600 JORDAN AMERICAN HOLDINGS INC COM 480686104 1 15000 SH DEFINED 0 0 15000 KIMBERLY CLARK COM 494368103 609 9420 SH DEFINED 0 0 9420 KRAFT FOODS INC-A COM 50075N104 398 10300 SH DEFINED 0 0 10300 LAUDER ESTEE COM 518439104 376 11000 SH DEFINED 0 0 11000 LIBERTY MEDIA CORP SER A COM 530718105 237 18773 SH DEFINED 0 0 18773 LUCENT TECHNOLOGIES COM 549463107 250 52897 SH DEFINED 825 0 52072 LUXOTTICA GROUP S P A ADR COM 55068R202 1318 68000 SH DEFINED 18000 0 50000 MBNA CORP COM 55262L100 9193 238346 SH DEFINED 0 0 238346 MCDONALDS CORP COM 580135101 322 11589 SH DEFINED 0 0 11589 MEDTRONIC INC COM 585055106 11519 254798 SH DEFINED 2000 0 252798 MELLON FINANCIAL CORP COM 58551A108 1269 32895 SH DEFINED 0 0 32895 MERCK & CO INC COM 589331107 12932 224592 SH DEFINED 942 0 223650 MERCURY INTERATIVE CORP COM 589405109 495 13160 SH DEFINED 0 0 13160 MERRILL LYNCH & CO INC COM 590188108 4047 73073 SH DEFINED 600 0 72473 MICROSOFT CORP COM 594918104 27717 459570 SH DEFINED 4800 0 454770 MINNESOTA MINING & MFG CO COM 604059105 786 6834 SH DEFINED 0 0 6834 MORGAN STANLEY DEAN WITTER DISCOVER & CO 617446448 2540 44326 SH DEFINED 3960 0 40366 MOTOROLA INC COM 620076109 229 16137 SH DEFINED 0 0 16137 NESTLE SA SPNSRD ADR REP RG SH COM 641069406 222 4000 SH DEFINED 0 0 4000 NOKIA CORP SPONSORED ADR COM 654902204 1641 79109 SH DEFINED 0 0 79109 NORDSTROM INC COM 655664100 274 11200 SH DEFINED 1200 0 10000 NORTEL NETWORKS CORP (NEW) COM 656568102 71 15844 SH DEFINED 0 0 15844 NORTHERN TRUST CORP COM 665859104 487 8100 SH DEFINED 0 0 8100 NUANCE COMMUNICATIONS INC COM 669967101 68 10000 SH DEFINED 0 0 10000 ORACLE CORP COM 68389X105 8175 638676 SH DEFINED 0 0 638676 PPG INDUSTRIES COM 693506107 384 7000 SH DEFINED 0 0 7000 PEPSICO INC COM 713448108 2315 44947 SH DEFINED 0 0 44947 PFIZER INC COM 717081103 20551 517126 SH DEFINED 2100 0 515026 PHILIP MORRIS COMPANIES INC COM 718154107 2159 40993 SH DEFINED 1335 0 39658 PRICE T ROWE GROUP INC COM 74144T108 1872 48081 SH DEFINED 1600 0 46481 T ROWE PRICE GROWTH STOCK FD FUND 741479109 541 22675 SH DEFINED 0 0 22675 PROCTER AND GAMBLE COMPANY COM 742718109 9309 103332 SH DEFINED 500 0 102832 QWEST COMM INTL INC COM 749121109 194 23605 SH DEFINED 0 0 23605 REGENCY EQ CORP SBI COM 758855100 0 20000 SH DEFINED 0 0 20000 T ROWE PRICE EQUITY INCOME FD FUND 779547108 206 8395 SH DEFINED 0 0 8395 T ROWE GROWTH AND INCOME FUND FUND 779551100 484 21456 SH DEFINED 0 0 21456 ROYAL DUTCH PETROLEUM CO PAR VALUE 1.25 780257804 783 14422 SH DEFINED 0 0 14422 SBC COMMUNICATIONS INC COM 78387G103 2691 71887 SH DEFINED 0 0 71887 SARA LEE CORP COM 803111103 309 14864 SH DEFINED 0 0 14864 SCHLUMBERGER LIMITED COM 806857108 1324 22516 SH DEFINED 0 0 22516 SCHWAB CHARLES CORP COM 808513105 5395 412122 SH DEFINED 0 0 412122 SHELL TRANSPORT & TRAD ADR COM 822703609 443 10000 SH DEFINED 0 0 10000 SIEBEL SYSTEMS COM 826170102 711 21808 SH DEFINED 15908 0 5900 SIGMA ALDRICH CORPORATION COM 826552101 301 6400 SH DEFINED 0 0 6400 SOLECTRON CORP COM 834182107 5210 667950 SH DEFINED 17200 0 650750 SPEACHWORKS INTL INC COM 84764M101 78 10000 SH DEFINED 0 0 10000 STAPLES, INC. COM 855030102 478 23950 SH DEFINED 0 0 23950 STARBUCKS CORPORATION COM 855244109 1663 71900 SH DEFINED 7200 0 64700 STATE STREET CORP COM 857477103 748 13500 SH DEFINED 0 0 13500 SUN MICROSYSTEMS INC COM 866810104 893 101298 SH DEFINED 0 0 101298 SYMANTEC CORP COM 871503108 1339 32500 SH DEFINED 2000 0 30500 TELLABS INC COM 879664100 194 18548 SH DEFINED 0 0 18548 TENET HEALTHCARE CORP COM 88033G100 221 3300 SH DEFINED 0 0 3300 TRIBUNE CO NEW COM 896047107 1585 34857 SH DEFINED 0 0 34857 U.S. BANCORP COM 902973304 478 21200 SH DEFINED 0 0 21200 UNITED TECHNOLOGIES CORP COM 913017109 482 6500 SH DEFINED 0 0 6500 VERIZON COMMUNICATIONS COM 92343V104 2787 60458 SH DEFINED 0 0 60458 VIACOM INC CL B COM 925524308 3202 66198 SH DEFINED 0 0 66198 VODAFONE GROUP PLC SPONSORED ADR 92857W100 1889 102492 SH DEFINED 0 0 102492 WAL MART STORES INC COM 931142103 6662 108682 SH DEFINED 600 0 108082 WALGREEN CO COM 931422109 4014 102423 SH DEFINED 0 0 102423 WELLS FARGO & CO (NEW) COM 949746101 2450 49600 SH DEFINED 0 0 49600 WILLIAMS SONOMA INC COM 969904101 993 21600 SH DEFINED 0 0 21600 WISCONSIN ENERGY CORP COM 976657106 380 15288 SH DEFINED 0 0 15288 WORLDCOM INC-WORLDCOM GROUP COM 98157D106 549 81479 SH DEFINED 1500 0 79979 WRIGLEY WM JR CO COM 982526105 327 6130 SH DEFINED 0 0 6130 WYETH CORP COM 983024100 7685 117056 SH DEFINED 0 0 117056 ZIMMER HOLDINGS INC COM 98956P102 294 8648 SH DEFINED 0 0 8648 VODAPHONE GROUP PLC COM G93882101 65 34575 SH SOLE 34575 0 0