13F-HR 1 x13f-1001.txt JOEL R. MOGY INVESTMENT COUNSEL INC. - 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 --------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Joel Mogy R. Investment Counsel Inc. ----------------------------------------------------------------- Address: 315 South Beverly Drive - Ste. 400 ----------------------------------------------------------------- Beverly Hills, CA 90212 ----------------------------------------------------------------- 13F File Number: 801-15669 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joel R. Mogy ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 310/552-0529 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Joel R. Mogy Beverly Hills, CA 10/22/2001 -------------------------- --------------------------- ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 130 -------------------- Form 13F Information Table Value Total: $388,078 -------------------- (thousands) List of Other Included Managers: No. 13F File Number Name ----- ------------------- -------------------------------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: ------------------------------- -------------- --------- ---------- -------- ------------ ---------- ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY NUMBER MARKET PRINCIPAL DISCRETION ----- ------- ------ VALUE AMOUNT (A) (B) (C) SOLE SHARED NONE ------------------------------- -------------- --------- ---------- -------- ------------ ---------- ------------------------ AOL TIME WARNER INC COM 00184A105 23378 706298 SH DEFINED 17620 0 688678 AT&T CORP COM 001957109 1150 59566 SH DEFINED 0 0 59566 AT&T WIRELESS SERVICES INC COM 00209A106 318 21286 SH DEFINED 0 0 21286 ABBOTT LABORATORIES COM 002824100 5651 108990 SH DEFINED 0 0 108990 AGILENT TECHNOLOGIES INC COM COM 00846U101 277 14185 SH DEFINED 0 0 14185 AMERICAN EXPRESS CO COM 025816109 1298 44672 SH DEFINED 0 0 44672 AMERICAN HOME PRODUCTS CORP COM 026609107 6737 115656 SH DEFINED 0 0 115656 AMERICAN INTL GROUP INC COM 026874107 6821 87449 SH DEFINED 0 0 87449 AMGEN INC COM 031162100 1828 31100 SH DEFINED 0 0 31100 ANHEUSER BUSCH COS INC COM 035229103 452 10800 SH DEFINED 0 0 10800 AUTOMATIC DATA PROCESSING INC COM 053015103 2543 54050 SH DEFINED 0 0 54050 BP PLC ADRS COM 055622104 1526 31030 SH DEFINED 0 0 31030 BANK OF AMERICA CORP COM 060505104 1730 29621 SH DEFINED 0 0 29621 BANK NEW YORK COMPANY COM 064057102 640 18290 SH DEFINED 0 0 18290 BECTON DICKINSON & CO COM 075887109 2078 56150 SH DEFINED 0 0 56150 BED BATH & BEYOND INC COM 075896100 14448 567477 SH DEFINED 9600 0 557877 BELLSOUTH CORP COM 079860102 1478 35563 SH DEFINED 0 0 35563 BERKSHIRE HATHAWAY INC CV CL A COM 084670108 700 10 SH DEFINED 2 0 8 BERKSHIRE HATHAWAY INC CLASS B 084670207 2029 871 SH DEFINED 0 0 871 BIOGEN INC COM 090597105 445 8000 SH DEFINED 0 0 8000 BLOCK H & R INC COM 093671105 308 8000 SH DEFINED 0 0 8000 BOEING COMPANY COM 097023105 650 19394 SH DEFINED 100 0 19294 BRISTOL-MYERS SQUIBB CO COM 110122108 4910 88371 SH DEFINED 0 0 88371 CARDINAL HEALTH INC COM 14149Y108 6208 83948 SH DEFINED 750 0 83198 CHARTER COMMUNICATIONS INC COM 16117M107 1305 105413 SH DEFINED 0 0 105413 CHEVRON CORP COM 166751107 1668 19680 SH DEFINED 0 0 19680 CISCO SYSTEMS INC COM 17275R102 18409 1511380 SH DEFINED 21600 0 1489780 CINTAS CORP COM 172908105 5144 127638 SH DEFINED 0 0 127638 CITIGROUP INC COM 172967101 11151 275332 SH DEFINED 0 0 275332 CITY NATL CORP COM 178566105 637 14762 SH DEFINED 0 0 14762 CLEAR CHANNEL COMMUNICATIONS COM 184502102 845 21247 SH DEFINED 0 0 21247 COCA-COLA COMPANY COM 191216100 8693 185560 SH DEFINED 800 0 184760 COMCAST CORP CL A COM 200300101 505 14200 SH DEFINED 0 0 14200 COMCAST CORP CL A SPL COM 200300200 2238 62401 SH DEFINED 0 0 62401 COSTCO WHSL CORP (NEW) COM 22160K105 2578 72486 SH DEFINED 0 0 72486 COX COMMUNICATIONS INC CL A COM 224044107 1352 32380 SH DEFINED 0 0 32380 CRAY INC COM 225223106 58 28125 SH DEFINED 0 0 28125 DELL COMPUTER CORP COM 247025109 667 35990 SH DEFINED 0 0 35990 DISNEY WALT CO (HOLDING CO) COM 254687106 5106 274230 SH DEFINED 2100 0 272130 DOMINION RESOURCES INC (NEW) COM 25746U109 355 5976 SH DEFINED 0 0 5976 DU PONT (E.I.) 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